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1、中南民族大学 硕士学位论文 著作权质押研究 姓名：田甜 申请学位级别：硕士 专业：法律硕士（法学） 指导教师：王瑞龙 2011-05-02 中南民族大学法律硕士学位论文 I 摘 要 著作权质押是著作权利用制度的一个重要方面。伴随着知识经济的到来，知 识产权在我国日益得到重视。因为较之以往社会财富的表现形式发生了很大的变 化，财富的表现形式不仅是土地、房产、资源和不动产等有形资产，而且包括专 利、商标、商誉、著作权等知识产权在内的无形资产。特别是对一些高新科技类 的中小企业来说，新型财富的意义甚是重大，因为它们的财产更多地是知识产权 等无形资产。这些企业要发展就必须通过一定的方式来进行融资，著作
2、权等相关 知识产权质押就为这些企业提供了崭新的融资渠道。 第一，本文分析了著作权质押的概念与特征。本文从著作权质押的最一般理 论着手，通过对比动产质押的概念，深入剖析著作权质押的基础理论，并且结合 了物权法的最新规定。然而，2007年物权法在知识产权质押方面的规定 并没有在很大程度上突破原担保法的局限，在对知识产权质押的问题上的规 定仍然是较为粗略和概括的，没有对知识产权质押的效力的内容、知识产权质押 的公示、担保权益的实现、知识产权设定质押后使用费的提存机关等细节问题做 出详细的回答。 第二，讨论了著作权质押所存在的问题。2007年物权法与著作权法等 知识产权法及其实施细则之间存在一些衔接上
3、的问题。如，我国物权法明确 规定了用作质押的知识产权必须是“可以转让的”，而著作权许可使用权是否可 以质押并不明确，著作权法规定了著作权人转让著作权和许可使用该权利的 情形。但是同样的，这种按第24条产生的许可使用权是否属于物权法第223 条规定的“可以转让的权利”是不清楚的。著作权法实施细则第25条规定著 作权的转让和许可“可以”在管理部门进行登记。然而，在著作权法实施细则 中并无著作权质押或者著作权许可使用权质押的规定。根据物权法第223条规 定著作权的质押只有在登记后方得生效。 第三， 现有研究缺乏理论深度， 只是局限在著作权质押制度的表面问题的一些 探讨。如对几种特殊质押标的的探讨，涉
4、及到未完成作品能否质押以及存在哪些 制度上的缺失，这些问题都是在本文讨论范围之列。此外，尚有一些重要问题仍 著作权质押研究 II 在讨论之列，如著作权质权制度的价值追求与平衡问题等。 第四，指出著作权质押的现状及不足并提出粗浅的制度构想。本文正是试图 克服实践及学界中出现的不足，最后寻找到完善我国著作权质押制度的出路，充 分体现著作权质押制度的价值所在，并提出立法建议供有关部门参考。 关键词：著作权；质押；公示模式；制度构想 中南民族大学法律硕士学位论文 III Abstract Copyright pledge is an important aspect of using system.
5、With the coming of knowledge economy, great attention had been paid to intellectual property rights. Compared with the previous manifestations of wealth in society ,nowadays wealth has undergone great changes, not just in the manifestation of the wealth of land, property, resources, real property an
6、d other tangible assets, but also including patents, trademarks, goodwill, copyright and other intellectual property, including intangible assets. Especially for some high-tech enterprises, the new meaning of wealth is very important, because the expression of their property is more intangible, such
7、 as intellect property. These enterprises aims to develop a certain way through the financing, copyright and other related intellectual property as security for these companies ,providing new financing channels. Firstly, This paper analyzes the conception and features of the copyright pledge, from t
8、he most general theory of copyright pledge to proceed, with the difference between the concept of chattel mortgage, in-depth analysis of the basic theory of the copyright pledgethe long-awaited “Property Law“ promulgated in 2007.However, the “Property Law“ requirements doesnt break the original “sec
9、urity law“ in some respects .Limitations in the issue of intellectual property provisions of the pledge are still rather rough and general, there are not exist the content of pledge of intellectual property, the publicity of intellectual property pledge, the realization of security interests, intell
10、ectual property royalties and other details to make a detailed answer. Secondly, Discussion about problems of copyright pledge among the “Property Law“ of intellectual property law and copyright law with its implementation rules, there are some convergence issues. For example, our “Property Law“ cle
11、arly provides intellectual property as collateral , which must be “transferable.“ The copyright licensing is not clearly whether the right to pledge, “Copyright Law“ provides the transfer of the copyright for the holder of copyright and license to use the right situation. But again, this produced un
12、der section 24 whether the license right to use “Property Law“ Article 223 “transferable rights“ is unclear. “Copyright Law Implementation Rules,“ Article 25 of the transfer of copyright and license “may“ in the management department for registration. However, in the “Rules for the 著作权质押研究 IV Implem
13、entation of the Copyright Law,“ there is no copyright pledge, or pledge the right to use copyright licensing regulations. Under the “Property Law“ provisions of Article 223 of the copyright pledge was effective only in the rear registration. Thirdly, existing studies lack theoretical depth, which li
14、mits to the surface of the Copyright pledge system problems and some conclusions drawn from these studies is questionable, there is misleading. In addition, there are a number of important issues， which need to be discussed, such as the value of the copyright system, the pursuit of the right quality
15、 and balance issues and the conclusion of the contract and the registration of the copyright pledge, the parties have no right disposition, unpublished copyright works should be focused on such issues as the pledge for study. Finally, Try to find out the perfect way and better our perfect system of
16、copyright pledge, which fully reflects the value of the copyright pledge system, and propose legislation to outline the relevant departments for reference. Key words：copyright pledge model of public signal System conception 中南民族大学中南民族大学 学位论文原创性声明学位论文原创性声明 本人郑重声明：所呈交的论文是本人在导师的指导下独立进行研究所 取得的研究成果。除了文中特别加以标注引用的内容外，本论文不包含任 何其他个人或集体已经发表或撰写的成果作品。对本文的研究做出重要贡 献的个人和集体，均已在文中以明确方式标明。本人完全意识到本声明的 法律后果由本人承担。 作者签名： 日期： 年 月 日 学位论文版权使用授权书学位论文版权使用授权书 本学位论文作者完全了解学校有关保留、使用学位论文的规定，同意 学校
