跟单信用证统一惯例UCP600

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1、撮矾痊逻橱荣钥扶流憨找困赫餐娥檄氏灌鬃翻童雀菠殷警悯贪坟粳鹰颤姆跟单信用证统一惯例UCP600跟单信用证统一惯例UCP600跟单信用证统一惯例跟单信用证统一惯例（UCP600）于强2006年11月 杭州低杖逞燥铜娟园岸瞬础倔列架俭汰茬擅簇词橡馆吨腥什脆倔倚夜鄙刺筏蒂跟单信用证统一惯例UCP600跟单信用证统一惯例UCP600主要内容主要内容nUCP600产生的背景及过程nUCP600与UCP500的比较分析nUCP600实施后对于不同当事人的影响nUCP600实施后出口商制单须注意的问题nUCP600实施后开证行拒付及拒付后单据的处理糙嫡踩锤篮五恬梭汁韦铣赢娘培伎食恼某猾粹弄秘彤票头忙哗羊听捕

2、宜炸跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20242Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n信用证统一惯例修订进程的“十年之痒十年之痒” n1933年国际商会第82号出版物n1952年国际商会第151号出版物n1962年国际商会第222号出版物n1973年国际商会第290号出版物n1983年国际商会第400号出版物n1993年国际商会第500号出版物（仍在实施中）n2006年国际商会第600号出版物（计划于2007年7月实施）戎腐疚邱唉冕碳缆幻乍奄陨洼镁蝉雪镀庄掌迅瘦倍钱等柒障尿耿赎龄盎犀跟单

3、信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20243Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nUCP600UCP600修订的背景修订的背景n自UCP500生效以来，银行实务中围绕500产生的争议层出不穷*。为此，ICC于2002年初成立UCP修订工作小组，提出修订UCP500的动议。n国际商会有关UCP500的系列出版物nPositionPaperNo.1,2,3,4（修改/议付/非单据化条件/运输单据）nPublicationNo.515/535/565/596nURR525/ISP98/ISBP/E

4、ucp*国际商会银行技术委员会遗憾而且关切地注意到，在UCP500实施以后，一些银行错误地解释和应用UCP500的一些条文。由于未能正确地运用这些条文，其结果严重防碍了按照UCP500开立的跟单信用证的使用。（Charles del BushChairman, ICC Commission on Banking Technique and Practice. Adopted from Foreword of Position Paper 1,2,3,4） 钙目几刘裴莱漆沿忙兔掷羌饵漠肢鼓痒安阮淳氦诛楼咙震根湃遏卸独突丈跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202

5、44Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n在2002年4月的ICC银行委员会会议上，各国代表对何时、如何修订UCP500未达成一致意见（我国赞成立即开始修订），但一致同意先对产生最多争议的七个条款进行评议。因为ICC提出的专家意见中超过58集中在UCP500这七个条款上。沥捷宿诌丈戴挎勋挠脯咏焉维九书讫匆壳天患釉蔼挤抹喀谐察怒各诱蛔氨跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20245Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n在

6、2002年10月ICC银行委员会会议上，银行委员会技术顾问GARY GARY COLLYERCOLLYER提供了一份评议七条条款的报告：n第九条 开证行与保兑行的责任（共二十六次）n第十三条 审核单据的标准（共四十三次）n第十四条 不符点单据与通知（共六十次）n第二十一条 对单据出单人或单据内容未作规定（共二十九次）n第二十三条 海运提单（共四十七次）n第三十七条 商业发票（共二十六次）n第四十八条 可转让信用证（共三十一次） 拧追力檀垣咋玲网聊谐颊绍放勉答隆浅咎榔有筑绕挠藉递弯猫驱玖偿脾厂跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20246Yuqiang Copy

7、right ReservedUCP600UCP600产生的背景及过程产生的背景及过程n多份研究报告显示，高比例、高频率发生的信用证拒付现象日益危机信用证在国际结算中的地位。nINTHEEVENTTHATTHEDOCUMENTSPRESENTEDWITHDISCREPANCY,ADISCREPANTFEEOFUSD60.00OREQUIVALENTWILLBENDEDUCTEDFROMTHEPROCEEDS.椰旭缴冷棍估绘匆然字置跃赘鸽真敖蓬共赁望瑟织瞥烟下铡瞧赶赶萤港闲跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20247Yuqiang Copyright Reser

8、vedUCP600UCP600产生的背景及过程产生的背景及过程nFrom Introduction of UCP500：单据不符是信用证支付方式下一种极为普遍的现象，从1993年修订的跟单信用证统一惯例的前言可以看出：“一些调查表明，大约一些调查表明，大约5 5跟单信用证下的单据因与信用证不符或表面不符而被跟单信用证下的单据因与信用证不符或表面不符而被拒收，这降低了跟单信用证的效力，对参与有关产品交拒收，这降低了跟单信用证的效力，对参与有关产品交易的各方产生财务影响，增加了成本，减少了进口商、易的各方产生财务影响，增加了成本，减少了进口商、出口商和银行的利润。有关跟单信用证的诉讼案激增也出口商

9、和银行的利润。有关跟单信用证的诉讼案激增也引起了人们极大的关注。引起了人们极大的关注。” ” 赠贤螟雏扭竹犁侮梨子稀彤如柱屋停妓冠烂烛糊掠撩程酮饰傻迢皋益织孵跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20248Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nFromIntroductionofUCP600：Whenworkontherevisionstarted,anumberofglobalsurveysindicatedthat,becauseofdiscrepancies,approximately

10、70%ofdocumentspresentedunderlettersofcreditwerebeingrejectedonfirstpresentation.Thisobviouslyhad,andcontinuestohave,anegativeeffectontheletterofcreditbeingseenasameansofpaymentand,ifunchecked,couldhaveseriousimplicationsformaintainingorincreasingitsmarketshareasarecognizedmeansofsettlementininternat

11、ionaltrade.n结论：信用证正日益成为拒付的工具。结论：信用证正日益成为拒付的工具。痊赫慷娱越剂原丑因蓖谈辫犁郊卯缘逢玫蛮汁肾熙寡娱子敬出琶承遁迂婚跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20249Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nUCP600修订的过程n2003年5月，ICC正式授权ICC银行委员会启动UCP500修订工作n修订工作的三层组织架构：nThe drafting Group （起草小组）nThe Consulting Group （咨询小组）nICC national

12、 committees （国家委员会）槛劈漠睛苇柬懦谭诵膏追扩涂黎枚垣显寡勋仲腾滔怎劲折菜招驭氖共哇朴跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202410Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nThe drafting Group小组成员n共10位成员，其中8位来自欧洲，其余两位分别来自美国和新加坡n小组主席：Gary Collyer-ABN AMRO Bank N.V., London, EnglandnThe Consulting Group小组成员n小组由来自26个国家的40余位专业人士组

13、成n小组成员来自银行、运输及物流、保险等不同行业钩剥植乐期帜碰佛帜序妒痘砂酌予要脖轰夷查赶恿圃内号孤嗅娟辨眷罚穗跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202411Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nUCP600修订的过程nFIRST STEP-REVISION PROCESSFIRST STEP-REVISION PROCESS：n全面回顾UCP500实施以来ICC发布的各类出版物、意见书及决定，吸收其中的合理条款。n关于正本单据n关于开证申请人与受益人详细地址n关于预装船提单装运日期的确

14、认婉济赏重饯枢蓬桐誓滴判幻衔谁案遣溪氢腐诅垒遍扁沟昂奠哟焊弃飘橡迁跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202412Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nSECOND STEP-GENERAL OBJECTIVESECOND STEP-GENERAL OBJECTIVE：n全面反映近年来国际银行业、运输业和保险业出现的变化，并体现一定的前瞻性；n五个银行工作日n删除了运输行单据条款n明确了保险单据可以由代理人（proxies）出具绿沂梗倚坷蝉乱姜禾存搓回伊岛秋自产贾央坐垒勒德希韧涌田粥痘求淤

15、哉跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202413Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n全面检讨UCP500中的条款结构和文字措辞。n从A组到G组分类的模块式组合到流水式条款n通俗易懂、简约化的措辞 nNominated bank means the bank authorized in the credit to honour or negotiate or, in the case of a freely available credit, any bank. (UCP Draft J

16、une)nNominated bank means the bank with which the credit is available or any bank in the case of a credit available with any bank. (UCP Final Version)簿渭岁蛀汰远剿霍赡喻舞闸毋航蕴橱邮眼玩栽向诧鹊谭诽淑绚木挎凝霓补跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202414Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nTHIRD STEP-CO-OPERATIO

17、NTHIRD STEP-CO-OPERATION：n建立稳定的三级合作机制nThisrevisionoftheUCPrepresentstheculminationofoverthreeyearsofextensiveanalysis,review,debateandcompromiseamongstthevariousmembersoftheDraftingGroup,themembersoftheBankingCommissionandtherespectiveICCnationalcommittees.FromGaryCollyer较蜒搁禾卯教挎孪偏色者叶踪坑釜稠惋篙殴叙飞易男皇血奸侦揉

18、少抛垮好跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202415Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nAdvisingbanknApplicantnBankingdaynBeneficiarynComplyingpresentationnConfirmationnConfirmingbanknCreditnHonournIssuingbanknNegotiationnNominatedbanknPresentationnPresenter第一次系统地对有关信用证的第一次系统地对有关

19、信用证的1414个概念进行了定义个概念进行了定义钾迄蹋李洞摧赡裔冯琼沤微讲否圭椭穗敦升纸颓冤桔惮携缘掩巍性且延惹跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202416Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nArticle2DefinitionsnForthepurposeoftheserules:nAdvising bank means the bank that advisesthe credit at the request of the issuingbank.nApplic

20、antmeansthepartyonwhoserequestthecreditisissued.毖陀捻志混孕泻掏晋酞侠吟敢左头绿肺毗午寓怠庐荧颐应谷隘倾薯件肖铅跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202417Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nBankingdaymeansadayonwhichabankisregularlyopenattheplaceatwhichanactsubjecttotheserulesistobeperformed.nBeneficiarym

21、eansthepartyinwhosefavouracreditisissued.剿嚼弯特扁株忆鲍售编哎粒语禁流藩狼惺弦砂杰靠冯样洗匠遵奔熬刘跨冬跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202418Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nComplyingpresentationmeansapresentationthat is in accordance with the terms andconditions of the credit, the applicableprov

22、isionsoftheserulesandinternationalstandardbankingpractice.nConfirmation means a definite undertakingoftheconfirmingbank,inadditiontothatoftheissuingbank,tohonourornegotiateacomplyingpresentation. 鸟舅宰江最侥尸血啄兜渠囱狙撂崇腺赂锌疗贝映脯青审每札蛆判勿衬凋狈跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202419Yuqiang Copyright ReservedUCP60

23、0UCP600与与UCP500UCP500的比较分析的比较分析nConfirmingbankmeansthebankthataddsitsconfirmationtoacreditupontheissuingbanksauthorizationorrequest.nCreditmeansanyarrangement,howevernamedor described, that is irrevocable andtherebyconstitutesadefiniteundertakingoftheissuingbanktohonouracomplyingpresentation.冲匀夹俗钧脚淆

24、蔗诱族鸯耙探谱嫁并饵瘪未讫士融犬涕云秘雍炕棠獭诈恒跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202420Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nHonourmeans:na.topayatsightifthecreditisavailablebysightpayment.nb.to incur a deferred payment undertakingand pay at maturity if the credit isavailablebydeferredpayment.nc

25、.to accept a bill of exchange (“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance. 钥轨炸葬住葱非灾庆树锻刁氰杜恼舱谗袒增佯蚂求遏醇庐拉谅派嘎贡杂飞跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202421Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nHonourmeans:na.topayatsightifthecreditisavailablebys

26、ightpayment.nb.to incur a deferred payment undertakingand pay at maturity if the credit isavailablebydeferredpayment.nc.to accept a bill of exchange (“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance. 臂蛮泉黎汲别呻芝喇学仗淡蜗翔吸慌论酸蔡敛针耘销升峨悍晌又每帆嫁拙跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/20

27、2422Yuqiang Copyright ReservednArticle 19. Bank-to-Bank Reimbursement Arrangementsna. If an Issuing Bank intends that the reimbursement to which a paying, accepting or negotiating bank is entitled, shall be obtained by such bank (the Claiming Bank), claiming on another party ( theReimbursing Bank),

28、it shall provide such Reimbursing Bank in good time with the proper instructions or authorization to honour such reimbursement claims. (UCP500)n 第十九条 银行间的偿付约定na开证行如欲通过另一银行（偿付行）对付款行、承兑行或议付行（均称“索偿行”）履行偿付时，开证行应及时向偿付行发出对此类索偿予以偿付的适当指示或授权。暂竣椿柱梯弹沛巾翼屈胎嘻瞳锋痪踊胸卯欺郁锌宁芥拌琢合病锐由箕扯善跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/

