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1、-Shenzhen International Enterprise Co., Ltd.The Third Quarterly Report 2012I. Important NotesThe Board of Directors, the Supervisory Committee, directors, supervisors and other senior managementpersonnel of Shenzhen International Enterprise Co., Ltd. (hereinafter referred to as the Company) herebygu
2、arantee that this report carries no false information, misleading statements or major omissions, and accept,individually and collectively, the responsibility for the factuality, accuracy and completeness of the informationset forth herein.All directors attended the board session for reviewing this r
3、eport.Zheng Kanghao, Person-in-charge of the Company, Chen Xiaohai, Person-in-charge of the accounting work, andXu Xiaoyun, Person-in-charge of the accounting organ (Financial manager) hereby confirm the factuality andcompleteness of the Financial Report in this quarterly report.II. Company Profile(
4、I) Major accounting data and financial indexesAny retrospective adjustment in previous financial statements?Yes No Inapplicable30 Sept. 201231 Dec. 2011Before the adjustment After the adjustmentIncrease/decrease (%)After the adjustmentTotal assets (RMB Yuan)1,639,605,990.871,537,761,372.581,545,337,
5、848.286.1%Owners equity attributable toshareholders of the Company-37,073,594.71-84,350,914.14-79,115,509.33(RMB Yuan)Share capital (share)220,901,184.00220,901,184220,901,184.00Netassetspershareattributable to shareholders ofthe Company (RMB-0.17-0.38-0.36Yuan/share)Jul.-Sept. 2012YoY increase/decr
6、ease(%)Jan.-Sept. 2012YoY increase/decrease(%)Gross operating(RMB Yuan)revenues25,266,800.06361.05%59,194,124.89394.83%Net profit attributable toshareholders of the Company(RMB Yuan)Net cash flow from operatingactivities (RMB Yuan)Net cash flow per share from-19,194,570.5948,469,187.55-146,807,554.8
7、5operating activities (RMB-0.66Yuan/share)Basic EPS (RMB Yuan/share)-0.08690.219DilutedYuan/share)EPS(RMB-0.08690.219Weighted average ROE (%)Weighted average ROE afterdeducting non-recurring gains1and losses (%)Items of non-recurring gains and lossesApplicable InapplicableAmount duringItemJan.-Sept.
8、 2012 (RMBNotesYuan)Mainly the investment income gained fromdisposal of the equity of ShenzhenGains and losses on disposal of non-current assets100,253,485.59 InternationalEnterpriseBusinessAdministration Co., Ltd. and ShenzhenLonggang International Enterprise Co., Ltd.Tax rebate, reduction or exemp
9、tion due to un-authorizedapproval or the lack of formal approval documentsGovernment grants recognized in the current year, exceptfor those acquired in the ordinary course of business orgranted at certain quotas or amounts according to thecountrys unified standardsCapital occupation fees received fr
10、om non-financialenterprises that are included in current gains and lossesGains generated when the investment costs of theCompanys acquiring subsidiaries, associates and jointventures are less than the fair value of identifiable net assetsin the investees attributable to the Company in theacquisition
11、 of the investmentsExchange gains and losses of non-monetary assetsGains and losses through entrusting others to invest ormanage assetsVarious asset impairment provisions due to acts of God suchas natural disastersGains and losses on debt restructuringEnterprise reorganization expenses, such as expe
12、nses onemployee settlement and integrationGains and losses on the parts exceeding the fair value whenprices of transactions become unfairNet current gains and losses from the period-begin to thecombination date of subsidiaries due to businesscombinations under the same controlGains and losses on con
13、tingent matters which are irrelevantto the normal operation of the CompanyGains and losses on fair value changes of transactionalfinancial assets and liabilities, and investment gains ondisposal of transactional financial assets and liabilities andavailable-for-sale financial assets, except for the
14、effectivehedging business related to the Companys normal operationReversal of impairment provisions for accounts receivablewhich are separately tested for impairment signsGains and losses on entrustment loans from external partiesGains and losses on fair value changes of investingproperties for whic
15、h the fair value method is adopted forsubsequent measurementCurrent gain and loss effect due to a just-for-onceadjustment to current gains and losses according torequirements of taxation and accounting laws andregulationsCustodian fee income from entrusted operations with theCompanyOther non-operati
16、ng incomes and expenses besides the-149,546.00404,308.402Typeitems aboveOther gain and loss items that meet the definition ofnon-recurring gains and lossesMinority interests effectsIncome tax effects-12,652,381.94Total87,855,866.05-“Other gain and loss items that meet the definition of non-recurring
17、 gains and losses” & non-recurring gain andloss items recognized as recurring gain and loss items according to the natures and characteristics of theCompanys normal businessItemInvolved amount (RMBYuan)Notes(II) Total number of shareholders and top 10 shareholders at the period-endTotal number of sh
