《证券交易金融术语中英对照》由会员分享，可在线阅读，更多相关《证券交易金融术语中英对照（72页珍藏版）》请在金锄头文库上搜索。
1、安全港 safe harbor按揭贷款发放者 mortgage loan originator按揭贷款基准组合 benchmark mortgage pool按揭证券 mortgage-backed securities按金 margin按金比例 margin ratio按金对销 margin offset按金间距 margin interval按金减免 margin relief按金交易 margin trading按盘价 nominal price按市价计值/按市值计价 mark to market / mark-to-market暗池交易*；黑池交易 dark pool暗盘价 grey
2、market price澳洲证券及投资监察委员会（澳洲证监会） Australian Securities and Investments Commission (ASIC)澳洲证券交易所 Australian Stock Exchange (ASX)巴塞尔协定 Basel Concordat巴塞尔协议 Basel Agreement巴塞尔银行监管委员会(巴塞尔委员会) Basel Committee on Banking Supervision (Basel Committee)巴西证券期货交易所 BM&FBovespa办公室后勤/后勤运作系统 back-office system办公室前线
3、系统 front-office system包销 underwrite包销承担净值 net underwriting commitment包销商 underwriter包销银团 underwriting syndicate保本产品 capital preservation product保本信托基金 guaranteed unit trust保本证 Capital Protected Instrument (CPI)保单贴现 viatical settlements保管人 custodian保护偿付规则 期权 Payout-Protection Rule options 保荐经纪 sponso
4、ring broker保荐人 sponsor保荐人标准守则 Model Code for Sponsors保荐人及独立财务顾问的操守准则 Code of Conduct for Sponsors and Independent Financial Advisers保荐人声明 Sponsors Declaration保留意见 qualified opinion保险业监理处 Office of the Commissioner of Insurance保险业监理专员 Commissioner of Insurance保障安排 security arrangement保障投资者条例 Protecti
5、on of Investors Ordinance保证 warranty保证基金 Guarantee Fund保证金 margin保证金保险范围比率 margin coverage ratio保证金价值 margin value保证金借贷活动 margin financing保证金客户 margin client保证金融资 margin financing保证金证券交易户口 Margin Securities Trading Account保证人 guarantor保值公债 中国内地 Public Debt (Inflation-Linked Subsidy) Treasury Mainlan
6、d China 报价 quote报价规则 quotation rules报价券商* quotation broker报价委托* quotation order报价系统 期货 Price Reporting System (PRS) futures 报价要求 quote request; request for quote (RFQ)北京产权交易所 China Beijing Equity Exchange北京金融资产交易所 Beijing Financial Assets Exchange备抵 会计 allowance accounting 备兑期权 covered option备兑权证 co
7、vered warrant备兑认购期权 covered call备考报表 pro forma statement备考全面摊薄市盈率 pro forma fully diluted price/earnings ratio被动受托人 bare trustee被视为截止过户日期 deemed book close date本地伦敦金 Loco-London gold本地生产总值 gross domestic product (GDP)比例综合法 proportionate consolidation method闭端式基金 closed-end fund避税 tax avoidance边远值 ou
8、tliers贬值 depreciation变换交易 期权 conversion options 变价调整 variation adjustment变现 realisation标的证券*；指定证券 designated securities标准差 standard deviation标准登记服务 standard registration service标准合约 standard contract标准会计准则 standard accounting practice标准普尔500 综合指数预托证券 Standard & Poors Depositary Receipt (SPDR)标准普尔评级
9、Standard & Poors Rating标准普尔/香港交易所创业板指数 S&P/HKEx GEM标准普尔/香港交易所大型股指数 S&P/HKEx LargeCap标准普尔/香港交易所小型股50 指数 S&P/HKEx SmallCap 50标准普尔/香港交易所中型股25 指数 S&P/HKEx MidCap 25标准普尔/香港交易所综合指数 S&P/HKEx Composite标准授权书 Model Authorisation Letter标准组合风险分析 Standard Portfolio Analysis of Risk (SPAN)标准组合交易功能 standard combin
10、ation trading function标准组合买卖盘挂盘纪录 Standard Combination Order Book并购活动 mergers and acquisitions并行买卖 parallel trading拨备 provision拨款 appropriation波幅；波动性* volatility波幅校验范围 Volatility Scan Range (VSR)波幅指数 volatility index播送量 市场数据 throughput market data 驳脚经纪 runner柏力克舒尔斯期权定价模式 Black-Scholes option pricing
11、 model补仓按金 期货 maintenance margin futures 补仓通知 margin call补充/增补上市文件 supplemental/supplementary listing document补发证书服务 certificate replacement service补购 buy in补购交易 buy-in transaction不当行为 misconduct不定额供款 variable contribution不动户口费 dormant account fee不动盘 inactive order不公平竞争 uneven playing field cf level
12、 playing field 不公平损害补救 unfair prejudice remedy不活跃公司 dormant company不记名式国库券 中国内地 Bearer Treasury Mainland China 不记名证券 bearer securities不交收远期外汇合约；不交割远期外汇合约* non-deliverable forward contract (NDF)不可抗力 force majeure不能配对买卖盘 order imbalance不派息欧式认购期权 non-dividend paying European call option不派息欧式认沽期权 non-di
13、vidend paying European put option不停电电源装置；不间断电源装置 uninterrupted power supply (UPS)不限量发行 tap issue部分区域网络 Local Area Network (LAN)部分完成的买卖指示 partially filled order财经市场发展专责小组 The Financial Market Development Task Force财务报表审阅计划 Financial Statements Review Programme财务风险 financial risk; financial exposure财务
14、顾问 financial adviser财务汇报；财务申报 financial reporting财务汇报检讨委员会 Financial Reporting Review Committee (FRRC); Financial Reporting Review Panel财务汇报局 The Financial Reporting Council (FRC)财务监管 financial regulation财务通融 financial accommodation财务业绩 financial results财务摘要报告 summary financial report财务租赁 financial
15、lease财政部 中国内地 Ministry of Finance Mainland China 财政股东 financial shareholder财政健全 financial integrity财政年度 financial year财政资源规则 financial resources rules财资企业集团 financial conglomerate财资市场公会 Treasury Markets Association参考草拟本 indicative draft参考发行价 indicated issue price参考平衡成交量 Indicative Equilibrium Volume
16、 (IEV)参考平衡价格 Indicative Equilibrium Price (IEP)参与者财务资源监察系统 Participant Financial Resources Surveillance System参与者持股纪录报表 Participant Shareholding Report参与者电子通讯系统 Participant Email System参与者网间连接器 Participant gateway参与者资料提取系统 期货 Participant Access Services futures 参与者资讯系统 Participants Information System (PIS)参与者自设系统 Participant Supplied System (PSS)残值 salvage value仓 position操守准则 Code of Conduct操纵价格 price manipulation策略投