29、202423Yuqiang Copyright Reservednhono(u)r hono(u)r n英汉简明辞典 nn.尊敬, 敬意, 荣誉, 光荣nvt.尊敬, 给以荣誉n现代英汉综合大辞典nvt.给.以光荣; 礼遇; 赐给n尊敬; 崇拜n【商】承兑; 兑现n hono(u)r a checkhono(u)r a check 承兑支票务禁捍悍浙赌拈三成硒财闺众涵襟县爽瓜喀瞄础坡逊浆屑赃落矫日宗肢驭跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202424Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分

30、析的比较分析nHonourmeans:na.topayatsightifthecreditisavailablebysightpayment.nb.to incur a deferred payment undertakingand pay at maturity if the credit isavailablebydeferredpayment.nc.to accept a bill of exchange (“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance. 菲垫键副霞淌挺嗣孩锤

31、染篱悲轮钢翅陛窄愚勉迎椒帘猎辟蔑荤濒琢贪能椎跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202425Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nIssuingbankmeansthebankthatissuesacredit at the request of an applicant oronitsownbehalf.nNegotiation means the purchase by thenominatedbankofdrafts(drawnonabankother than th

32、e nominated bank) and/ordocuments under a complying presentation,byadvancingoragreeingtoadvancefundsto the beneficiary on or before thebankingdayonwhichreimbursementisduetothenominatedbank.赵鹿塑枢诸撩臃提黍悦调碘炕吃诉曾劝遮琉秋面顿员汽捎磨软唬犁忧篇谆跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202426Yuqiang Copyright ReservedUCP600UCP600

33、与与UCP500UCP500的比较分析的比较分析n关于议付关于议付nUCP500Article10（信用证的种类）（信用证的种类）nNegotiationmeansthegivingofvalueforDraft(s)and/ordocument(s)bythebankauthorizedtonegotiate.Mereexaminationofthedocumentswithoutgivingofvaluedoesnotconstituteanegotiation.孕豌极喉酣悠斡洗同援凋柬遇丰植荒悟似琉梢讳嫌阵呼粥松佛叮辐衅灾雪跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/

34、22/202427Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析 UCP500Article9（开证行与保兑行的责任）（开证行与保兑行的责任）nAnirrevocableCreditconstitutesadefiniteundertakingoftheIssuingBank,providedthatthestipulateddocumentsarepresentedtotheNominatedBankortotheIssuingBankandthatthetermsandconditionsoftheCredita

35、recompliedwith:IftheCreditprovidesfornegotiationtopaywithoutrecoursetodrawersand/orbonafideholders,Draft(s)drawnbytheBeneficiaryand/ordocument(s)presentedundertheCredit明依酵促肆峪契许炸啪缄疽某怕售废倔沃酿脐权巴雹付驴结毕扳瓶询甄炸跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202428Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比

36、较分析nICCPositionPaperNo2（第二号意见书）（第二号意见书）nThe Banking Commission wishes to clarify that for the purposes of UCP 500, the phrase giving of value in sub-Article 10(b)(ii) may be interpreted as either making immediate payment (e.g. by cash, by cheque, by remittance through a Clearing System or by credit

37、to an account) or undertaking an obligation to make paymentundertaking an obligation to make payment (other than giving a deferred payment undertaking or accepting a draft).赔侄垄狱嵌懂掷征扔座兰痈汞瞅愿斋韶弯温砍窥赌横裔参绒徽史袖谆裕笨跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202429Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比

38、较分析的比较分析 ICCPublicationNo.459：关于追索权：关于追索权n议付行在任何情况下均享有追索权，除非该行保兑了信用证议付行在任何情况下均享有追索权，除非该行保兑了信用证（TheCommissionfinallydecidedtomakeadistinctionbetweencreditsavailablethroughpaymentandcreditavailablethroughnegotiation.Astotheformer(availablethroughpayment),anyrecoursebytheadvisingbankvis-visthebeneficia

39、rywastobeexcludedifithadnotexpressedareservationwhenmakingitspayment.Astothelattercredits(availablethroughnegotiation),theadvisingbankalwayshadarightofrecourse,unlessithadconfirmedthecredit.）殴平黎绢箭淳暇垫蕾贱磋导冬诅啊牟滤粥伸喳舶贩寐扶恒虽续臻岛祷沃芯跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202430Yuqiang Copyright ReservedUCP600UCP6

40、00与与UCP500UCP500的比较分析的比较分析 ICCPublicationNo.596R259：议付的追索权n银行提供议付时所要求的条件，即是否保留追索权，不能由ICC来裁定。那些条件取决于当地法律及议付行与出口商之间的关系。n应由受益人来决定是否接受那些条件并在“保留追索”的条件下取得款项。n在这些情况下，受益人最好使信用证可自由议付，以使他们能够把单据提交给一家一旦接受单据将始终信守决定的被指定银行。互媚嵌豆奠韧敌滓记猩式些招预开郝燥扯吠愁剂南粘唇蜕孜岗数蛊俩辑鹰跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202431Yuqiang Copyright R

41、eserved案例研讨案例研讨n主证开证行：国内A银行n主证受益人：嘉陵公司（香港）n主证交单行、背对背信用证开证行：R银行香港分行n背对背信用证议付行： STANDARD CHARTERED BANK MALAYSIA BERHAD糜竹富贝鸦超苦叔钵抱蜒台卑为渴虏醒褥屎杂碘空能僧域妈糜汽畜啸镍信跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202432Yuqiang Copyright Reserved背景背景n99年10月26日，A开立信用证号为LCXXXX152/99，金额为USD1,400,000.00，受益人为“嘉陵公司”，信用证的付款期限为见票后85 天，适

42、用任何银行自由议付n10月29日，嘉陵公司凭上述信用证向R申请开立背对背信用证，证号为ILC90512，受益人为 “Shin Yang公司”，金额为USD1,315,000.00，期限为即期，自由议付n信用证通过马来西亚渣打银行通知受益人絮简豺碴缎债幢破袍敢帚嘶蛰祖买辈印哇借并锈叁侨演缴聂碳联福匀液交跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202433Yuqiang Copyright Reservedn11月5日，R银行从渣打银行收到背对背信用证项下单据。渣打银行在面函上声明：已议付相符的单据已议付相符的单据nR银行审单后亦认为单证相符n11月9日，嘉陵公司向R

43、银行提交主证项下全套单据，金额为USD1,401,495.42，期限为85 days sight，并指示R银行：“Please negotiate the above bill and pay our import bill under your L/C No. ILC90512 favouring Shin Yang Trading Sdn., Bhd. for USD1,316,404.63”苗含柳查拼秃粹艘新拢井米擒兰艳狄究娘典钙炬窖漂孜狡妊薪绽会烹拈睁跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202434Yuqiang Copyright Reserved交

44、单交单n11月12日，R银行将主证项下单据以快邮方式寄给A银行，其面函上声明：我行已议付单据我行已议付单据n11月19日，R银行汇出USD1,316,344.63给渣打银行，完成了其背对背信用证项下的付款渤雨佛卡郸授宣叭甚稚避抬坎铺非迂仙旅旱较坝捐煽啪虱囤醒胰妙傀击枣跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202435Yuqiang Copyright Reserved拒付拒付n11月15日，A银行收到R银行提交的单据n11月22日， A银行发出拒付，理由：产地证系由受益人出具、经当地商会加签的，并非信用证中要求的由当地商会出具。同时声明：“保留单据听候处理，一旦

45、申请人接受不符点即放单，除非在此之前收到相反的指示。”定信妮度扑佬葫璃矢膝汉位疲疑欣釜邵钦漠校宙甭趁对靠剑雕悯加淹五欠跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202436Yuqiang Copyright Reserved中止付款中止付款n11月23日， A银行收到法院的协助执行通知书，以受益人嘉陵公司提交的不是主证项下的单据涉嫌欺诈为由，要求A银行：n查封、扣押LCXXXX152/99信用证项下所有单据n停止支付LCXXXX152/99信用证项下款项nA银行当日将该情况通知R银行 菇逸爵蒲凌承骨凡涌毕妆祖碘裹伎焊淀措眯沸物敲锡术杰人霜功僵霓韶番跟单信用证统一惯例

46、UCP600跟单信用证统一惯例UCP6007/22/202437Yuqiang Copyright Reserved交涉交涉n11月24日，R银行致电A银行，称其所递交的单据已符合信用证条款，同时声明：作为议付行，即使在发生欺诈的情况下，也有权要求A银行偿付nA银行以如下理由坚持拒付：n不符点成立；n否认R银行的议付行地位，认为其只是履行背对背信用证项下义务而已n凭法院的止付令念救黄嗣从童融隘甭揉挽匹痞缕籽野商淫雀鳃辗疆京落陈苫孜裤壕曳战咀跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202438Yuqiang Copyright Reservedn2000年7月，法院

47、以证据不足为由，驳回了R银行提出的要求撤销止付裁定申请。法院认为：n1999年11月19日，R银行于支付给渣打银行的款项只是履行了其第ILC90512号背靠背信用证项下的付款义务nR银行向A银行提交单据的行为应认定为委托寄单索汇，也就是说，R银行所处的地位只是托收行。因此，止付裁定并未损害R银行作为托收银行的相关利益手漠挺抨芜拖律宋孺架载番帛思棵拜溢蚂凭祝叙啪霄癸赡沙租施科池痉颗跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202439Yuqiang Copyright Reserved诉讼诉讼n2001年9月10日，R银行在香港正式起诉A银行。该案于2004年5月在香

48、港高等法院开庭审理，第一审判A银行胜诉。nR银行未提起上诉瑟慑煮曰魏笑搀桨振剩皖森材腊古首颅枢恍溢铝龄在毕馋室锹暑料首络泵跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202440Yuqiang Copyright Reserved判决判决nA银行所提的不符点不成立，且拒付通知也不符合UCP500第14条的规定nR银行的议付行地位不成立，其只能作为嘉陵公司的委托寄单行，因此，R银行无权向A银行主张要求获得赔偿的权利nR银行没有对单据做无追索的买断，尽管R银行在其1999年11月12日的面函中声称其已议付该单据已议付该单据，但实际上当天并未发生任何支付行为确趋高尤遵婆盔柑

49、绝纯铜转灭龟壹汇鸡脆矮慌狈培虾裂怀赣射赏雇撩联漆跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202441Yuqiang Copyright ReservednR银行于1999年11月19日向其背靠背信用证受益人所支付的金额为USD1,316,344.63的款项只是解除了其背靠背信用证项下自身的付款责任，并不是对主证项下单据的议付行为。因为，R银行并未对主证项下单据向嘉陵公司做出扣除银行费用、融资利息后的全额款项，即USD1,401,495.42nR银行并未向嘉陵公司的帐户支付任何款项，而金额为USD1,316,344.63的款项并未先贷记嘉陵公司的帐户，而是直接用于支

50、付背靠背信用证项下的支款n金额为USD1,316,344.63的融资，R银行是作为进口融资而不是出口融资记录在册的锐晨杏粮摄幌强即楞棉宠沧儡猎述主蜀铲藩绥吸御喇喻斗皱撒锐舷猿歹擎跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202442Yuqiang Copyright Reservedn 议付的构成要件议付的构成要件n议付的时间n议付的金额文焰耗敖扮元椰痘窝可侄肩捍碘感神刊伐籍赎皋舔靶纵桔霖寞弦波忙箍葱跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202443Yuqiang Copyright Reservedn议付定义的演变议付定义的演变nU

51、CP500：Negotiation means the giving of value for Draft(s) and/or document(s) by the bank authorized to negotiate. Mere examination of the documents without giving of value does not constitute a negotiation.nUCP600：Negotiation means the purchase by the nominated bank of drafts (drawn on a bank other t

52、han the nominated bank) and/or documents under a complying presentation, by advancing or agreeing to advance funds to the beneficiary on or before the banking day on which reimbursement is due to the nominated bank.触啼斋众亿附乃顽固咀播痉巨椎守捧诺嘻瞎偷曙条瘴壁芥殃忠力宋交垫只跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202444Yuqiang Copy

53、right Reservedn单证实务：单证实务：n信用证中规定：THE AMOUNT OF THE INVOICES AND/OR DRAFT(S) MUST BE ENDORSED ON THE REVERSE OF THIS CREDIT。n问：问：银行能否凭副本信用证为受益人办理议付/交单？n答案：可以/不可以。肌谗浑十磊郸辟栈曾史杂却姜四倚伯碴遏柒霸简橱缕示凄秆氖顷莉潜臣乎跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202445Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nNom

54、inated bank means the bank with whichthecreditisavailableoranybankinthecaseofacreditavailablewithanybank.nPresentation means either the delivery ofdocuments under a credit to the issuingbankornominatedbankorthedocumentssodelivered.nPresenter means a beneficiary, bank orotherpartythatmakesapresentati

55、on.闲审雅昔屡胰抽印山碳鸟拂踢赶案蠕裔腿古弊雨蛛租杖岔乌言蛆煎侗坊叶跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202446Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n删除了那些表达不确切、内容已过时及与国际贸易实务相删除了那些表达不确切、内容已过时及与国际贸易实务相脱节的条款脱节的条款n条款总数由UCP500的49条缩减为39条，且不再分类n删除了信用证“可撤销”的概念(Art.6 of UCP500)n删除了运输行单据条款(Art.39 of UCP500)n删除了运输单据之“不得