18、areholdersParticulars about shares held by the top ten shareholders holding tradable shares13,349Name of shareholderNumber of tradable shares heldat period-endType and number of sharesNumberMULTI PROFIT ASIAPACIFIC INVESTMENT LTD30,264,192Domesticallyshareslistedforeign30,264,192SHENZHENSPECIALECONO
19、MICDEVELOPMENTZONE(GROUP)16,275,462 RMB ordinary shares16,275,462CO., LTD.UOB INVESTMENT (CHINA)LIMITEDZHONG ZHIQIANG15,528,9418,215,594DomesticallysharesDomesticallyshareslistedlistedforeignforeign15,528,9418,215,594GUOYUAN(HK) CO., LTD.SECURITIES7,569,130Domesticallyshareslistedforeign7,569,130SHE
20、NZHENWONGTEEREAL ESTATE INVESTMENTCO., LTD.6,571,594 RMB ordinary shares6,571,594GUOTAI JUNANSECURITIES(HONGKONG)LIMITEDCHEN SHUZENG HAIXINGSHANGHAI HONG KONGWANGUO SECURITIES CO.,LTD.2,319,2292,149,3272,148,7151,970,878DomesticallysharesDomesticallysharesDomesticallysharesDomesticallyshareslistedli
21、stedlistedlistedforeignforeignforeignforeign2,319,2292,149,3272,148,7151,970,878Particulars about shareholdersIII. Significant Events(I) Significant changes in major accounting data, financial highlights and reasons for these changesApplicable Inapplicable3Monetary funds at the period-end increased
22、113.80% over the year-begin, which was mainly because of the bankborrowings obtained.Accounts receivable at the period-end increased 2,134.78% over the year-begin, which was mainly because ofmore amounts due from customers.Intangible assets at the period-end decreased 99.63% over the year-begin, whi
23、ch was mainly because of the sale ofsubsidiary equity interests.Accounts payable at the period-end decreased 91.80% over the year-begin, which was mainly because mostconstruction payables were cleared.Payroll payable at the period-end decreased 58.85% over the year-begin, which was mainly because so
24、me bonusprovisions were made at the end of last year.Interest payable at the period-end decreased 100.00% over the year-begin, which was mainly because all interestwas paid.Operating revenues, operating costs and operating taxes and surtaxes for the reporting period increased 394.83%,442.94% and 625
25、.35% over the same period of last year, which was mainly due to the sale of shops inGangyihaoting, a real estate project.Selling expenses for the reporting period increased RMB 22,978,028.99 over the same period of last year, whichwas mainly due to the increase of expenses on advertisement, leasing
26、and sales service.Financial expenses for the reporting period increased 48.35% over the same period of last year, which was mainlydue to the decrease of borrowing interest capitalization.Cash received from selling of goods and rendering of services increased 232.60% over the same period of lastyear,
27、 which was mainly due to the sale of shops in Gangyihaoting, a real estate project.Cash paid for goods and services increased 158.19% over the same period of last year, which was mainly due tothe sale of shops in Gangyihaoting, a real estate project, and the clearing of some construction payables.(I
28、I) Progress of significant events and its influence, as well as the analysis and explanation onsolutions1. About non-standard audit opinionApplicable InapplicableOn 18 Apr 2012, China Audit International Certified Public Accountants LTD. issued audit report withemphasized paragraphs for items and qu
29、alified opinion for Y2011. Statement of the Board for change andhandling of concerned items is listed below:(1) Qualified item: Shops of staffs are classified as the Companys historical problems, which will be positivelyprocessed by the Board. Management of the Company organized a focused tem to pos
30、itively communicate andprocess the issue with staffs who subscribed shops at that time. Besides, the Company has sued to the courtregarding the item of shop subscription by some staffs, and some subscribers have sued Rongfa Company. (Fordetails, please refer to III (II) 4 Others: Significant Events
31、of Litigation and Arbitration)(2) Emphasized issues:Problems regarding sustainable operating capability of the Company:Operating condition of the Company will be substantially improved after the opening of Wongtee Plaza.With the progress of the project, the Company will further increase financing an
32、d improve liability structure, soas to meet the development need of the Companys core projects. The Company will continue to intensify theefforts of cash realization of forests, and has transferred standing timbers and woodland covering about 1,100 muin total. In order to liquidize assets, the Compa
33、ny and its owned subsidiary, Rongfa Company, respectively soldthe equity of Shenzhen International Enterprise Business Administration Co., Ltd. and Shenzhen LonggangInternational Enterprise Co., Ltd. at a total price of RMB 120 million, which provided a certain amount of cashflow for company operati
