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1、尽职调查所需资料日录（LJ 英对照）Table of Contents for Due DiligenceA公司法定成立文件(Incorporation Documents of the Company)1公司历史背景的解释（包括任何股东变更、资产抛售、公司分立等）Explanation on the historical background of the Company (including e.g. whetherthere were any change of shareholders, major disposal of assets or spin-oft thecompany)2
2、公刊设立的完整文件，包括可行性报告、向审批机构递交的中请、审批机构的批复、行业主管部门的前置审批许可、项日核准以及其他政府机构出具的批准或鸶记文件Complete set of incorporation documents of the Company, including feasibility studyreport, applications submitted to and official replies from the relevant examination andapproval authorities, preliminary examination and approv
3、al from competent authorityfor relevant industry, project approval and approvals or registration certificates issuedby other governmental authorities3。政府机构就外商投资鼓励类项日出具的确认书（如有）Confirmation letter issued by governmental authorities for encouragedforeign-invested project(if any)4股东协议（或合资合同）及其修改文件Shareh
4、olders agreement (or joint venture contract), including any amendment.5章程、其修改文件及相关的董事会和或股东会决议Articles of association including any amendment, and relevant resolutions passed bythe board of directors and/or shareholdrs meeting of the Company6。原审批构就股东协议（或合资合同） 、章程、营业执照及其他批准证书的修改或变更所出具的批复以及相关髓记文件Approv
5、als of any amendment or modification to shareholdrs agreement (or jointventure contract), articles of association, business license and other approvalcertificates from the original examination and approval authorities, together withregistration certificates relevant thereto7最新的营业执照及年检证明Most recent b
6、usiness license together with all annual inspection certificates8除营业执照外，经营日前公司业务所需的所有有效的许可证书或批准文件及年榆证明Apart from the business license, all valid permits, approvals required for th operationof Companys current business and all relevant annual inspection certificates9所有注册脊记文件，包括外 i1：畿记证、外贸经营权证明、海关畿记证明
7、、税务畿记证明、财政登记证明、组织机构登记证明、统计登记证明等All registration certificates, including foreign exchange registration certificate, foreigntrade right registration certificate, customs registration certificate, tax registrationcertificate, financial registration certificate, organization identity code certificate,st
8、atistics registration certificate, etc.10.公司注册地址的细节，如果注册地址与其主要经营场所不同，则还应提供主要经营场所的细节Details of the Companys registered address, if different from the principal place ofbusiness, please also provide details of the principal place of businessB。公司资本结构( Capital Structure)1会计师事务所就股东出资情况出具的验资报告Capital veri
9、fication reports issued by an accounting firm regarding the capitacontribution of the Shareholders2资产评估机构就股东实物投资出具的评估报告，以及国有资产管理部门对评估报告的确认义件（如适用）Asset valuation reports on shareholders capital contribution in kind issued by acompetent asset valuation institution, and ratification thereof issued by t
10、hestate-owned assets administration authorities(if applicable)3公司结构变动（如增资、股权转让、合并、分立等）的完整文件，包括相关合同、董事会决议、股东会决议、向审批机构递交的中请及审批机构的回复等Complete set of documents for any change of the Companys structure (e.g. capitalincrease, equity transfer, merger, division or split, etc.), including all relevant contra
11、cts,board resolutions, resolutions of shareholders meeting, applications submitted to andapprovals obtained from the relevant examination and approval authorities for suchchange, etc.4。会股东转让公司股权的有关转让协议、向其他股东发出的转让通知、其他股东的同意书Agreement relating to any previous transfer of equity interest in the Company
12、, transfernotices issued to the remaining shareholders by the transferring shareholder, and theremaining shareholders consent letter on the transfer5。股东名册及公司向股东出具的出资证明书The Companys register of shareholders and capital contribution certificates issued tothe shareholders by the Company6公司股东信息，包括其名称、地址
13、、联系方式（电话及传真）及持股比例Information of all shareholders of the Company, including their full names, addresses,contacts (telephone and fax number) and their respective shareholding ratio in theCompany7公司控制实体（或实际控制人）的名称、营业执照或其他注册登记文件（或身份证明义件）Name, business license or other registration certificates (or ident
14、ity certificate) of thecontrolling entity (or actual controller) of the Company8公司与股东或控制实体（或实际控制人）在过去两年中签订的全部协议及其他相关文件All agreements entered into between the Company and shareholders or thecontrolling entitr (or the actual controller) over the last two years, and otherdocuments relevant thereto9。公司建
15、立的任何分公司、办事处或其他经济组织的清单、注册文件及主管经理人员的名称与完整的地址Lists and registration documents of any branch, liaison office, or other businessorganization established by the Company, including full names and completeaddresses of the managers in charge thereof10.公司与其子公司签订的全部协议（如管理合同、控制协议、利润及损失转移协议等）及其他相关义件All agreement
16、s between the Company and its subsidiaries (e.g. management contract,control agreement, profit and loss transfer agreement, etc.) and other documentsrelevant thereto11.关于同公司或其子公司有关的兼并、合并、雨组或贫立的合同或意向声明Contracts, statements of intent regarding merger, consolidation, restructuring ordivision relating to the Company or any of its subsidiaries12.公司持有股权的实体的清单及各实体的营业执照、公司在各实体中的持股比例的说明及证明持股比例的文件（如验资报告或工商畿汜文件） 、与公司股权投资相关的政府批准或登记文件A list of entities in which