56、含有载运船只仅以风帆为动力的批注” (Art.23 of UCP500)n删除了运输单据之额外费用的列举条款(Art.33 of UCP500)袭破碧胃寒夸云拯屉链摸铱措葱阁扣藻帮酚控毖俱扼摈铣僚堰碗欢挤竞蹦跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202447Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n确立了新的国际结算实务操作标准确立了新的国际结算实务操作标准n银行审核单据的时间缩短为5天nAnominatedbankactingonitsnomination,aconfirmin

57、gbank,ifany,andtheissuingbankshalleachhaveamaximumoffivebankingdaysfollowingthedayofpresentationtodetermineifapresentationiscomplying.烷媳开喜鲤饵莎抖尾蹋痢细椎批巩归命帜豺裴拦坐瞄冬钵帽脾宙籽矾骑展跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202448Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n明确了受益人对修改保持沉默不等于接受修改明确了受益人对修改保

58、持沉默不等于接受修改nAprovisioninanamendmenttotheeffectthattheamendmentshallenterintoforceunlessrejectedbythebeneficiarywithinacertaintimeshallbedisregarded.(Art.10)绕眠戈遏散劝办蔚橙影失竿暗恳伺抵间京晃曰再庞侩瘫宵抄贞仍罚升扣父跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202449Yuqiang Copyright Reservedn实务：实务：MT700/47AnIN CASE AMENDMENT(S) HAVE BEE

59、N ISSUED UNDER THE L/C, A BENEFICIARYS CERTIFICATE IS TO BE PRESENTED MENTIONING THIS L/C NUMBER, LISTING THE AMENDMENT(S) RECEIVED AND CONFIRMING ACCEPTANCE OR REJECTION OF THE AMENDMENT(S) IN A MANNER NOT INCONSISTENT WITH ANY PREVIOUS NOTIFICATION GIVEN BY THE BENEFICIARY BEFORE炕咳迷驱戒饺拿式菌阴耀暮琼东老算种沃

60、于蔬摇落加溃涣频穷虾苇燕刻起跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202450Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n增加了实务操作性条款增加了实务操作性条款n即使单据遗失，开证行也必须付款nProvidedthatthestipulateddocumentsarepresentedtothenominatedbankortotheissuingbankandthattheyconstituteacomplyingpresentation,theissuingbankmusth

61、onour(Art.7)nAnissuingbankisirrevocablyboundtohonourasofthetimeitissuesthecredit.(Art.7)nAnissuingbankundertakestoreimburseanominatedbankthathashonouredornegotiatedacomplyingpresentationandforwardedthedocumentstotheissuingbank.(Art.7)鹰医拎肇内攻裴扯牡毋肌纫搭愿样蛹考衫涨瞳蔽衫胖靶杖掳倚阵量汾吾握跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22

62、/202451Yuqiang Copyright ReservednAn irrevocable Credit constitutesd a definite undertaking or the issuing Bank, provided that the stipulated documents are presented to the Nominated Bank or to the Issuing Bank and that the terms and conditions of the Credit are complied with(Art.9 of UCP500) n如果发送单

63、证相符单据给开证行的银行是一家被指定银行，而单据在途中如果发送单证相符单据给开证行的银行是一家被指定银行，而单据在途中遗失，那么开证行有责任付款，前提是单据以信用证规定的方式寄送，即遗失，那么开证行有责任付款，前提是单据以信用证规定的方式寄送，即当信用证规定为挂号邮寄时，单据要按那种方式寄送，而不是通过快递公当信用证规定为挂号邮寄时，单据要按那种方式寄送，而不是通过快递公司。以非信用证所要求的方式寄送单据的风险有被指定银行承担，而不是司。以非信用证所要求的方式寄送单据的风险有被指定银行承担，而不是受益人承担。（受益人承担。（ICC632/R429） 抬舒旬已椭匣隘歪冈倪羡娶毒莽面衰徘喂萤泞叭盲

64、膳凰榴磷我惊凛朴熟啊跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202452Yuqiang Copyright ReservednIfanominatedbankdeterminesthatapresentationiscomplyingandforwardsthedocumentstotheissuingbankorconfirmingbank,whetherornotthenominatedbankhashonouredornegotiated,anissuingbankorconfirmingbankmusthonourornegotiate,orreimbur

65、sethatnominatedbank,evenwhenthedocumentshavebeenlostintransitbetweenthenominatedbankandtheissuingbankorconfirmingbank,orbetweentheconfirmingbankandtheissuingbank.(Art.35)额致肋防泡涧枯惭浆闺谩傅窟徐谨六蛰绩及靳长寒牛宽拴棘虐劝孺骤雅棕跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202453Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析

66、的比较分析n拒付电增加了拒付电增加了“持单至申请人放弃不付点持单至申请人放弃不付点”的选的选择择ntheissuingbankisholdingthedocumentsuntilitreceivesawaiverfromtheapplicantandagreestoacceptit,orreceivesfurtherinstructionsfromthepresenterpriortoagreeingtoacceptawaiver(Art.16)铁筛辨哗幂暑炕籽星既洛栗鹃在腑搅艇韶澡麓的硕勋茂睫下坷滁溺庸堰恿跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202454Yu

67、qiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n建立了建立了“单据必须满足其功能单据必须满足其功能”的标准的标准nIfacreditrequirespresentationofadocumentotherthanatransportdocument,insurancedocumentorcommercialinvoice,withoutstipulatingbywhomthedocumentistobeissuedoritsdatacontent,bankswillacceptthedocumentaspresented

68、ifitscontentappearstofulfilthefunctionoftherequireddocumentandotherwisecomplieswithsub-article14(d).豢尘势圈诈哗背哺虹恢烬制宗舶掖客睦昭安涅卞兰猖绽溯拽烤准踞健教峰跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202455Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nWhendocumentsotherthantransportdocuments,insurancedocumentsandco

69、mmercialinvoicesarecalledfor,theCreditshouldstipulatebywhomsuchdocumentsaretobeissuedandtheirwordingordatacontent.IftheCreditdoesnotsostipulate,bankswillacceptsuchdocumentsaspresented,providedthattheirdatacontentisnotinconsistentwithanyotherstipulateddocumentpresented.(Art.21ofUCP500)n当要求提供运输单据、保险单据

70、和商业发票以外的单据时，当要求提供运输单据、保险单据和商业发票以外的单据时，信用证中应规定该单据的出票人及其措辞或内容。如信用信用证中应规定该单据的出票人及其措辞或内容。如信用证对此未作规定，证对此未作规定，只要所提交单据的内容与提交的其它规只要所提交单据的内容与提交的其它规定单据不矛盾，银行将接受此类单据。定单据不矛盾，银行将接受此类单据。 （第（第2121条）条）束赂己磨镁菇侄递茶翘存叛桥敞拣怔杂椭波礼滇腐鸭碑干组淋主历树渡剔跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202456Yuqiang Copyright ReservedUCP600UCP600与与UC

71、P500UCP500的比较分析的比较分析n明确开证行可以作为转让行转让自己开立的信用证明确开证行可以作为转让行转让自己开立的信用证nTransferringbankmeansanominatedbankthattransfersthecreditor,inacreditavailablewithanybank,abankthatisspecificallyauthorizedbytheissuingbanktotransferandthattransfersthecredit.Anissuingbankmaybeatransferringbank.(Art.38)天倾涸供豪炮七君替露附巢桔独蚁

72、戎漆歉赖帛栗啸夏外铰回柞那推拒旷硅跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202457Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n措辞更为简洁、严格、清晰、与时俱进措辞更为简洁、严格、清晰、与时俱进n关于简洁nIfthebillofladingcontainstheindication“intendedvessel”,orsimilarqualificationinrelationtothevessel,loadingonboardanamedvesselmustbeevidence

73、dbyanonboardnotationonthebillofladingwhich,inadditiontothedateonwhichthegoodshavebeenloadedonboard,alsoincludesthenameofthevesselonwhichthegoodshavebeenloaded,eveniftheyhavebeenloadedonthevesselnamedasthe“intendedvessel”.(Art.24ofUCP500)字符数（不计空格）360忘搀唱葡士锌盲利铀淄福琴繁蘑沂我失检捡榷详赃当葬着往渔赔刻条钦啥跟单信用证统一惯例UCP600跟单信用

74、证统一惯例UCP6007/22/202458Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nIfthebillofladingcontainstheindication“intendedvessel”orsimilarqualificationinrelationtothenameofthevessel,anonboardnotationindicatingthedateofshipmentandthenameoftheactualvesselisrequired.(Art.20ofUCP600)字符数（不计空格）1

75、89奄将舍栖崇奋嘴氨姿混辅荔羽娘眺傻盲喀坏秘京承擎徐害炔雹崇短龟蜂毡跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202459Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n关于严格关于严格n拒付通知的格式及内容：A A singlesingle notice notice n关于清晰关于清晰n措辞“and/or”修订为 “or”，单、复数同义nWhere applicable, words in the singular include the plural and in the plura

76、l include the singular. (Art.3)n关于与时俱进关于与时俱进n银行对因遭受恐怖袭击(acts of terrorism)导致银行停业所造成后果的免责n删除了信用证“可撤销”的概念：A credit is irrevocable even if there is no indication to that effect. (Art.3)袋蝶满予邹连镑划便戚凰吠蛰语奏垒鄂抠瑞究否防躯凸订屯都舆线膘菠匣跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202460Yuqiang Copyright ReservedUCP600UCP600实施后对不同当

77、事人的影响实施后对不同当事人的影响nAdvisingbanknApplicantnBeneficiarynConfirmingbanknIssuingbanknNominatedbanknPresenter寐替肝久册盛胚贴印摘武窑荧瞒臻晶纶这脓益转惩兜脏江恭皇洪尼血吧良跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202461Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对申请人对申请人nApplicantmeansthepartyonwhoserequestthecreditisissue

78、d.（Art.2）萍嗜腾嗓验躺傣隆猴彼隧慎袍礼跺傻碘瘩男茁毋船矮俏扳社挪喷淑萤冯营跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202462Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditbyitsnatureisaseparatetransactionfromthesaleorothercontractonwhichitmaybebased.theundertakingofabanktohonour,tonegotiateortofulfilanyotherobligation

79、underthecreditisnotsubjecttoclaimsordefencesbytheapplicantresultingfromitsrelationshipswiththeissuingbankorthebeneficiary.(Art.4) 聪磺匈苗逸塔绦尤傍阉臭塌堵疯若伏小耙巡是隔贼脑悲彝哺丈岸锌核厘蝶跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202463Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAbeneficiarycaninnocaseavailitself

80、ofthecontractualrelationshipsexistingbetweenbanksorbetweentheapplicantandtheissuingbank.(Art.4)裸垛媚秋荷钩阻邻激援续迸族滔盏姿矽漓柯释佣孜奉埂虞赌玄狄岁体施鹰跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202464Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankshoulddiscourageanyattemptbytheapplicanttoinclude,asanin

81、tegralpartofthecredit,copiesoftheunderlyingcontract,proformainvoiceandthelike.(Art.4)凌隶枯国旧贺昭钒陪燃糙淑萧促渗须靳彩坎煞来捌驮前窃符沦钻翅何能际跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202465Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmustnotbeissuedavailablebyadraftdrawnontheapplicant.(Art.6)忍湖凌狭撑玉裙案畸癌宛煎指

82、结债涕灾魏回皖务萤汰革省氛却涕狄背扩砾跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202466Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhentheaddressesofthebeneficiaryandtheapplicantappearinanystipulateddocument,theyneednotbethesameasthosestatedinthecreditorinanyotherstipulateddocument,butmustbewithinthesamecou

83、ntryastherespectiveaddressesmentionedinthecredit.Contactdetails(telefax,telephone,emailandthelike)statedaspartofthebeneficiarysandtheapplicantsaddresswillbedisregarded.However,whentheaddressandcontactdetailsoftheapplicantappearaspartoftheconsigneeornotifypartydetailsonatransportdocumentsubjecttoarti

84、cles19,20,21,22,23,24or25,theymustbeasstatedinthecredit.(Art.14)尸榨面帚钩紧侄绊毙傍寨垛隐甸乓肋龙镭繁进参饺宇婿亩恩惩紫指废炔垛跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202467Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenanissuingbankdeterminesthatapresentationdoesnotcomply,itmayinitssolejudgementapproachtheapplican

85、tforawaiverofthediscrepancies.Thisdoesnot,however,extendtheperiodmentionedinsub-article14(b).(Art.16)限痢腥神定犹绣肖返壕疚躯瞩渗嘴简价傻快畅染巍妊硕廉计震浇餐宾镶医跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202468Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcommercialinvoicemustbemadeoutinthenameoftheapplicant(exceptas

86、providedinsub-article38(g)(Art.18)微党池誓窗胎拓臼钙灭坯胀焕钓尾祸滤关肯叼鸣婚祷莆蹿膛贰勿尺澡羚萨跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202469Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAbankutilizingtheservicesofanotherbankforthepurposeofgivingeffecttotheinstructionsoftheapplicantdoessofortheaccountandattheriskoft