34、on.42. The Company offers capital to the controlling shareholder or its related parties or provides externalguarantees in violation of the prescribed procedures.Applicable Inapplicable3. Signing and execution of significant contracts concerning routine operationApplicable Inapplicable4. OthersApplic
35、able Inapplicable(1) Significant lawsuits and arbitrations involving the Company during the reporting period: The case on contract dispute between Shenzhen Zhongtie Property Co., Ltd. (hereinafter referred as “ZhongtieProperty”) and Shenzhen Rongfa Investment Co., Ltd. (hereinafter called “Rongfa Co
36、mpany”):Progress of the case: the Company received a Judgment Letter for the first instance from Shenzhen Futian DistrictPeoples Court in Oct. 2011, sentencing it to pay a penal sum of RMB 4 million to Zhongtie Property. Recently,the second instance has finished and the Company received the Civil Ju
37、dgment Letter for Second Instance ofShenzhen Intermediary Peoples Court (2012 Shen-Zhong-Fa-Fang-Zhong-Zi No. 62), which stated that theappeal was dismissed and the original judgment was affirmed. The case on equity transfer dispute between Malaysia Foh Chong & Sons SDN.BHD. (hereinafter referred as
38、“Foh Chong Company”, which sued the Company) and the Company:Progress of the case: the Company received a Judgment Letter for the first instance at the end of Mar. 2012,sentencing the Company to pay the principal of RMB 20.6 million, interest and overdue penalty (For details,please refer to the Comp
39、anys announcements about significant litigation published on ,Securities Times, and Hong Kong Ta Kung Pao on 4 Apr 2012). Now the case is under the trial for the secondinstance.During the first instance, Foh Chong Company submitted the Repayment Agreement as evidence to prove that theCompany and Foh
40、 Chong Company had reached a supplementary agreement on the equity transfer sum.Regarding the signing dispute of the Repayment Agreement, the Company sued Mr. Li Jinquan, the signer of theagreement on behalf of the Company and the former chairman of the Company, to Shenzhen Luohu PeoplesCourt. And n
41、ow the case is under the trial for the first instance (For details, please refer to the Companysannouncements about significant litigation progress published on , Securities Times, andHong Kong Ta Kung Pao on 8 Sept. 2012). The case on dispute for guarantee obligation recovery between the Company an
42、d Shum Kong Industry & TradeCo., Ltd. (hereinafter referred as Shum Kong Industry & Trade):Progress of the case: The Company has received RMB 2,646,498.19 of the account for selling the sealed-up land(after deducting the paid executive expenses) in Mar. 2012 and is now looking for other ways to clea
43、r the rest ofthe amount. The case on equity transfer dispute between Shenzhen Rongfa Investment Co., Ltd. and Shenzhen YahaoyuanInvestment Co., Ltd. (hereinafter referred as “Yahaoyuan”):Progress of the case: In Feb. 2012, Rongfa Company received the Civil Judgment Letter from ShenzhenLonggang Peopl
44、es Court. The court judged for the first instance to reject the appeal of the plaintiff. (For details,please refer to the announcements on significant lawsuits disclosed in Securities Times, Hong Kong Ta Kung Paoand http:/ on 26 Oct. 2011 and 22 Feb. 2012 respectively).The case is now under the tria
45、l for the second instance. The case on shop subscription from staffs:Progress of the case: In Jul. 2012, Rongfa Company received a Civil Judgment Letter for the first instance from5Shenzhen Futian District Peoples Court regarding Shenzhen Rongfa Investment Co., Ltd.s separate prosecutionfor contract
46、 dispute on commodity properties subscription of 3 people (including Chen XX, etc.).The judgment result for the case in which Rongfa Company sued Chen XX and Li XX is listed below: The Paperof Internal Subscription signed by the plaintiff and defendants for Shops in IA Mall is legal and effective; T
47、hefulfillment of subscription paper signed by the plaintiff and defendants should be terminated; Other claims fromthe plaintiff are rejected; Other counterclaims from the defendants are rejected. The judgment result for the case inwhich Rongfa Company sued Song XX to confirm the internal subscriptio
48、n relation between the plaintiff and thedefendant as invalid is as the following: The claim from the plaintiff, Shenzhen Rongfa Investment Co., Ltd., isrejected. And the case is now under the trial for the second instance.In addition, Rongfa Company successively received the litigation documents rel
49、ated to the case in which other 7people (including Yang XX, etc.) sued Rongfa Company regarding the event of internal subscription of shops.They required the court to decree Rongfa Company to deliver shops to the plaintiffs immediately and undertakethe lawsuit charge. The aforesaid case is under the
50、 trial for the first instance.Afterwards, 4 people including Yang XX out of the said 7 people and other 6 people including Sun XXsuccessively sued Rongfa Company and Urban Planning, Land and Resources Commission of ShenzhenMunicipality for other claim regarding the internal shop subscription issue,
