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1、 欢迎阅读本文档，希望本文档能对您有所帮助!信息披露管理办法 administrativemeasuresoninformationdisclosurebylistedcompanieschinasecuritiesregulatorycommissionorderno.40 30january2021 chapter1-generalprinciples article1thesemeasuresareformulatedpursuanttotheprovisionsofthecompanylaw，thesecuritieslawandotherrelevantlawsandadminist
2、rativeregulationsforthepurposesofstandardisinginformationdisclosurebyissuers，listedcompaniesandotherinformationdisclosureobligors，strengtheningadministrationoverinformationdisclosuremattersandprotectingthelawfulrightsandinterestsofinvestors. article2informationdisclosuremadebyobligorsshallbetruthful
3、，accurate，completeandtimely，andtheinformationdisclosedshallnotcontainanyfalsehood，misleadingstatementormajoromission. informationdisclosuremadetoallinvestorsbyobligorsshallbepublicandsimultaneous. wherealistedcompanyissuessecuritiesandderivativesinthechinaoroverseasstockmarkets，theinformationdisclos
4、uremadeinanoverseasstockmarketmustsimultaneouslybemadeinthechinastockmarket. article3thedirectors，supervisorsandseniormanagementpersonnelofissuersandlistedcompaniesshallperformtheirdutiesfaithfullyanddiligently，andensuretheveracity，accuracy，completeness，timelinessandimpartialityoftheinformationdiscl
5、osed. article4nopersonwithknowledgeofinsideinformationshall，priortoalawfuldisclosureofinsideinformation，makepublicordisclosesuchinformationorconductinsidertradingwithsuchinformation. article5informationdisclosuredocumentsmainlyincludetheprospectus，listingmemorandum，listingannouncement，regularreports
6、andinterimreports. article6listedcompaniesandotherinformationdisclosureobligorsshallsubmitthedraftpublicannouncementandtherelevantdocumentsforinspectiontothestockexchangeforregistrationwhenmakinginformationdisclosurepursuanttolaw，andmaketheannouncementonmediadesignatedbythechinasecuritiesregulatoryc
7、ommission（hereinafterreferredtoasthe”csrc”）. thetimingoftheinformationannouncedonthecorporatewebsiteandothermediabyaninformationdisclosureobligorshallnotprecedetheannouncementofsuchinformationinthedesignatedmedia;thereportingandpublicannouncementdutiesmaynotbeintheformofapressconferenceorreplytoques
8、tionsposedbyreportersorinanyotherform;andthedutytomakeinterimreportsmaynotbesubstitutedwitharegularreport. article7informationdisclosureobligorsshallsubmitthedraftpublicannouncementandtherelevantdocumentsforinspectiontothesecuritiesregulatorybureauattheplaceofregistrationofthelistedcompany，andmakeco
9、piesofthesameavailableatthecompanyaddressforinspectionbymembersofthepublic. article8informationdisclosuredocumentsshallbewrittenintext.whereaninformationdisclosuredocumentisalsowritteninaforeigntext，theinformationdisclosureobligorshallensuretheconsistencyofthecontentsinbothversions.whereanyinconsist
10、encyarisesbetweenthetwoversions，thetextshallprevail. article9thecsrcshallsuperviseandinspectinformationdisclosuredocuments，publicannouncementsandthemanagementofinformationdisclosurematterspursuanttolaw;andsuperviseandinspecttheconductofcontrollingshareholders，actualcontrollingpartiesandinformationdi
11、sclosureobligorsoflistedcompanies. thestockexchangeshallsuperviseandinspecttheinformationdisclosureactivitiesoflistedcompaniesandotherinformationdisclosureobligorsandurgethemtomaketimelyandaccurateinformationdisclosurepursuanttothelaw;andimplementreal-timemonitoringofsecuritiesandderivativestransact
12、ions.thelistingrulesandotherinformationdisclosurerulesformulatedbythestockexchangemustbesubmittedtothecsrcforapproval. article10thecsrcmaymakespecialprovisionsforinformationdisclosurebylistedcompaniesinthefinancial，realestateandotherspecialindustries.chapter2-prospectus listing memorandum and listin
13、gannouncement article11prospectusespreparedbyissuersshallcomplywiththerelevantprovisionsofthecsrc.anyinformationwhichmaysignificantlyaffecttheinvestmentdecisionofaninvestormustbedisclosedintheprospectus. theissuershall，uponapprovalofthesecuritiespublicofferingapplicationbythecsrc，makeapublicannounce
14、mentoftheprospectuspriortothesecuritiesoffering. article12thedirectors，supervisorsandseniormanagementpersonnelofanissuershallsignandendorsetheprospectusandensuretheveracity，accuracyandcompletenessofinformationdisclosedtherein. theprospectusshallhavethecompanysealoftheissueraffixed. article13whereani
15、ssuerappliesforinitialpublicoffering，theissuershall，uponacceptanceoftheapplicationdocumentsbythecsrcbutpriorexaminationbytheofferingreviewcommittee，discloseadraftdeclarationoftheprospectusonthecsrcwebsiteinadvance. thedraftdeclarationoftheprospectusdisclosedinadvanceisnotaformaldocumentforissuanceof
16、sharesbytheissuerandshallnotincludeanypricinginformation;andtheissuershallnotissuesharesbasedonthedraftdeclarationoftheprospectus. article14whereanimportantmatteroccursduringtheperiodafterthecsrcapprovestheissuanceofsecuritiesapplicationbutbeforeissuanceiscomplete，theissuershallsubmitawrittenexplanationtothecsrc;andarevisedprospectusor