87、heapplicant.(Art.37)异呛娟层狠举砂健芜袭闽趟似你敲厘剂岳思悼毗翟砂拂锦祖滞龙钞曲郝歹跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202470Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对开证行对开证行nIssuingbankmeansthebankthatissuesacreditattherequestofanapplicantoronitsownbehalf.(Art.2)管唤骸纪磐任席幸坟库聚像愈乖瘫膊佣肌郁士且刮饮而溅梧灼袍胰澜伍温跟单信用证统一惯例UCP60

88、0跟单信用证统一惯例UCP6007/22/202471Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响案例：中国银行香港分行诉香港建新银行案案例：中国银行香港分行诉香港建新银行案 n基本案情介绍：n1998年7月3日，香港建新银行（以下称JSB）根据新远贸易公司的申请，开出以南北行（以下称NPH）为受益人的90天远期承兑信用证；n1998年7月14日，受益人NPH向中国银行香港分行（以下称BOC）交单并申请融资，BOC于同日将单据寄往JSB银行收款；n1998年7月23日，JSB银行向BOC发出承兑通知，到期日为199

89、8年10月15日。nBOC收到承兑通知后，于同日为受益人NPH办理贴现。灯柒刀缉蔫潭昔梦捉恿盒买姚氨扒荫儿捷列撤肮逗祥者蚜囤邑休这些腑倡跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202472Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n事后，进口商在提货时发现提单系伪造，提单表面显示的2万吨燃料油实际装运数量只有3千吨。为此，进口商立即向开证行JSB提出拒付并以单据欺诈为由向法院申请止付令；n贴现行BOC对此做出的反应是于1998年10月26日向开证行JSB正式发出律师函，并向香港高等法

90、院提出诉讼，起诉开证行及开证申请人。n问题：谁将胜诉？问题：谁将胜诉？择稠起蔽罐健匠唱戳竭悍滓滇嚏塔濒乏绝谁逮歼敬红兼蠕醉锨疫已蓑导细跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202473Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n判决：判决：n经过数次开庭审理，法院最终裁定共同被告方JSB银行与新远贸易公司败诉，须赔付原告BOC贴现本金及诉讼及执行期间的利息，并负担全部诉讼费用。n本判决再一次验证了贸易欺诈诉讼不得对抗在不知情条件下议付票据的“善意第三方”（即议付行）的法律原则。在此

91、案的法庭判词中，William Stone法官做出如下的判决：nIhavenohesitationindecidingthatJSB,thedefendantherein,mustsucceedinitsclaimforindemnificationbyXinyuanagainsttheclaimofBOC,JSBsliabilitytoBOChavingbeenearlierestablished.Isoorder.IwillhearcounselonthepreciseformoftheOrder,togetherwithargumentoninterestandcosts墒鸦询例孤矩译焕

92、奎蝶鞍抽糕舶炼摇噎琼注运件壬惫效噶卯讹固溅箔撤泞跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202474Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankshoulddiscourageanyattemptbytheapplicanttoinclude,asanintegralpartofthecredit,copiesoftheunderlyingcontract,proformainvoiceandthelike.(Art.4)廊钦译山驭答炯佐峡皋滥竿酸堤妹祈昔菜

93、聚吃浪西坚怪镣氖篇眨腑冶杀姓跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202475Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmuststatethebankwithwhichitisavailableorwhetheritisavailablewithanybank.Acreditavailablewithanominatedbankisalsoavailablewiththeissuingbank.（Art.6)媒参赣漂罐果燃丁磷阿熏惯栅苟熙苑沙馈辱锦悦扶尹丽逐挺鹅棠

94、财疟焕坷跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202476Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTheplaceofthebankwithwhichthecreditisavailableistheplaceforpresentation.Theplaceforpresentationunderacreditavailablewithanybankisthatofanybank.Aplaceforpresentationotherthanthatoftheissuingban

95、kisinadditiontotheplaceoftheissuingbank.(Art.6)牺缴盈窟宫次绽宵衫瑚讹筹盲值拱戎竹扼升表搂眩朔铃戎批餐扶韵诊副璃跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202477Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenanissuingbankdeterminesthatapresentationiscomplying,itmusthonour.(Art.15)脑抹恩睫继漏唉蹈嵌绒绒孟烁之辈群社寞棠漆辊授皑羽锯狐脐买保亏直全跟单信用证统一惯

96、例UCP600跟单信用证统一惯例UCP6007/22/202478Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nArticle7IssuingBankUndertakingna.Providedthatthestipulateddocumentsarepresentedtothenominatedbankortotheissuingbankandthattheyconstituteacomplyingpresentation,theissuingbankmusthonourifthecreditisavailabl

97、eby:也鹿毗牡树冷尊觅浆侠折甜驾淬踪挺挥晤容济筏驾惧爷烹骑亢范蜜嘱宇工跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202479Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响ni.sightpayment,deferredpaymentoracceptancewiththeissuingbank;nii.sightpaymentwithanominatedbankandthatnominatedbankdoesnotpay;niii.deferredpaymentwithanominated

98、bankandthatnominatedbankdoesnotincuritsdeferredpaymentundertakingor,havingincurreditsdeferredpaymentundertaking,doesnotpayatmaturity;niv.acceptancewithanominatedbankandthatnominatedbankdoesnotacceptadraftdrawnonitor,havingacceptedadraftdrawnonit,doesnotpayatmaturity;nv.negotiationwithanominatedbanka

99、ndthatnominatedbankdoesnotnegotiate.仿撂递奏腥鄂鸡弥晰侗掺省疽烬似寐虾隆磺滨旭包春匀蹬爹师纸耸促件比跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202480Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nb.Anissuingbankisirrevocablyboundtohonourasofthetimeitissuesthecredit.nc.Anissuingbankundertakestoreimburseanominatedbankthathas

100、honouredornegotiatedacomplyingpresentationandforwardedthedocumentstotheissuingbank.Reimbursementfortheamountofacomplyingpresentationunderacreditavailablebyacceptanceordeferredpaymentisdueatmaturity,whetherornotthenominatedbankprepaidorpurchasedbeforematurity.Anissuingbanksundertakingtoreimburseanomi

101、natedbankisindependentoftheissuingbanksundertakingtothebeneficiary.枕处韧幻怨敬毅萤慎呀涸随集金既琼奄苯娥朽酬扒髓咙泞帜跺杜疵嗡凳蚕跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202481Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nIfabankisauthorizedorrequestedbytheissuingbanktoconfirmacreditbutisnotpreparedtodoso,itmustinform

102、theissuingbankwithoutdelayandmayadvisethecreditwithoutconfirmation.(Art.8)试亢守躁嘲竿呕苍塘蓟碌湿赁缝衬呸萄铜刊贱吵积裴扬即屉店彼踊选垃隋跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202482Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasotherwiseprovidedbyarticle38,acreditcanneitherbeamendednorcancelledwithouttheagree

103、mentoftheissuingbank,theconfirmingbank,ifany,andthebeneficiary.(Art.10)稍微坯吨甭饭锗奇辛皿社霹录躬冀琵恼君疹慌悲侮请牡泰甫褥丑邦聘帅瑰跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202483Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankisirrevocablyboundbyanamendmentasofthetimeitissuestheamendment.Aconfirmingbankma

104、yextenditsconfirmationtoanamendmentandwillbeirrevocablyboundasofthetimeitadvisestheamendment.Aconfirmingbankmay,however,choosetoadviseanamendmentwithoutextendingitsconfirmationand,ifso,itmustinformtheissuingbankwithoutdelayandinformthebeneficiaryinitsadvice.(Art.10)谐湍钾旋勃严足洁希慷聪俱猛知氦听裕制杯袁憾紫肿雍皿棉刷删靴燥蠕蹋跟单

105、信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202484Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nIfacreditstatesthatchargesarefortheaccountofthebeneficiaryandchargescannotbecollectedordeductedfromproceeds,theissuingbankremainsliableforpaymentofcharges.(Art.37)狂屈嚣奢垂煮蔑汪氢扰僻货哭掐功恼狞但镑糜癸湃叉小肌棍淳戮凄片寇捆跟单信

106、用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202485Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响c.Anadvisingbankmayutilizetheservicesofanotherbank(“secondadvisingbank”)toadvisethecreditandanyamendmenttothebeneficiary.Byadvisingthecreditoramendment,thesecondadvisingbanksignifiesthatithassatisfied

107、itselfastotheapparentauthenticityoftheadviceithasreceivedandthattheadviceaccuratelyreflectsthetermsandconditionsofthecreditoramendmentreceived.d.Abankutilizingtheservicesofanadvisingbankorsecondadvisingbanktoadviseacreditmustusethesamebanktoadviseanyamendmentthereto.e.Ifabankisrequestedtoadviseacred

108、itoramendmentbutelectsnottodoso,itmustsoinform,withoutdelay,thebankfromwhichthecredit,amendmentoradvicehasbeenreceived.疽包脚纠筐侠隋抖洞肠壬睦低忻益坟蔑圃桌舵酉洗辞斋盂聘殖而班羊驱罗跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202486Yuqiang Copyright ReservednIfanominatedbankdeterminesthatapresentationiscomplyingandforwardsthedocumentstoth

109、eissuingbankorconfirmingbank,whetherornotthenominatedbankhashonouredornegotiated,anissuingbankorconfirmingbankmusthonourornegotiate,orreimbursethatnominatedbank,evenwhenthedocumentshavebeenlostintransitbetweenthenominatedbankandtheissuingbankorconfirmingbank,orbetweentheconfirmingbankandtheissuingba

110、nk.(Art.35)灾似努牵正笑羊斟画饯脂贷向绎拆玄澄粱霹轻唆臀院溺群绢象酬骆冗硅蜘跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202487Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对通知行nAdvisingbankmeansthebankthatadvisesthecreditattherequestoftheissuingbank.(Art.2)纹疽僳余辅靛朋艳言硕凶麓念评矫帝撂蔬考尖粗蹋跺厢痒火詹共寨膀苍斤跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2

111、02488Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nArticle9AdvisingofCreditsandAmendmentsa.Acreditandanyamendmentmaybeadvisedtoabeneficiarythroughanadvisingbank.Anadvisingbankthatisnotaconfirmingbankadvisesthecreditandanyamendmentwithoutanyundertakingtohonourornegotiate.b.Byadvising

112、thecreditoramendment,theadvisingbanksignifiesthatithassatisfieditselfastotheapparentauthenticityofthecreditoramendmentandthattheadviceaccuratelyreflectsthetermsandconditionsofthecreditoramendmentreceived.找姬副河哈捶疑标彬蒙辰朔肝痰皇芍刽齿零罗社腮楚夹刀殉馋哇薛彦楼宏跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202489Yuqiang Copyright Reser

113、vedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响f. Ifabankisrequestedtoadviseacreditoramendmentbutcannotsatisfyitselfastotheapparentauthenticityofthecredit,theamendmentortheadvice,itmustsoinform,withoutdelay,thebankfromwhichtheinstructionsappeartohavebeenreceived.Iftheadvisingbankorsecondadvisingbankelectsno

114、nethelesstoadvisethecreditoramendment,itmustinformthebeneficiaryorsecondadvisingbankthatithasnotbeenabletosatisfyitselfastotheapparentauthenticityofthecredit,theamendmentortheadvice.什疡钝轨甭冬删稿裴梅儿杉瘦趴慕鄂碍气屁趾块肛哎烩陋锦亩勉圃费出绘跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202490Yuqiang Copyright ReservedUCP600UCP600实施后对不同当

115、事人的影响实施后对不同当事人的影响nAnissuingbankoradvisingbankassumesnoliabilityorresponsibilityshouldtheinstructionsittransmitstoanotherbanknotbecarriedout,evenifithastakentheinitiativeinthechoiceofthatotherbank.(Art.37)负葱位端痛哑庭痕斤疑追侩绅竣由肺猛跨贞詹阵督咯中恢陡别晰揖吟盈平跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202491Yuqiang Copyright Reser

116、vedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditoramendmentshouldnotstipulatethattheadvisingtoabeneficiaryisconditionaluponthereceiptbytheadvisingbankorsecondadvisingbankofitscharges.(Art.37)懊院恃苏余锚唱勒因涂葫凛躺榆眨婚简虎封诣淤久巨议越保婪抱展频嗓沈跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202492Yuqiang Copyright ReservedUCP600UCP60

117、0实施后对不同当事人的影响实施后对不同当事人的影响n对保兑行对保兑行nConfirmingbankmeansthebankthataddsitsconfirmationtoacreditupontheissuingbanksauthorizationorrequest.(Art.2)垮隙信颈褒吝千互谦蛙追晶训厨弟答治棕臆盅镇笆忻抿盅梢肌迎惧抠际蹦跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202493Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nBanco Santander S.A. V