51、requesting that the court shouldannounce that the Provision 1 “The transfer must be made as a whole and the real estate ownership certificateshall not be handled separately.” In the First Supplementary Agreement to the Shenzhen Land Use Right TransferContract “Shen-Di-He-Zi (2002) No. 9005” signed b
52、etween the two defendants is invalid (For details, please referto the Companys announcements on significant litigation published on http:/, SecuritiesTimes, and Hong Kong Ta Kung Pao on 5 Jul. 2012 and 5 Sept. 2012 respectively). And the case is now under thetrial for the first instance.(2) Particul
53、ars about the procedures of the construction of internal control norms of the CompanyAccording to requirements of documents such as the Basic Norms of Internal Control for Enterprises and itsmating guidelines (hereinafter referred to as “internal control norms”), the Notice of CSRC Shenzhen Bureau o
54、nDoing a Better Job in Implementation of Internal Control Norms in Listed Companies in Shenzhen (SZJF 2012No. 105) and the Notice on Doing a Good Job in Carrying out Internal Control Norms System in ListedCompanies in Shenzhen Separately and in Bathes (SZJGSZ 2012 No. 66) etc., the Company continued
55、 to pushforward the construction and optimization of internal control system, submitted particulars about procedures ofinternal control to Shenzhen CSRC in accordance with relevant requirements in the third quarter of 2012.In the reporting period, specifics about internal work of the Company are as
56、follows: The self-evaluation oninternal control for the first half of 2012 was completed, self-evaluation report on internal control for the first halfof 2012 was drafted and published with review and approval of the Board of Directors. As for defect on internalcontrol revealed in self-evaluation, r
57、ectification and improvement were made. SDO CHINA SHU LUN PANCERTIFIED PUBLIC ACCOUNTANS LLP (hereinafter referred to as “SDO CHINA”) was engaged to act as theaudit unit for annual internal control for 2012 and SDO CHINA will issued an audit report on internal control asfor the effectiveness of inte
58、rnal control of the Company as at 31 Dec. 2012. Based on the internal controlimprovements that had been made in previous period, according to changes to the Companys actual situation andproblems found in execution of the internal control process and rules, the Company revised procedures of internalc
59、ontrol system; continued optimizing the internal control system.(3) Procedures of shopping centre in Futian CBDIn the reporting period, the Company carried forward the construction of Wongtee Plaza project, and speeded upprocess in accordance with business promotion and plan of fine decoration proje
60、ct. Up to the reporting period, the transformation of civil engineering and electromechanical equipment has been completely accomplished, andthe preparation of linkage debug such as electromechanical equipment, fire protection etc. has taken out. Boththe east and the west side of wall curtain of out
61、er elevation have been completely accomplished. Due to theamending requirements proposed by Shenzhen government on south elevation, adjustment was made on designplan. So far, reform and decoration of keel of LED display has been accomplished and the decoration of keel ofnorth elevation has accomplis
62、hed. At present, the progress of business promotion can satisfy the demand oftrial-operation. It is estimated that several floors can carry out trial-operation at the end of the year, while thedetail date of opening will be confirmed regarding the progress of business promotion and project decoratio
63、n thatthere is a chance of uncertainty.6(III) Commitments of the Company or shareholders with an over 5% shareholding made in or carrieddown into the reporting periodApplicable InapplicableEventCommitmentmakerCommitmentcontentsCommitmenttimeCommitmentperiodExecutionCommitment made in a share reformT
64、he obligor forinformationdisclosure shallnot reduce theshares of MultiProfit AsiaPacificInvestment Ltd.Commitments made in the AcquisitionReport or the Report on Equity ChangesHeld the obligorZheng Kanghao from thisacquisition or6 Aug. 201060 monthsStrictly fulfillthecommitmentsreduce theshares of S
65、ZIECindirectly heldby the obligorfrom thisacquisitionwithin the future60 months.Commitment made in asset exchangeCommitment made in share issuanceMr. ZhengKanghao and hiscontrollingshareholdingShenzhenWangteeCommitments made to minorityshareholdersZheng KanghaoInvestmentManagementCo., Ltd. Madethe c
66、ommitment13 Mar. 201212 monthsStrictly fulfillthecommitmentsthat they willnot reduceshares of SZIECadditionally heldin the future 12months.Commitment fulfilled in time or notSpecific reasons for failing to fulfill thecommitment and plan for the next stepMake commitments regarding thehorizontal compe
67、tition and related-party Yes No Inapplicable Yes No Inapplicabletransactions caused or notPromised deadline for solving the problemWays of solving the problemExecution of the commitment(IV) Predict the 2012 annual operating resultsWarnings of possible loss or large-margin change of the accumulated n
68、et profit made during the period from thebeginning of the year to the end of the next reporting period compared with the same period of the last yearaccording to prediction, as well as explanations on the reasons7ItemApplicable Inapplicable(V) Other significant events that need to be explained1. Sec
69、urities investmentApplicable Inapplicable2. Investments in derivativesApplicable Inapplicable3. Derivative investments held at the period-endApplicable Inapplicable4. Researches, visits and interviews received in the reporting periodMain discussion andTime of receptionPlace of receptionWay of recept
70、ionVisitor typeVisitormaterials providedby the CompanyThe overall23 Aug. 20126/F Huang GangBusiness CenterField researchOtherSouthern MetropolisDailyoperation of theCompany and basicsituation of relevantprojects5. Corporate bonds issuedAny corporate bonds issued? Yes NoIV. Appendix(I) Financial stat
71、ementsConsolidated statements or not? Yes No InapplicableThe currency unit for data of the financial statements below is RMB Yuan unless otherwise specified.1. Consolidated balance sheetPrepared by Shenzhen International Enterprise Co., Ltd.Unit: RMB YuanCurrent Assets:Balance as at 30 Sept. 2012Bal
72、ance as at 30 Jun. 2012Monetary funds42,737,026.0519,989,682.85Settlement reservesIntra-group lendingsTransactional financial assetsNotes receivable8Accounts receivableAccounts paid in advancePremiums receivableReinsurance premiums receivableReceivable reinsurance contract reservesInterest receivabl
73、eDividend receivableOther accounts receivable11,509,528.2019,444,673.717,496,212.01515,018.3616,772,527.406,160,436.94Financial assetsagreements to resellpurchasedunderInventoriesNon-current assets due within 1 yearOther current assetsTotal current assetsNon-current assets:Loans by mandate and advan
74、ces grantedAvailable-for-sale financial assetsHeld-to-maturity investmentsLong-term accounts receivableLong-term equity investmentInvesting propertyFixed assetsConstruction in progressEngineering materialsDisposal of fixed assetsProduction biological assetsOil-gas assetsIntangible assetsR&D expenseG
75、oodwillLong-term deferred expensesDeferred income tax assetsOther non-current assetsTotal of non-current assetsTotal assetsCurrent liabilities:Short-term borrowingsBorrowings from Central BankCustomer bank deposits and due tobanks and other financial institutionsIntra-group borrowingsTransactional f
76、inancial liabilitiesNotes payableAccounts payableAccounts received in advanceFinancial assets sold for repurchaseHandling charges andcommissions1,489,336,152.161,570,523,592.135,699,905.498,524,532.0050,560,239.5895,151.004,202,570.6769,082,398.741,639,605,990.876,310,486.5311,386,342.801,405,632,41
77、5.911,050,000.001,450,120,081.465,699,905.498,674,078.0052,552,621.2825,413,328.712,877,833.3495,217,766.821,545,337,848.2876,992,945.521,243,980.079(orItempayableEmployees compensation payableTax payableInterest payableDividend payableOther accounts payableReinsurance premiums payableInsurance cont
78、ract reservesPayables for acting trading of securitiesPayables for acting underwriting ofsecuritiesNon-current liabilities due within 1 yearOther current liabilitiesTotal current liabilitiesNon-current liabilities:Long-term borrowingsBonds payableLong-term payablesSpecific payablesEstimated liabilit
79、iesDeferred income tax liabilitiesOther non-current liabilitiesTotal non-current liabilitiesTotal liabilitiesOwners equity (or shareholders equity)Paid-up capital (or share capital)Capital reservesLess: Treasury stockSpecific reservesSurplus reservesProvisions for general risksRetained profitsForeig
80、n exchange differenceTotal equity attributable to owners of theCompanyMinority interestsTotal owners (or shareholders) equity3,964,780.124,958,286.155,127,701.36144,011,472.65175,759,069.611,711,930,000.0087,690,943.821,861,187.29148,725.291,801,630,856.401,977,389,926.01220,901,184.0065,888,074.131
81、25,929,834.48-449,792,687.32-37,073,594.71-300,710,340.43-337,783,935.149,635,793.005,384,922.313,640,635.055,127,701.36174,760,938.23314,000,000.00590,786,915.541,228,850,000.0086,813,170.641,894,118.92148,725.291,317,706,014.851,908,492,930.39220,901,184.0072,315,347.06125,929,834.48-498,261,874.8
82、7-79,115,509.33-284,039,572.78-363,155,082.11Total liabilities andshareholders) equityowners1,639,605,990.871,545,337,848.28Legal representative: Zheng KanghaoPerson-in-charge of the accounting work: Chen XiaohaiChief of the accounting division: Xu Xiaoyun2. Balance sheet of the CompanyPrepared by S
83、henzhen International Enterprise Co., Ltd.Unit: RMB YuanBalance as at 30 Sept. 2012Balance as at 30 Jun. 201210Current Assets:Monetary fundsTransactional financial assetsNotes receivableAccounts receivableAccounts paid in advanceInterest receivableDividend receivableOther accounts receivableInventor
84、iesNon-current assets due within 1 yearOther current assetsTotal current assetsNon-current assets:Available-for-sale financial assetsHeld-to-maturity investmentsLong-term accounts receivableLong-term equity investmentInvesting propertyFixed assetsConstruction in progressEngineering materialsDisposal