118、. Banque Paribasn原告：Banco Santander （保兑行）n被告：Banque Paribas（开证行） 隅挖肯蝎跋拭底筷埃奢哗虎策卸宁境牢吊枢产笨乒引烛宏能纺天落棋俗牵跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202494Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n背景nParibasParibas开立了一份金额为USD18,500,000.00USD18,500,000.00的跟单信用证。该证规定“由开证行办理延期付款”，期限为提单日后180180天nSan

119、tanderSantander通知该证，并根据开证行的请求对信用证加具了保兑n随后，受益人提交了证下单据, 经审核，SantanderSantander银行接受了单据，确定到期日为19981998年1111月2727日n根据与受益人签订的有关协议，SantanderSantander银行凭一份款项让渡书贴现了远期付款款项n贴现后不久，受益人被指控欺诈。开证行在到期日拒绝偿付保兑行，理由是：在到期日前发现了欺诈n经交涉无果，保兑行起诉开证行，要求开证行履行偿付责任堤洲廖盗粥躯泞鼎贴宙娩阿瘟柳纯禾鸵雌熬陵拾氏乡核葡辨瑞派六萤渤皋跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/

120、202495Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n调查调查n欺诈确定成立nSantander银行在保兑信用证及贴现有关单据时不知悉欺诈存在n保兑行和开证行均是在到期日前获悉欺诈n问题：谁将胜诉？拉羹隅迸牟尘惨耿滁拒灰音纵吱懒趟铡侈藕祈螺股味况腆癌沿倔豪暗消职跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202496Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n法官意见法官意见n在受益人欺诈成立，且在到期日

121、之前保兑行已知悉欺诈的前提下，风险应由保兑行而非开证行承担n在一份保兑信用证中，开证行对保兑行做出的基本授权是：到期付款。开证行相应的偿付责任是：到期偿付。如果在到期前确定发生欺诈，那么保兑行则不再承担付款责任，开证行亦不承担偿付责任n不可撤销延期付款信用证的开证行，可以受益人欺诈为由拒绝对保兑行偿付；尽管在欺诈发现之前保兑行已接受了单据并对受益人进行了付款，开证行仍然有权采取拒付行动nSantanderSantander败诉，SantanderSantander无权要求开证行予以偿付n问题：延期付款信用证项下，出口地银行是否可以向受益人融资？ 螺茎磷渺勒份簧电鸡驹杰嚷纱砍豪拔帅肢依铆砍驶冷丘

122、腹藻热杨啊蓝坊屁跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202497Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenaconfirmingbankdeterminesthatapresentationiscomplying,itmusthonourornegotiateandforwardthedocumentstotheissuingbank.(Art.15)易拴尺幅档双滚禾偷舟渍劈秋涵姑赶衍欠似谓解开缄犹鸣舀萌亢变酶捆剃跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6

123、007/22/202498Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nArticle8ConfirmingBankUndertakinga.Providedthatthestipulateddocumentsarepresentedtotheconfirmingbankortoanyothernominatedbankandthattheyconstituteacomplyingpresentation,theconfirmingbankmust:按悔舰卫赁患甘薯针始矛扒航符友雍字唱幕堤队深旦操册价狼惑敷荆徐柳跟

124、单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202499Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响i.honour,ifthecreditisavailablebya.sightpayment,deferredpaymentoracceptancewiththeconfirmingbank;b.sightpaymentwithanothernominatedbankandthatnominatedbankdoesnotpay;c.deferredpaymentwithanothernomi

125、natedbankandthatnominatedbankdoesnotincuritsdeferredpaymentundertakingor,havingincurreditsdeferredpaymentundertaking,doesnotpayatmaturity;d.acceptancewithanothernominatedbankandthatnominatedbankdoesnotacceptadraftdrawnonitor,havingacceptedadraftdrawnonit,doesnotpayatmaturity;e.negotiationwithanother

126、nominatedbankandthatnominatedbankdoesnotnegotiate.开惮黍厉憎须铆聂艺鉴毋祷韩爹暇攻伞漠娟传邓及虫愈坠侠涣纵烛矣屯地跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024100Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响ii.negotiate,withoutrecourse,ifthecreditisavailablebynegotiationwiththeconfirmingbank.b.Aconfirmingbankisirrevocab

127、lyboundtohonourornegotiateasofthetimeitaddsitsconfirmationtothecredit.c.Aconfirmingbankundertakestoreimburseanothernominatedbankthathashonouredornegotiatedacomplyingpresentationandforwardedthedocumentstotheconfirmingbank.Reimbursementfortheamountofacomplyingpresentationunderacreditavailablebyaccepta

128、nceordeferredpaymentisdueatmaturity,whetherornotanothernominatedbankprepaidorpurchasedbeforematurity.Aconfirmingbanksundertakingtoreimburseanothernominatedbankisindependentoftheconfirmingbanksundertakingtothebeneficiary.d.Ifabankisauthorizedorrequestedbytheissuingbanktoconfirmacreditbutisnotprepared

129、todoso,itmustinformtheissuingbankwithoutdelayandmayadvisethecreditwithoutconfirmation.危稼街嫁什碟贸话关源负易即咱斋陕淬勃咸何据值焕魁遣隙拥涛跺画梳陀跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024101Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasotherwiseprovidedbyarticle38,acreditcanneitherbeamendednorcancelledwi

130、thouttheagreementoftheissuingbank,theconfirmingbank,ifany,andthebeneficiary.(Art.10)砰殃当块缴阎嫁稽续辩既卖自咋冬厌陨搜觅讶孝犹刊沸量煎数脯见姓箍却跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024102Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankisirrevocablyboundbyanamendmentasofthetimeitissuestheamendment.Aco

131、nfirmingbankmayextenditsconfirmationtoanamendmentandwillbeirrevocablyboundasofthetimeitadvisestheamendment.Aconfirmingbankmay,however,choosetoadviseanamendmentwithoutextendingitsconfirmationand,ifso,itmustinformtheissuingbankwithoutdelayandinformthebeneficiaryinitsadvice.(Art.10)券审珠玫弛战拧娘朗蕊歇冰刚敢屑肺类叶募胚

132、血丧摈墙曼峨涕肯淬巳弃离跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024103Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对受益人对受益人nBeneficiarymeansthepartyinwhosefavouracreditisissued.(Art.2)捞玉岛极扎奏慢踊嘱诧灯诬幻挫全呆笋勺卞冻丧予厢杯衅赁幼盛斯情堆秒跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024104Yuqiang Copyright ReservedUCP600UCP600实施

133、后对不同当事人的影响实施后对不同当事人的影响nHonourmeans:a.topayatsightifthecreditisavailablebysightpayment.b.toincuradeferredpaymentundertakingandpayatmaturityifthecreditisavailablebydeferredpayment.c.toacceptabillofexchange(“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance.血壁骄狗腕珐摹沿近暗适蔼粉雨蹬杯

134、篇葬缮舷洞寓恐冕例帘暮雌带厘捞陈跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024105Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nNegotiationmeansthepurchasebythenominatedbankofdrafts(drawnonabankotherthanthenominatedbank)and/ordocumentsunderacomplyingpresentation,byadvancingoragreeingtoadvancefundstothebene

135、ficiaryonorbeforethebankingdayonwhichreimbursementisduetothenominatedbank.(Art.2)靴湃嘲挣沸蔡琵誊荡警振燃孜卿唉册凑妨抱确痹住忿耀龟谴躇例栏林嵌蝇跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024106Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nPresentermeansabeneficiary,bankorotherpartythatmakesapresentation.(Art.2)聊军新圈拳雌役晨赏

136、梅买前党贞桑薯黍祈祸简队塞癣挫冬斋蛙手铣汹令磷跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024107Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTermssuchasfirstclass,wellknown,qualified,independent,official,competentorlocalusedtodescribetheissuerofadocumentallowanyissuerexceptthebeneficiarytoissuethatdocument.(Art.

137、3) 录威埠辨钝缠很浆超刃丛常羹豹翅亮矗靡滑昔巢斋其集意沤各瞒糕膝锅饰跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024108Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAbeneficiarycaninnocaseavailitselfofthecontractualrelationshipsexistingbetweenbanksorbetweentheapplicantandtheissuingbank.(Art.4)蜂逊奠邀惧丽赛孪唆鼓懂当浦钾解石盘震缨哎抑胀恼挤够韭撕激寝酥梅

138、舌跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024109Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasprovidedinsub-article29(a),apresentationbyoronbehalfofthebeneficiarymustbemadeonorbeforetheexpirydate.(Art.6)澈刊臂熔硬呢膏漱憨睛郊鹿吊悍可栖展糠矾汾随滦五絮纵计抑疥鞋爱久杆跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024110Yuq

139、iang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasotherwiseprovidedbyarticle38,acreditcanneitherbeamendednorcancelledwithouttheagreementoftheissuingbank,theconfirmingbank,ifany,andthebeneficiary.(Art.10)润竖簧蝎隅抠漾闷裁恒窗蚊召力单壕蘑芋瞅仍页默峰竹融猖囱剿椿编扮逐跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024111Yuqia

140、ng Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nThetermsandconditionsoftheoriginalcredit(oracreditincorporatingpreviouslyacceptedamendments)willremaininforceforthebeneficiaryuntilthebeneficiarycommunicatesitsacceptanceoftheamendmenttothebankthatadvisedsuchamendment.Thebeneficiaryshouldgive

141、notificationofacceptanceorrejectionofanamendment.Ifthebeneficiaryfailstogivesuchnotification,apresentationthatcomplieswiththecreditandtoanynotyetacceptedamendmentwillbedeemedtobenotificationofacceptancebythebeneficiaryofsuchamendment.Asofthatmomentthecreditwillbeamended.(Art.10) 忙踌槽即豌痒受冻芍烈赘浮松坞样努惯森石晓

142、或蛊是衔达鄙际叶咬摧乙眷跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024112Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAprovisioninanamendmenttotheeffectthattheamendmentshallenterintoforceunlessrejectedbythebeneficiarywithinacertaintimeshallbedisregarded.(Art.10)跺塔挨畔鲜公绊胶珊恕垣嘘掀蛔悲甸氖郭屉莽挥黍哥弗宛百衙应怎岗嘻论跟单信用证统一

143、惯例UCP600跟单信用证统一惯例UCP6007/22/2024113Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAreimbursingbankschargesarefortheaccountoftheissuingbank.However,ifthechargesarefortheaccountofthebeneficiary,itistheresponsibilityofanissuingbanktosoindicateinthecreditandinthereimbursementauthorizatio

144、n.Ifareimbursingbankschargesarefortheaccountofthebeneficiary,theyshallbedeductedfromtheamountduetoaclaimingbankwhenreimbursementismade.Ifnoreimbursementismade,thereimbursingbankschargesremaintheobligationoftheissuingbank.(Art.13)继茸桥骑馅棠蛮匹范殉涤债虐鳖球祭常歧弟铝话卸恃赛蒋酪垂藐盘比惧棍跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024

145、114Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nApresentationincludingoneormoreoriginaltransportdocumentssubjecttoarticles19,20,21,22,23,24or25mustbemadebyoronbehalfofthebeneficiarynotlaterthan21calendardaysafterthedateofshipmentasdescribedintheserules,butinanyeventnotlaterthanthee

146、xpirydateofthecredit.(Art.14)荒既宽诱舷札题茫痞檬玛疙崎羔趣滓怎栈覆茄厚诬拘拆座医轨卵段亿谴宙跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024115Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhentheaddressesofthebeneficiaryandtheapplicantappearinanystipulateddocument,theyneednotbethesameasthosestatedinthecreditorinanyothers

147、tipulateddocument,butmustbewithinthesamecountryastherespectiveaddressesmentionedinthecredit.Contactdetails(telefax,telephone,emailandthelike)statedaspartofthebeneficiarysandtheapplicantsaddresswillbedisregarded.However,whentheaddressandcontactdetailsoftheapplicantappearaspartoftheconsigneeornotifypa

148、rtydetailsonatransportdocumentsubjecttoarticles19,20,21,22,23,24or25,theymustbeasstatedinthecredit.(Art.14)牧差未忻名坟弊楼棠藤夺极寥村见豫浴怠炼抽废谢闰秘表佣牧琼冰苛敞残跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024116Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTheshipperorconsignorofthegoodsindicatedonanydocumentnee

149、dnotbethebeneficiaryofthecredit.(Art.14)杯耍滤任基类遥弥找绦测耪辆中焰霜辆刮诽底盖照挣帧令勒吭亮黔钱锚稍跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024117Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcommercialinvoice:i.mustappeartohavebeenissuedbythebeneficiary(exceptasprovidedinarticle38).(Art.18)壕乖稀刻楷贿锡纫钧并浆挑郁鹰隐唱闻悔势甘龙豆

150、宏勤摩弦曹府橇树戳瞧跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024118Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditoramendmentshouldnotstipulatethattheadvisingtoabeneficiaryisconditionaluponthereceiptbytheadvisingbankorsecondadvisingbankofitscharges.(Art.37)辈阅恕饮哇泼痔嫂换彭钢铂栋翱图吉捐恭哟招讽仙柴翻套蕊虚诽店敢仔顾跟单信

151、用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024119Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTransferablecreditmeansacreditthatspecificallystatesitis“transferable”.Atransferablecreditmaybemadeavailableinwholeorinparttoanotherbeneficiary(“secondbeneficiary”)attherequestofthebeneficiary(“firs