85、 of fixed assetsProduction biological assetsOil-gas assetsIntangible assetsR&D expenseGoodwillLong-term deferred expensesDeferred income tax assetsOther non-current assetsTotal of non-current assetsTotal assetsCurrent liabilities:Short-term borrowingsTransactional financial liabilitiesNotes payableA
86、ccounts payableAccounts received in advanceEmployees compensation payableTax payableInterest payableDividend payableOther accounts payable590,309.488,000,000.00112,565,057.57121,155,367.0543,646,623.596,740,865.004,639,934.37657,333.3455,684,756.30176,840,123.3560,000.002,274,325.344,173,985.355,127
87、,701.3648,111,603.81119,729.0544,463,138.7144,582,867.7665,073,896.526,885,080.005,524,253.95657,333.3478,140,563.81122,723,431.5760,000.004,945,706.864,227,138.695,127,701.3662,152,881.86Non-current liabilities due within 1 yearOther current liabilities11Total current liabilitiesNon-current liabili
88、ties:Long-term borrowingsBonds payableLong-term payablesSpecific payablesEstimated liabilitiesDeferred income tax liabilitiesOther non-current liabilitiesTotal non-current liabilitiesTotal liabilitiesOwners equity (or shareholders equity)Paid-up capital (or share capital)Capital reservesLess: Treasu
89、ry stockSpecific reservesSurplus reservesProvisions for general risksRetained profitsForeign exchange differenceTotal owners (or shareholders) equity59,747,615.8619,260,148.061,488,210.6720,748,358.7380,495,974.59220,901,184.0058,524,171.6696,841,026.39-279,922,233.2996,344,148.7676,513,428.7718,387
90、,017.961,521,658.9419,908,676.9096,422,105.67220,901,184.0064,951,444.5996,841,026.39-356,392,329.0826,301,325.90Total liabilities andshareholders) equityowners(or176,840,123.35122,723,431.57Legal representative: Zheng KanghaoPerson-in-charge of the accounting work: Chen XiaohaiChief of the accounti
91、ng division: Xu Xiaoyun3. Consolidated income statement for the reporting periodPrepared by Shenzhen International Enterprise Co., Ltd.Unit: RMB YuanItemI. Total operating revenuesIncluding: Sales incomeInterest incomePremium incomeHandling charge and commissionincomeII. Total operating costIncludin
92、g: Cost of salesJul.-Sept. 201225,266,800.0625,266,800.0627,144,379.58Jul.-Sept. 20115,480,243.385,480,243.384,434,776.18Interest expensesHandling charge and commissionexpensesSurrendersNet claims paidNet amount withdrawn for theinsurance contract reserveExpenditure on policy dividends12Reinsurance
93、premiumTaxes and associate chargesSelling and distribution expensesAdministrative expensesFinancial expensesAsset impairment lossAdd: Gain/(loss) from change in fair value(“-” means loss)Gain/(loss) from investment (“-”means loss)Including: share of profits inassociates and joint venturesForeign exc
94、hange gains (“-” meansloss)III. Business profit (“-” means loss)Add: non-operating incomeLess: non-operating expenseIncluding: loss from non-currentasset disposalIV. Total profit (“-” means loss)Less: Income tax expenseV. Net profit (“-” means loss)Including: Net profit achieved bycombined parties b
95、efore the combinations2,283,932.6711,375,676.2012,693,348.70-166,133.451,716,915.24-29,781,318.8823,027.301,078,312.88-30,836,604.46-30,836,604.46191,201.1713,611,512.38720,868.17511,862.71-13,989,977.22103,480.0017,616.58-13,904,113.80-13,904,113.80AttributableCompanytoownersofthe-19,194,570.59-11,
96、842,008.35Minority shareholders incomeVI. Earnings per share(I) Basic earnings per share(II) Diluted earnings per shareVII. Other comprehensive incomesVIII. Total comprehensive incomes-11,642,033.87-0.0869-0.0869-30,836,604.46-2,062,105.45-0.0536-0.0536-13,904,113.80AttributableCompanytoownersofthe-
97、19,194,570.59-11,842,008.35Attributable to minority shareholders-11,642,033.87-2,062,105.45Where business mergers under the same control occurred in this reporting period, the net profit achieved by the merged parties beforethe business mergers was RMB 0.Legal representative: Zheng KanghaoPerson-in-
98、charge of the accounting work: Chen XiaohaiChief of the accounting division: Xu Xiaoyun4. Income statement of the Company for the reporting periodPrepared by Shenzhen International Enterprise Co., Ltd.Unit: RMB YuanItemI. Total salesLess: cost of salesBusiness taxes and surchargesJul.-Sept. 201212,0
99、00.00673.20Jul.-Sept. 201112,000.004,172.85706.8013Distribution expensesAdministrative expensesFinancial costsImpairment lossAdd: gain/(loss) from change in fairvalue (“-” means loss)Gain/(loss) from investment (“-”means loss)Including: income form investmenton associates and joint venturesII. Busin
100、ess profit (“-” means loss)5,417,731.99-6,489,761.931,083,356.746,338,528.42-5,344,250.11-139,127.07-848,030.89Add: non-business incomeLess: non-business expenseIncluding: loss from non-currentasset disposal4,000.0095,000.00III. Total profit (“-” means loss)Less: income tax expenseIV. Net profit (“-