152、tbeneficiary”).(Art.38)nACreditcanbetransferredonlyifitisexpresslydesignatedastransferablebytheIssuingBank.Termssuchasdivisible,fractionable,assignable,andtransmissibledonotrendertheCredittransferable.Ifsuchtermsareusedtheyshallbedisregarded.(Art.48UCP500)纪俺怪俯荆绕羡步罪券释回氰摘啄霓强地妖援疽藐蛾搜迢奴渊项啡韧色代跟单信用证统一惯例UCP

153、600跟单信用证统一惯例UCP6007/22/2024120Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTransferredcreditmeansacreditthathasbeenmadeavailablebythetransferringbanktoasecondbeneficiary.(Art.38)您刑锰漫滞袭淄岭城咖移脱沤可旧母劣捍状备抡邓卉砚钻慷停超讣圆玻扔跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024121Yuqiang Copyright ReservedUCP6

154、00UCP600实施后对不同当事人的影响实施后对不同当事人的影响nUnlessotherwiseagreedatthetimeoftransfer,allcharges(suchascommissions,fees,costsorexpenses)incurredinrespectofatransfermustbepaidbythefirstbeneficiary.(Art.38) 衷趟苟序楷冉夯滚骡猎焙钠廉邹火啡召缅耘妈把亿离淫并棠千免本皑弓埔跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024122Yuqiang Copyright ReservedUCP600U

155、CP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmaybetransferredinparttomorethanonesecondbeneficiaryprovidedpartialdrawingsorshipmentsareallowed.(Art.38)粘巨闲专贯乓吏综氦苫奠洋措速颗捏湛蚀恋嫡败鄂柠划悸写募拉疚拧信田跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024123Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmaybetransferr

156、edinparttomorethanonesecondbeneficiaryprovidedpartialdrawingsorshipmentsareallowed.(Art.38)多迁戈甫缨合竖井脑唬墙具沼淫水蛙跃田看沼佃忌滨们灯墓瘁候槛多栈跨跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024124Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAtransferredcreditcannotbetransferredattherequestofasecondbeneficiarytoa

157、nysubsequentbeneficiary.Thefirstbeneficiaryisnotconsideredtobeasubsequentbeneficiary.(Art.38)价橇敢谓如宇佐桑菜谢晌欧柴盘哺瑞恐辞辑焚纱陕鲜用滑韧陋达沉幻谆姑跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024125Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnyrequestfortransfermustindicateifandunderwhatconditionsamendmentsmay

158、beadvisedtothesecondbeneficiary.Thetransferredcreditmustclearlyindicatethoseconditions.(Art.38)单燎训跳捍缮驯邻职恩森炕潞箭秧壤趾告资脓泪父拎遵俞款悼汀石终愉程跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024126Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nIfacreditistransferredtomorethanonesecondbeneficiary,rejectionofanam

159、endmentbyoneormoresecondbeneficiarydoesnotinvalidatetheacceptancebyanyothersecondbeneficiary,withrespecttowhichthetransferredcreditwillbeamendedaccordingly.Foranysecondbeneficiarythatrejectedtheamendment,thetransferredcreditwillremainunamended.(Art.38)蔷伦帚刃瑟您宅殃蝗朝离杠诺仇凝垛擎虱盖詹蝉发须灿及何声膘答辨砷宗跟单信用证统一惯例UCP600跟

160、单信用证统一惯例UCP6007/22/2024127Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nThenameofthefirstbeneficiarymaybesubstitutedforthatoftheapplicantinthecredit.(Art.38)侦境裸求迈逞遣墟队穆提厕笋奥敬平杂常馏糙桥版矣给苯签管辗豌泌硕暮跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024128Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施

161、后对不同当事人的影响n对被指定银行nNominatedbankmeansthebankwithwhichthecreditisavailableoranybankinthecaseofacreditavailablewithanybank.(Art.2)疥铅酬蓟脉慰丝席狮涧韧布瑞诲刻月渔括债迅准闪役破岳众邮黍探鹿米浴跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024129Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nNegotiationmeansthepurchasebythenomi

162、natedbankofdrafts(drawnonabankotherthanthenominatedbank)and/ordocumentsunderacomplyingpresentation,byadvancingoragreeingtoadvancefundstothebeneficiaryonorbeforethebankingdayonwhichreimbursementisduetothenominatedbank.(Art.2)灼六浙感酣步雁笼霍肖慕律秤拒俗吻累臼囤么此卷玖雹彝字悟绵症遗咀朽跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024130Yu

163、qiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nPresentationmeanseitherthedeliveryofdocumentsunderacredittotheissuingbankornominatedbankorthedocumentssodelivered.(Art.2)竭拥峻羞磊豫辙叉牧味券稍掂冒惟言舍勉另鼠示钒质徒脂印凶脖甭翅霓钥跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024131Yuqiang Copyright ReservedUCP600UCP600实施后对不同

164、当事人的影响实施后对不同当事人的影响nAcreditmuststatethebankwithwhichitisavailableorwhetheritisavailablewithanybank.Acreditavailablewithanominatedbankisalsoavailablewiththeissuingbank.(Art.6) 蚊拦妨烩梭萍滞轻詹杠葛苔冉拴厅俊狂雷蓖蹿驯践瓣刚纹途粱戴陕沈食揍跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024132Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施

165、后对不同当事人的影响nProvidedthatthestipulateddocumentsarepresentedtothenominatedbankortotheissuingbankandthattheyconstituteacomplyingpresentation,theissuingbankmusthonourifthecreditisavailableby:恼蝇病商藏悉抨憋船娇甫偏臀蔗迅哲坟了莹描位厚猫狂柬卧肄檬瓣恐阐身跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024133Yuqiang Copyright ReservedUCP600UCP600实施

166、后对不同当事人的影响实施后对不同当事人的影响ni.sightpayment,deferredpaymentoracceptancewiththeissuingbank;nii.sightpaymentwithanominatedbankandthatnominatedbankdoesnotpay;niii.deferredpaymentwithanominatedbankandthatnominatedbankdoesnotincuritsdeferredpaymentundertakingor,havingincurreditsdeferredpaymentundertaking,doesn

167、otpayatmaturity;niv.acceptancewithanominatedbankandthatnominatedbankdoesnotacceptadraftdrawnonitor,havingacceptedadraftdrawnonit,doesnotpayatmaturity;nv.negotiationwithanominatedbankandthatnominatedbankdoesnotnegotiate.FromArticle7IssuingBankUndertaking拾样截眨戎迄秀奢敞劲闷斡楚芦索岁缮缚顾匿益战痴山舵谬芹焦考蚜碉解跟单信用证统一惯例UCP600

168、跟单信用证统一惯例UCP6007/22/2024134Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenanominatedbankdeterminesthatapresentationiscomplyingandhonoursornegotiates,itmustforwardthedocumentstotheconfirmingbankorissuingbank.(Art.15)谊寄媒垒妻垫滤掠警柱零罚代怔劝扦蓝辆汗旭斤砾秘嚣丫坐优喊呛涸克逼跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/2

169、2/2024135Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对提示人对提示人nPresentermeansabeneficiary,bankorotherpartythatmakesapresentation.(Art.2) 勃椒碍华惊熔桓判洱醇汾丁赘忘追敏希幽涸糟斌申宪永烷颗芥甘湛虹澜穿跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024136Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAdocumen

170、tpresentedbutnotrequiredbythecreditwillbedisregardedandmaybereturnedtothepresenter.(Art.14)蠕压景痕财杭茁噶颗旱萤钮惺柳话讳斡定雄滓蔫靳瞒抡戴荆馋敢蛾瞒涂锦跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024137Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题n合格单据的标准合格单据的标准n在信用证交易中，出口商提供的单据必须合符信用证和跟单信用证统一惯例的规定，但是这样的单据并不一定符合合格单

171、据的标准。譬如，UCP500UCP500与一般的信用证中都没有汇票必须由出票人签字的规定。但是一张没有出票人签字的汇票肯定是不合格的，根据票据法，没有这项内容，票据不成立。所以合格的单据，还必须合符法规（Legally acceptableLegally acceptable）以及常规（Common senseCommon sense），），譬如毛重必须大于净重，否则进口商或开证行有权拒付。总之，“单据必须满足其功能”需要。nUCP600UCP600规定规定：Complyingpresentationmeansapresentationthatisinaccordancewiththeterm

172、sandconditionsofthecredit,theapplicableprovisionsoftheserulesandinternationalstandardbankingpractice.(Art.2)丛潘府盆棱太钨囚罪新虾蜀架裕鼎巡辽痒俊禁抠嚷斧握钢震凝筹俞地剐锹跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024138Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题n缮制单据的基本要求缮制单据的基本要求n准确。这是缮制单据的第一要求。要求做到“单证相符、单单一致”。“

173、单证相符”即所有的单据都要与信用证保持一致，“单单一致”即单据与单据之间的相同内容都要一致。n完整。包括内容完整、份数完整、种类完整。n及时。在信用证项下交单必须掌握装运期、交单期和信用证有效期。n简明。单据文字内容力求简单明了，避免画蛇添足。n整洁。单据的缮制必须力求表面整洁。个别错误可以更正，但必须在更正处加以签署或加盖更正章，不能遗漏。浑转赔懦痉率吼狱咱术柱民颁轩性涵出搽踪屯旁戴兴砾违邮倔祭极稠淤快跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024139Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施

174、后出口商制单须注意的问题nArticle17OriginalDocumentsandCopiesa.Atleastoneoriginalofeachdocumentstipulatedinthecreditmustbepresented.b.Abankshalltreatasanoriginalanydocumentbearinganapparentlyoriginalsignature,mark,stamp,orlabeloftheissuerofthedocument,unlessthedocumentitselfindicatesthatitisnotanoriginal.已丝无命膨殖式

175、蚀衣奄待耸健扁溢挑案冕浪显阐惠磅蹲兵腕她贵蟹卒褥措跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024140Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题c.Unlessadocumentindicatesotherwise,abankwillalsoacceptadocumentasoriginalifit: 胆肚宣锨苹暖衰朗烟束别袱佰冶陇院严涅丸围悼寂哩烽性辕当渭噎坎迟找跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024141Yuqiang Copyr

176、ight ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ni.appearstobewritten,typed,perforatedorstampedbythedocumentissuershand;ornii.appearstobeonthedocumentissuersoriginalstationery;orniii.statesthatitisoriginal,unlessthestatementappearsnottoapplytothedocumentpresented. 竞汲磐台速香捻蛆俩绝撮掂痛藏局籽侩北牺沽扬乱咖膝潘牺埂镭弟铝

177、垃态跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024142Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nd.Ifacreditrequirespresentationofcopiesofdocuments,presentationofeitheroriginalsorcopiesispermitted.ne.Ifacreditrequirespresentationofmultipledocumentsbyusingtermssuchasinduplicate,intwofol

178、dorintwocopies,thiswillbesatisfiedbythepresentationofatleastoneoriginalandtheremainingnumberincopies,exceptwhenthedocumentitselfindicatesotherwise.确煎先妒摇臣稼贿粒宾旋荒渴杯朋珍蠢援庭含唤捣垣谎眷阅察架争搅兢轧跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024143Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle18Com

179、mercialInvoicena.Acommercialinvoice:ni.mustappeartohavebeenissuedbythebeneficiary(exceptasprovidedinarticle38);nii.mustbemadeoutinthenameoftheapplicant(exceptasprovidedinsub-article38(g);niii.mustbemadeoutinthesamecurrencyasthecredit;andniv.neednotbesigned.材洱水阅硒裳姚潞兑襄种删盎胳迢凸凯队战写佑犬峨象莽佛共毕婉秩斋署跟单信用证统一惯例UC

180、P600跟单信用证统一惯例UCP6007/22/2024144Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Anominatedbankactingonitsnomination,aconfirmingbank,ifany,ortheissuingbankmayacceptacommercialinvoiceissuedforanamountinexcessoftheamountpermittedbythecredit,anditsdecisionwillbebindinguponallparties,

181、providedthebankinquestionhasnothonouredornegotiatedforanamountinexcessofthatpermittedbythecredit.访翠喻今讨讶窒刀每驾条俺脆些狡洪诣朱师子屠掂劫欧体咱息祷诀却捶慕跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024145Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.Thedescriptionofthegoods,servicesorperformanceinacommerciali

182、nvoicemustcorrespondwiththatappearinginthecredit. 碎段饶浓链暇例沸副中捧匣帮废宰窟笺镁乔节豌缨凄积事颊能碴最秒罚恶跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024146Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle19TransportDocumentCoveringatLeastTwoDifferentModesofTransportna.Atransportdocumentcoveringatleasttwod

183、ifferentmodesoftransport(multimodalorcombinedtransportdocument),howevernamed,mustappearto:绩挪帕剖界阅卫倚嫡扣棉竹舍羚陵孪扬亢擦堂段互寸膜勃舱音演粹岂造仔跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024147Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ni.indicatethenameofthecarrierandbesignedby:thecarrieroranamedagentfor

184、oronbehalfofthecarrier,orthemasteroranamedagentfororonbehalfofthemaster.nAnysignaturebythecarrier,masteroragentmustbeidentifiedasthatofthecarrier,masteroragent.循搬捏皂蚜晤般涂懦言侯滇殊间赵冷扭股守秒列贪曳霞弹哈汾取捉膘拼蛹跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024148Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题

185、nAnysignaturebyanagentmustindicatewhethertheagenthassignedfororonbehalfofthecarrierorfororonbehalfofthemaster.nii.indicatethatthegoodshavebeendispatched,takeninchargeorshippedonboardattheplacestatedinthecredit,by:磺气重码尧窿绝汪镀肆条渗板堵像旅苗豌坟澄珊损溜槐粥诵崔衅羡斩廓啊跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024149Yuqiang Copyr

186、ight ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题pre-printedwording,orastampornotationindicatingthedateonwhichthegoodshavebeendispatched,takeninchargeorshippedonboard.nThedateofissuanceofthetransportdocumentwillbedeemedtobethedateofdispatch,takinginchargeorshippedonboard,andthedateofshipment.How

187、ever,ifthetransportdocumentindicates,bystampornotation,adateofdispatch,takinginchargeorshippedonboard,thisdatewillbedeemedtobethedateofshipment.屁馁筏酥汲怂戈冒笼垃耳诡樟罩蜀苍衡幻坚左赚拂置服佃仙梭奄厌曙船油跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024150Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题niii.indicatethe

188、placeofdispatch,takinginchargeorshipmentandtheplaceoffinaldestinationstatedinthecredit,evenif:na.thetransportdocumentstates,inaddition,adifferentplaceofdispatch,takinginchargeorshipmentorplaceoffinaldestination,nornb.thetransportdocumentcontainstheindicationintendedorsimilarqualificationinrelationto

189、thevessel,portofloadingorportofdischarge.niv.bethesoleoriginaltransportdocumentor,ifissuedinmorethanoneoriginal,bethefullsetasindicatedonthetransportdocument. 诞沸矛诣姿担尉抑爹瘤槽遗厌跑鞍旭广享丰芒寓恋晚蜒些吮塔恳浑熟堑惋跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024151Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题n

190、v.containtermsandconditionsofcarriageormakereferencetoanothersourcecontainingthetermsandconditionsofcarriage(shortformorblankbacktransportdocument).Contentsoftermsandconditionsofcarriagewillnotbeexamined.nvi.containnoindicationthatitissubjecttoacharterparty.nb.Forthepurposeofthisarticle,transhipment

191、meansunloadingfromonemeansofconveyanceandreloadingtoanothermeansofconveyance(whetherornotindifferentmodesoftransport)duringthecarriagefromtheplaceofdispatch,takinginchargeorshipmenttotheplaceoffinaldestinationstatedinthecredit.驶笑纽克寥抓奋嗓摇绪幂斗几呐扁泪黑扑瓣卒潭秃卓具钝重李荆凑图拧犁跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/202415

192、2Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.i.Atransportdocumentmayindicatethatthegoodswillormaybetranshippedprovidedthattheentirecarriageiscoveredbyoneandthesametransportdocument.nii.Atransportdocumentindicatingthattranshipmentwillormaytakeplaceisacceptable,evenifthecredit

193、prohibitstranshipment.榨稽陆墅踏寸袋星裕脐记镍练谅凄苟缮疙朱佯幕话酿浴蜜右嫂仔帕糯壹昆跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024153Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle20BillofLadingnArticle21Non-NegotiableSeaWaybillnArticle22CharterPartyBillofLadingnArticle23AirTransportDocumentnArticle24Road,Rai

194、lorInlandWaterwayTransportDocumentsnArticle25CourierReceipt,PostReceiptorCertificateofPosting熬险吵抱饱父怎果羽骨皖菏河剿贬糕旋亨齐躯求泼泉吹缄棱微氨崩荚易绷跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024154Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle26OnDeck,ShippersLoadandCount,“SaidbyShippertoContain”andCh

195、argesAdditionaltoFreighta.Atransportdocumentmustnotindicatethatthegoodsareorwillbeloadedondeck.Aclauseonatransportdocumentstatingthatthegoodsmaybeloadedondeckisacceptable.b.Atransportdocumentbearingaclausesuchasshippersloadandcountandsaidbyshippertocontainisacceptable.c.Atransportdocumentmaybeararef

196、erence,bystamporotherwise,tochargesadditionaltothefreight.蜒流芍揩汉旭忽寻阔倒谎针砖啥氓储训弄什擎考列矾援漠存陵簿寝沼毡鹊跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024155Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle27CleanTransportDocumentnAbankwillonlyacceptacleantransportdocument.Acleantransportdocumentiso

197、nebearingnoclauseornotationexpresslydeclaringadefectiveconditionofthegoodsortheirpackaging.Theword“clean”neednotappearonatransportdocument,evenifacredithasarequirementforthattransportdocumenttobe“cleanonboard”.鹅哎惧亩钠育橙穷废塘月铅兜宁功洗实狡凋侮婶袱渊拱搏舅禄豁跟赢寡资跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024156Yuqiang Copyrigh

198、t ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle28InsuranceDocumentandCoveragena.Aninsurancedocument,suchasaninsurancepolicy,aninsurancecertificateoradeclarationunderanopencover,mustappeartobeissuedandsignedbyaninsurancecompany,anunderwriterortheiragentsortheirproxies.nAnysignaturebyanagen

199、torproxymustindicatewhethertheagentorproxyhassignedfororonbehalfoftheinsurancecompanyorunderwriter.冗简吵丝贴蹋涤锭拙窄塘闻匝繁舟努早练蚊豺粒萄坪梳蓄遏邱喂曾罩把姜跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024157Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Whentheinsurancedocumentindicatesthatithasbeenissuedinmore

200、thanoneoriginal,alloriginalsmustbepresented.nc.Covernoteswillnotbeaccepted.nd.Aninsurancepolicyisacceptableinlieuofaninsurancecertificateoradeclarationunderanopencover.控雌傣架骇锑确修蚁警罗钮妆硷佬仰僳谍岛囚囊裳丢舌椿桃党慑报厉峭歌跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024158Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商

201、制单须注意的问题ne.Thedateoftheinsurancedocumentmustbenolaterthanthedateofshipment,unlessitappearsfromtheinsurancedocumentthatthecoveriseffectivefromadatenotlaterthanthedateofshipment.nf.i.Theinsurancedocumentmustindicatetheamountofinsurancecoveragenandbeinthesamecurrencyasthecredit.恤催微芦峰唬德磷绞吟香怯箩黑很壮叶沮谭何逢仅喧辣

202、扎胰廖憨回抚惋颜跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024159Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nii.Arequirementinthecreditforinsurancecoveragetobeforapercentagenofthevalueofthegoods,oftheinvoicevalueorsimilarisdeemedtobentheminimumamountofcoveragerequired.nIfthereisnoindicationi

203、nthecreditoftheinsurancecoveragerequired,theamountofinsurancecoveragemustbeatleast110%oftheCIForCIPvalueofthegoods.鸽住达淖晕声保芋泡铜暇衔酌乍肄激简幻窜坪袭绒漆蹋酚菌艇遵靶颁邮坦跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024160Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nWhentheCIForCIPvaluecannotbedeterminedfromth

204、edocuments,theamountofinsurancecoveragemustbecalculatedonthebasisoftheamountforwhichhonourornegotiationisrequestedorthegrossvalueofthegoodsasshownontheinvoice,whicheverisgreater.通饿组要纺威苦绦华司沃闻趾辑安土臻锋舷帆抽功突疼忆陷涤邪艰咒缅楚跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024161Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注

205、意的问题实施后出口商制单须注意的问题niii.Theinsurancedocumentmustindicatethatrisksarecoveredatleastbetweentheplaceoftakinginchargeorshipmentandtheplaceofdischargeorfinaldestinationasstatedinthecredit.ng.Acreditshouldstatethetypeofinsurancerequiredand,ifany,theadditionalriskstobecovered.Aninsurancedocumentwillbeaccept

206、edwithoutregardtoanyrisksthatarenotcoveredifthecreditusesimprecisetermssuchas“usualrisks”or“customaryrisks”.汾莎脱析菜据态占索涌宦桓优举瑞坷懒铭苍贿翁蛹汤肤卿秉破诸寂毫侗欢跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024162Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nh.Whenacreditrequiresinsuranceagainst“allrisks”anda

207、ninsurancedocumentispresentedcontainingany“allrisks”notationorclause,whetherornotbearingtheheading“allrisks”,theinsurancedocumentwillbeacceptedwithoutregardtoanyrisksstatedtobeexcluded.ni.Aninsurancedocumentmaycontainreferencetoanyexclusionclause.nj.Aninsurancedocumentmayindicatethatthecoverissubjec

208、ttoafranchiseorexcess(deductible).汕操谬剃载庚戒枢柒航廓盖症粒盘让朔揽公大剥驮碱胸春鹅玛窃篙晌漆顾跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024163Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle29ExtensionofExpiryDateorLastDayforPresentationna.Iftheexpirydateofacreditorthelastdayforpresentationfallsonadaywhenth

209、ebanktowhichpresentationistobemadeisclosedforreasonsotherthanthosereferredtoinarticle36,theexpirydateorthelastdayforpresentation,asthecasemaybe,willbeextendedtothefirstfollowingbankingday.并嘎牲弓傻祁摸旁诽棒衅希枯舌圾淖掇贯达冠闽搅询究唁垛镀肋钩座秸砚跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024164Yuqiang Copyright ReservedUCP600UCP600

210、实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Ifpresentationismadeonthefirstfollowingbankingday,anominatedbankmustprovidetheissuingbankorconfirmingbankwithastatementonitscoveringschedulethatthepresentationwasmadewithinthetimelimitsextendedinaccordancewithsub-article29(a).nc.Thelatestdateforshipmentwillnotbeextende

211、dasaresultofsub-article29(a). 纂华祭滤婆蝗巨钞佛院柬怎沈醋螺伎位莆配婚秀恭冒吩葡汇嘻栋张律阁左跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024165Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle30ToleranceinCreditAmount,QuantityandUnitPricesna.Thewordsaboutorapproximatelyusedinconnectionwiththeamountofthecreditorth

212、equantityortheunitpricestatedinthecreditaretobeconstruedasallowingatolerancenottoexceed10%moreor10%lessthantheamount,thequantityortheunitpricetowhichtheyrefer. 听暑勿谅盖丽彩返唤阎响凌拐馒迅壶厕绅靡啤混苗靶入卒踏突增契谴啃狞跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024166Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题

213、nb.Atolerancenottoexceed5%moreor5%lessthanthequantityofthegoodsisallowed,providedthecreditdoesnotstatethequantityintermsofastipulatednumberofpackingunitsorindividualitemsandthetotalamountofthedrawingsdoesnotexceedtheamountofthecredit.颤施迟韧漂仑丘牢酥褒节齐辞骗吼弃图把末蔓翼第恼迁贮娃隐撬莉粥蔽镐跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22

214、/2024167Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.Evenwhenpartialshipmentsarenotallowed,atolerancenottoexceed5%lessthantheamountofthecreditisallowed,providedthatthequantityofthegoods,ifstatedinthecredit,isshippedinfullandaunitprice,ifstatedinthecredit,isnotreducedorthatsub

215、-article30(b)isnotapplicable.Thistolerancedoesnotapplywhenthecreditstipulatesaspecifictoleranceorusestheexpressionsreferredtoinsub-article30(a).切壹仰众肠从满恢淹痘傣冲淘齿措耘侨啊思恭碍澎鹰资瞧炎鉴柔拉羌锌媒跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024168Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle31Partia

216、lDrawingsorShipmentsna.Partialdrawingsorshipmentsareallowed.低移新丸皖稽结捂者炸哦戈弯毁致汝幌纫蚀踪冰祸佐球碉哄粕流骇施箔信跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024169Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Apresentationconsistingofmorethanonesetoftransportdocumentsevidencingshipmentcommencingonthesamem

217、eansofconveyanceandforthesamejourney,providedtheyindicatethesamedestination,willnotberegardedascoveringapartialshipment,eveniftheyindicatedifferentdatesofshipmentordifferentportsofloading,placesoftakinginchargeordispatch.Ifthepresentationconsistsofmorethanonesetoftransportdocuments,thelatestdateofsh

218、ipmentasevidencedonanyofthesetsoftransportdocumentswillberegardedasthedateofshipment.典榨蘸矣供稽炯疫栖蹭绽策锌日贴横煞拾带沤啪蕉受浆击瘫洪卷苫冠示薪跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024170Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nApresentationconsistingofoneormoresetsoftransportdocumentsevidencingshipme

219、ntonmorethanonemeansofconveyancewithinthesamemodeoftransportwillberegardedascoveringapartialshipment,evenifthemeansofconveyanceleaveonthesamedayforthesamedestination.nc.Apresentationconsistingofmorethanonecourierreceipt,postreceiptorcertificateofpostingwillnotberegardedasapartialshipmentifthecourier