101、” means loss)V. Earnings per share(I) Basic earnings per share(II) Diluted earnings per shareVI. Other comprehensive incomeVII. Total comprehensive income-1,079,356.741,079,356.741,079,356.74-753,030.89-753,030.89-753,030.89Legal representative: Zheng KanghaoPerson-in-charge of the accounting work:
102、Chen XiaohaiChief of the accounting division: Xu Xiaoyun5. Consolidated income statement from 1 Jan. 2012 to 30 Sept. 2012Prepared by Shenzhen International Enterprise Co., Ltd.Unit: RMB YuanItemI. Total operating revenuesIncluding: Sales incomeInterest incomePremium incomeHandling charge and commis
103、sionincomeII. Total operating costIncluding: Cost of salesJan.-Sept. 201259,194,124.8959,194,124.8961,090,311.01Jan.-Sept. 201111,962,443.9911,962,443.9911,251,687.52Interest expensesHandling charge and commissionexpensesSurrendersNet claims paidNet amount withdrawn for theinsurance contract reserve
104、Expenditure on policy dividendsReinsurance premium14Taxes and associate chargesSelling and distribution expensesAdministrative expensesFinancial expensesAsset impairment lossAdd: Gain/(loss) from change in fairvalue (“-” means loss)Gain/(loss) from investment (“-”means loss)Including: share of profi
105、ts inassociates and joint venturesForeign exchange gains (“-” meansloss)III. Business profit (“-” means loss)Add: non-operating incomeLess: non-operating expenseIncluding: loss from non-currentasset disposalIV. Total profit (“-” means loss)Less: Income tax expenseV. Net profit (“-” means loss)Includ
106、ing: Net profit achieved bycombined parties before the combinationsAttributable to owners of the CompanyMinority shareholders incomeVI. Earnings per share(I) Basic earnings per share(II) Diluted earnings per shareVII. Other comprehensive incomesVIII. Total comprehensive incomes-4,143,935.0722,978,02
107、8.9931,026,673.348,697,936.201,962,127.61-149,546.00103,081,609.130.0032,227,175.801,503,561.881,965,249.41877,995.9331,765,488.27-32,931.6331,798,419.9048,469,187.55-16,670,767.650.2190.21931,798,419.90-571,299.0028,728,003.255,863,314.43649,845.190.00-35,101,705.39608,390.0067,072.120.00-34,560,38
108、7.51-34,560,387.51-27,360,400.40-7,199,987.11-0.124-0.124-34,560,387.51AttributableCompanytoownersofthe48,469,187.55-27,360,400.40Attributable to minority shareholders-16,670,767.65-7,199,987.11Where business mergers under the same control occurred from 1 Jan. 2012 to 30 Sept. 2012, the net profit a
109、chieved by the mergedparties before the business mergers was RMB 0.Legal representative: Zheng KanghaoPerson-in-charge of the accounting work: Chen XiaohaiChief of the accounting division: Xu Xiaoyun6. Income statement of the Company from 1 Jan. 2012 to 30 Sept. 2012Prepared by Shenzhen Internationa
110、l Enterprise Co., Ltd.Unit: RMB YuanItemI. Total salesLess: cost of salesBusiness taxes and surchargesDistribution expensesAdministrative expensesJan.-Sept. 201245,600.002,558.1614,641,148.10Jan.-Sept. 201146,271.1012,518.552,558.1613,862,447.2015Financial costsImpairment lossAdd: gain/(loss) from c
111、hange in fairvalue (“-” means loss)Gain/(loss) from investment (“-”means loss)Including: income form investmenton associates and joint venturesII. Business profit (“-” means loss)Add: non-business incomeLess: non-business expenseIncluding: loss from non-currentasset disposal-19,023,092.321,962,127.6
112、1-144,215.0075,000,000.0077,318,643.45881,995.93-15,697,792.3612,369,120.13-10,502,580.5898,650.005,883.88III. Total profit(“-” means loss)76,436,647.52-10,409,814.46Less: income tax expense-33,448.27IV. Net profit(“-” means loss)76,470,095.79-10,409,814.46V. Earnings per share(I) Basic earnings per
113、 share(II) Diluted earnings per shareVI. Other comprehensive incomeVII. Total comprehensive income-76,470,095.79-10,409,814.46Legal representative: Zheng KanghaoPerson-in-charge of the accounting work: Chen XiaohaiChief of the accounting division: Xu Xiaoyun7. Consolidated cash flow statement from 1
114、 Jan. 2012 to 30 Sept. 2012Prepared by Shenzhen International Enterprise Co., Ltd.Unit: RMB YuanItemI. Cash flows from operating activities:Cash received from sale of commoditiesand rendering of serviceJan.-Sept. 201250,111,973.81Jan.-Sept. 201115,066,868.43Net increase of deposits from customersand
115、 dues from banksNet increase of loans from the centralbankNet increase of funds borrowed fromother financial institutionsCash received from premium of originalinsurance contractsNet cash received from reinsurancebusinessNet increase of deposits of policyholders and investment fundNet increase of dis
116、posal of tradablefinancial assetsCash received from interest, handlingcharges and commissionsNet increase of intra-group borrowings16Net increase of funds in repurchasebusinessTax refunds receivedOther cash received relating to operatingactivitiesSubtotal of cash inflows from operatingactivitiesCash
117、 paid for goods and servicesNet increase of customer lendings andadvancesNet increase of funds deposited in thecentral bank and amount due from banksCash for paying claims of the originalinsurance contractsCash for paying interest, handlingcharges and commissionsCash for paying policy dividendsCash
118、paid to and for employeesVarious taxes paidOther cash payment relating to operatingactivitiesSubtotal of cash outflows from operatingactivitiesNet cash flows from operating activitiesII. Cash flows from investing activities:Cash received from withdrawal ofinvestments105,161,078.20155,273,052.01131,9
119、81,878.4337,158,993.915,622,296.30127,317,438.22302,080,606.86-146,807,554.8545,072,273.6660,139,142.09104,541,256.4519,668,901.027,085,547.4150,984,314.31182,280,019.19-122,140,877.10Cash receivedfromreturnoninvestmentsNet cash received from disposal of fixedassets, intangible assets and otherlong-
120、term assetsNet cash received from disposal ofsubsidiaries or other business unitsOther cash received relating to investingactivities109,000,000.00132,350.00411.00Subtotal of cash inflows from investingactivitiesCash paid to acquire fixed assets,intangible assets and other long-term assetsCash paid f
121、or investmentNet increase of pledged loansNet cash paid to acquire subsidiaries andother business units109,000,000.00740,004.02132,761.002,315,250.12Other cash paymentsinvesting activitiesrelatingtoSubtotal of cash outflows from investingactivitiesNet cash flows from investing activities740,004.0210
122、8,259,995.982,315,250.12-2,182,489.12III. Cash Flows from Financing Activities:Cash received from capital contributionsIncluding: Cash received from minorityshareholder investments by subsidiaries17toCash received from borrowingsCash received from issuance of bondsOther cash received relating to fin
123、ancingactivitiesSubtotal of cash inflows from financingactivitiesRepayment of borrowingsCash paid for interest expenses anddistribution of dividends or profitIncluding: dividends or profit paid bysubsidiaries to minority shareholders1,200,000,000.001,200,000,000.001,030,920,000.00100,006,885.612,225
124、,000,000.002,225,000,000.002,062,999,444.44103,441,263.33Other cash paymentsfinancing activitiesrelating7,775,166.676,974,543.33Sub-total of cash outflows from financingactivitiesNet cash flows from financing activitiesIV. Effect of foreign exchange ratechanges on cash and cash equivalentsV. Net inc
125、rease in cash and cashequivalentsAdd: Opening balance of cash and cashequivalentsVI. Closing balance of cash and cashequivalents1,138,702,052.2861,297,947.72-3,045.6522,747,343.2019,989,682.8542,737,026.052,173,415,251.1051,584,748.90-916.69-72,739,534.01153,356,391.8480,616,857.83Legal representati
126、ve: Zheng KanghaoPerson-in-charge of the accounting work: Chen XiaohaiChief of the accounting division: Xu Xiaoyun8. Cash flow statement of the Company from 1 Jan. 2012 to 30 Sept. 2012Prepared by Shenzhen International Enterprise Co., Ltd.Unit: RMB YuanItemI. Cash flows from operating activities:Ca
127、sh received from sale of commoditiesand rendering of serviceTax refunds receivedOther cash received relating to operatingactivitiesSubtotal of cash inflows from operatingactivitiesCash paid for goods and servicesCash paid to and for employeesVarious taxes paidOther cash payment relating to operating
128、activitiesSubtotal of cash outflows from operatingactivitiesNet cash flows from operating activitiesII. Cash flows from investing activities:Jan.-Sept. 201239,621,458.5839,621,458.5810,038,057.781,470,228.21109,582,079.66121,090,365.65-81,468,907.07Jan.-Sept. 201130,961,206.2730,961,206.276,689,132.
129、58973,658.5122,836,041.3730,498,832.46462,373.81Cashreceivedfromretractionof18investmentsCash receivedfromreturnoninvestmentsNet cash received from disposal of fixedassets, intangible assets and otherlong-term assetsNet cash received from disposal ofsubsidiaries or other business units82,000,000.001
130、32,350.00Other cash receivedinvesting activitiesrelatingtoSubtotal of cash inflows from investingactivitiesCash paid to acquire fixed assets,intangible assets and other long-term assetsCash paid for investmentNet cash paid to acquire subsidiaries andother business units82,000,000.0060,512.50132,350.
131、00577,430.00Other cash paymentsinvesting activitiesrelatingtoSubtotal of cash outflows from investingactivitiesNet cash flows from investing activitiesIII. Cash Flows from Financing Activities:60,512.5081,939,487.50577,430.00-445,080.00CashreceivedfromcapitalcontributionsCash received from borrowing
132、sCash received from issuance of bondsOther cash receivedrelatingtofinancing activitiesSubtotal of cash inflows from financingactivitiesRepayment of borrowingsCash paid for interest expenses anddistribution of dividends or profitOther cash payments relating tofinancing activitiesSub-total of cash out
133、flows from financingactivitiesNet cash flows from financing activitiesIV. Effect of foreign exchange ratechanges on cash and cash equivalents-896.18V. Net increase in cash and cashequivalentsAdd: Opening balance of cash andcash equivalentsVI. Closing balance of cash and cashequivalents470,580.43119,729.05590,309.4816,397.63360,786.67377,184.30Legal representative: Zheng KanghaoPerson-in-charge of the accounting work: Chen XiaohaiChief of the accounting division: Xu Xiaoyun19(II) Audit reportUn-audited20