220、receipts,postreceiptsorcertificatesofpostingappeartohavebeenstampedorsignedbythesamecourierorpostalserviceatthesameplaceanddateandforthesamedestination.赶祟扯虫思辟占想等芦丑格册鹤鹏砌歹讼鸿霄脱埠匡作惑州抒焕伙纹中鸽跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024171Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle

221、32InstalmentDrawingsorShipmentsnIfadrawingorshipmentbyinstalmentswithingivenperiodsisstipulatedinthecreditandanyinstalmentisnotdrawnorshippedwithintheperiodallowedforthatinstalment,thecreditceasestobeavailableforthatandanysubsequentinstalment.坍盲羌拍烧咀样露袒晦征谷敲盖酌辗脊品绝傀阶蔼戒牧疽酸冈异驭炼超糠跟单信用证统一惯例UCP600跟单信用证统一惯例U

222、CP6007/22/2024172Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle14StandardforExaminationofDocumentsna.Anominatedbankactingonitsnomination,aconfirmingbank,ifany,andtheissuingbankmustexamineapresentationtodetermine,onthebasisofthedocumentsalone,whetherornotthedocumentsappear

223、ontheirfacetoconstituteacomplyingpresentation.疾匹衷诸艺呸炔喉衅泞诗邻府霍镰臭蔗弯柬勤我谴隅菏皮辽掩链望蓄害垮跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024173Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Anominatedbankactingonitsnomination,aconfirmingbank,ifany,andtheissuingbankshalleachhaveamaximumoffivebankingda

224、ysfollowingthedayofpresentationtodetermineifapresentationiscomplying.Thisperiodisnotcurtailedorotherwiseaffectedbytheoccurrenceonorafterthedateofpresentationofanyexpirydateorlastdayforpresentation.幂跳劣摸婿弓欧屯玉脚溯部涸桌卒俱雕头笨埃潘萨炯市沽涨汀憋悄属骗唉跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024174Yuqiang Copyright ReservedUCP

225、600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.Apresentationincludingoneormoreoriginaltransportdocumentssubjecttoarticles19,20,21,22,23,24or25mustbemadebyoronbehalfofthebeneficiarynotlaterthan21calendardaysafterthedateofshipmentasdescribedintheserules,butinanyeventnotlaterthantheexpirydateofthecredit.埔纵奈琳呀

226、逊艾贮彝摧喧赚恤蛇尸虑琳攫箕足阅粕鹅型棱皑懊冠乞亿验凿跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024175Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nd.Datainadocument,whenreadincontextwiththecredit,thedocumentitselfandinternationalstandardbankingpractice,neednotbeidenticalto,butmustnotconflictwith,datainthatdocu

227、ment,anyotherstipulateddocumentorthecredit. 焉咸瞳鼠妹褪坑帧脖果磁卡艰簧的援嘛孺奥叹碍绒身耿择呸霹仁便叠蟹酮跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024176Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ne.Indocumentsotherthanthecommercialinvoice,thedescriptionofthegoods,servicesorperformance,ifstated,maybeingeneralte

228、rmsnotconflictingwiththeirdescriptioninthecredit.伦衷斩奏馒拯湘列藕暮迅纫拱探稿藐啃伐厌翅翌坟踪始狠略掏撼稚奸拟腻跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024177Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nf.Ifacreditrequirespresentationofadocumentotherthanatransportdocument,insurancedocumentorcommercialinvoice,wit

229、houtstipulatingbywhomthedocumentistobeissuedoritsdatacontent,bankswillacceptthedocumentaspresentedifitscontentappearstofulfilthefunctionoftherequireddocumentandotherwisecomplieswithsub-article14(d).涟腔牌署凤愧玻咆钠敝葫谗哈城窘栋继讹裁万字紧卜爹藻含束滦催闭几敏跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024178Yuqiang Copyright ReservedUC

230、P600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ng.Adocumentpresentedbutnotrequiredbythecreditwillbedisregardedandmaybereturnedtothepresenter.史素意怒拾沁前选循能堡呐拜推匠佩刺革旁泊脯孪诫曾肖滩宛衍途嵌汁刑跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024179Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nh.Ifacreditcontainsaconditi

231、onwithoutstipulatingthedocumenttoindicatecompliancewiththecondition,bankswilldeemsuchconditionasnotstatedandwilldisregardit.锐怒症陆步流洽钡挽羌妹坠茸捶逐骇肌椅龟阻乔词励蹭好茂菩追液哪缘降跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024180Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ni.Adocumentmaybedatedpriortotheissu

232、ancedateofthecredit,butmustnotbedatedlaterthanitsdateofpresentation.甭亲嫡助嘘台乖裔牌仲惊捻摆赛嘿用出喀轿柒坑介硝熬里蜒规寅央埔政说跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024181Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nj.Whentheaddressesofthebeneficiaryandtheapplicantappearinanystipulateddocument,theyneednotb

233、ethesameasthosestatedinthecreditorinanyotherstipulateddocument,butmustbewithinthesamecountryastherespectiveaddressesmentionedinthecredit.Contactdetails(telefax,telephone,emailandthelike)statedaspartofthebeneficiarysandtheapplicantsaddresswillbedisregarded.However,whentheaddressandcontactdetailsofthe

234、applicantappearaspartoftheconsigneeornotifypartydetailsonatransportdocumentsubjecttoarticles19,20,21,22,23,24or25,theymustbeasstatedinthecredit.恿袄峨茎泻讽午艾燃迫文蠢彩赣栅纹勋邮脏钝渺它扭珐紊辙梁滦惯汇琼搓跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024182Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nk.Theshipperorc

235、onsignorofthegoodsindicatedonanydocumentneednotbethebeneficiaryofthecredit.碾洲抑给跌怔水息含蜗椽肿赡阜克编琐络灿勾羹男窖楔液撂壁嗜哑跋君培跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024183Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nl.Atransportdocumentmaybeissuedbyanypartyotherthanacarrier,owner,masterorchartererpr

236、ovidedthatthetransportdocumentmeetstherequirementsofarticles19,20,21,22,23or24oftheserules.痈宏衰珍诱滑翘弓骗揩白骚工脏沛讯吗醛氦宽煎莆荚衙扼斩壬式炔呸祷矾跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024184Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n判断下列拒付电是否合格：nWE FIND FOLLOWING DISCREPANCIES IN THE DOCUMENTS:nLATE SHIPMENT A

237、ND PRESENTATIONnPARTIAL SHIPMENT EFFECTEDnOTHER DISCREPANCIESWE ARE HOLDING DOCS. AT YR DISPOSAL PENDING YR INSTRUCTIONS罚咯凑泌那咎庄简枉馁补兰圈笛湛腹丢比瘟料大简空燥别磷疵而全娄利食跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024185Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n现行信用证拒付操作实务n1.必须是在合理时间(REASONABLE TIME)及不超过自收到单据翌

238、日起的第七个银行工作日内通知交单行/机构/受益人；n2.必须以最快捷方式通知不符点，一般采用电传(TELEX)或(SWIFT)方式；n3.一次性提出所有不符点（“ONLY ONE BITE OF CHERRYONLY ONE BITE OF CHERRY”）；n4.提出的不符点须是实质性不符点，不得一味偏袒开证申请人，挑剔单据无理拒付；n5.不符点通知上必须说明拒付及单据代交单行保存并听候处理（WE REFUSE THE DOCUMENTS DUE TO THE DISCREPANCY(IES) FOUND THEREIN. WE ARE HOLDING DOCS. AT YR DISPOSA

239、L PENDING YR INSTRUCTIONS）；n6.若开证申请人在开证行收到单据前已向开证行申请开立提货担保凭以提取货物，则即使单据中存在不符点，亦不得再对外拒付。埋娱辆苛性餐萎慌淖恶养桓钧钳当撼么感籍没练航香牙丝煮站糜栖刻潭杠跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024186Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n构成合格拒付通知的构成合格拒付通知的“三要素三要素”:n要有明确的拒付意思表示nWE REFUSE THE DOCUMENTS WE REFUSE THE DOCUM

240、ENTS n一次性列出全部不符点，不符点必须明确nDUE TO THE DISCREPANCY(IES) FOUND THEREINDUE TO THE DISCREPANCY(IES) FOUND THEREINn表明单据已代为保管听候处理，或已退给交单人nWE ARE HOLDING DOCS. AT YR DISPOSAL PENDING YR WE ARE HOLDING DOCS. AT YR DISPOSAL PENDING YR INSTRUCTIONS.OR,INSTRUCTIONS.OR,nWE HAVE RETURNED DOCS.TO YOUWE HAVE RETURNE

241、D DOCS.TO YOU越冉赠疡嗡作件恳匪宦淳休巧面松桩吃屁碉慑惠培境增秋铅佯囤谬掏陋读跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024187Yuqiang Copyright Reserved科洼骋册栽痕沧秸渣蘸函描痪苞泌生卒势胎废杭严胯嫡十每绰抖渣鹃默芳跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024188Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理nUCP600Article16DiscrepantDocuments,WaiverandNoticenWhena

242、nominatedbankactingonitsnomination,aconfirmingbank,ifany,ortheissuingbankdecidestorefusetohonourornegotiate,itmustgiveasinglenoticetothateffecttothepresenter.拙玖烯坠映饺阎敝惑堕薯未卿皿坯曲督瘴敞多槽挪捧腻秤摹邻栋钱挺全忘跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024189Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n信用证中普遍采用的不符

243、点条款信用证中普遍采用的不符点条款nNOTWITHSTANDINGTHEPROVISIONSOFUCP500,IFWEGIVENOTICEOFREFUSALOFDOCUMENTSPRESENTEDUNDERTHISCREDITWESHALLHOWEVERRETAINTHERIGHTTOACCEPTAWAIVEROFDISCREPANCIESFROMTHEAPPLICANTAND,SUBJECTTOSUCHWAIVERBEINGACCEPTABLETOUS,TORELEASEDOCUMENTSAGAINSTTHATWAIVERWITHOUTREFERENCETOTHEPRESENTERPROVI

244、DEDTHATNOWRITTENINSTRUCTIONSTOTHECONTRARYHAVEBEENRECEIVEDBYUSFROMTHEPRESENTERBEFORETHERELEASEOFTHEDOCUMENTS.ANYSUCHRELEASEPRIORTORECEIPTOFCONTRARYINSTRUCTIONSSHALLNOTCONSTITUTEAFAILUREONOURPARTTOHOLDTHEDOCUMENTSATTHEPRESENTERSRISKANDDISPOSAL,ANDWEWILLHAVENOLIABILITYTOTHEPRESENTERINRESPECTOFANYSUCHRE

245、LEASE.炳紧揉鄂铝掉泰涝祝此欣仇匝哈给杯须汹语妊艰嘉榆冉近跋炮骡孕肢涟艘跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024190Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理nThenoticemuststate:ni.thatthebankisrefusingtohonourornegotiate;andnii.eachdiscrepancyinrespectofwhichthebankrefusestohonourornegotiate;andniii.a)thatthebankisholdi

246、ngthedocumentspendingfurtherinstructionsfromthepresenter;ornb)thattheissuingbankisholdingthedocumentsuntilitreceivesawaiverfromtheapplicantandagreestoacceptit,orreceivesfurtherinstructionsfromthepresenterpriortoagreeingtoacceptawaiver;ornc)thatthebankisreturningthedocuments;ornd)thatthebankisactingi

247、naccordancewithinstructionspreviouslyreceivedfromthepresenter瞧挂稍露滔踏鹤蒜歌稀镭恼堕赠僵产又黔数骋不圾蝇誉娄茵兼掐俞抉梢盂跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024191Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理nAnominatedbankactingonitsnomination,aconfirmingbank,ifany,ortheissuingbankmay,afterprovidingnoticerequiredby

248、sub-article16(c)(iii)(a)or(b),returnthedocumentstothepresenteratanytime.(Art.16) 黎垛籽倍屎宅钾胜遇煤苟僧柏狐确佑窟漠植镑佰伐鲜嘶傲租避坎耽似户热跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024192Yuqiang Copyright Reserved对对UCP600UCP600的整体评价的整体评价n优点：优点：n第一次系统地对信用证有关概念进行了定义。n删除了那些表达不确切、内容已过时及与国际贸易实务相脱节的条款。n确立了新的国际结算实务操作标准。n增加了实务操作性条款。n措辞更为简洁、严格、清晰、与时俱进。n缺点：缺点：n没有解决目前实务中遇到的所有问题。nUCP600UCP600与URR525URR525、ISBPISBP、ISP98ISP98、eUCPeUCP并行，操作难度加大。n建议：建议：n做好内部培训和客户培训，保证UCP500到UCP600的顺利过渡。n梳理银行内部现有规章制度和法律文本，进行必要的修订和调整。n对现有国际业务系统进行必要的调整和升级。或滓贞材丑蕾漱逻垂蚂蛊拱锑肘廷频臂蚌袒况鹤惜怎艺跺舅稳荔阮夜衙扫跟单信用证统一惯例UCP600跟单信用证统一惯例UCP6007/22/2024193Yuqiang Copyright Reserved