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1、烟台大学硕士学位论文论我国汽车召回管理法律制度的完善-通过实务事件考察分 析姓名：康永翔申请学位级别：硕士专业：法学；法律硕士指导教师：于永芹2011-03-12I 摘 要 汽车召回是产品召回体系的重要组成部分。目前以美国、日本为代表的许多国家建立了较为完善的汽车召回管理法律制度，相比之下，我国的汽车召回管理法律制度的现状令人堪忧。发生在 2010 年的“丰田召回事件”对我国现行相关汽车召回管理法律制度提出了挑战，强烈凸显出我国相关法律制度的不健全和汽车召回监管功能的缺失。本文通过对“丰田召回事件”的考察分析，对我国汽车召回管理方面的基础性法律、专门性法规规章、召回监管、处罚规定进行全面梳理；
2、同时，借鉴美国、日本关于汽车召回管理法律制度，着力剖析两国的机构设置、监管法律体系、处罚规则等方面，进而提出完善我国汽车召回管理法律制度的具体建议。全文共分三章： 第一章汽车召回管理法律制度概述。本章首先简述汽车召回的概念以及汽车召回管理的意义；然后以美国和日本为代表分析汽车召回管理法律制度在国外的发展；最后总结我国汽车召回管理法律制度的现状，进而分析在法律层面、部门规章层面、地方性法规层面存在的问题。 第二章通过“丰田汽车召回事件”考察分析我国汽车召回管理法律制度的缺陷。本章通过考察丰田汽车召回事件的基本情况，重点分析本次“丰田汽车召回事件”暴露出的我国汽车召回管理法律制度存在的缺陷，主要包
3、括： （一）基础法律规定不健全； （二）专门性规章缺乏约束力； （三）汽车召回监管规定不到位； （四）处罚规定缺力度； （五）配套制度不健全。 第三章完善我国汽车召回管理法律制度的思考。本章针对我国汽车召回管理法律制度存在的缺陷，在总结美国、日本相关法律制度对我国完善立法启示的基础上，重点论述笔者关于完善我国汽车召回管理法律制度的具体建议，主要是： （一）完善基础性法律； （二）完善专门性法规； （三）完善汽车召回监管体系； （四）严格法律处罚规定； （五）完善汽车召回检测标准体系； （六）设立汽车缺陷检测召回基金制度； （七）建立汽车消费信息备案制度； （八）健全汽车召回保险制度。 关键词关
4、键词：汽车缺陷；汽车召回；汽车召回管理机构；汽车召回管理程序 II Abstract Auto recall is the main constituent of the legal system of product recall. At present, comparatively perfect legal system of auto recall management has been established in many countries, particularly in the USA and Japan. By contrast, the legal system of a
5、uto recall management in china is far from being satisfactory. In “Toyota recalls”, the relative legal system in China has been challenged and the legal loopholes in Chinese legal system of auto recall has been highlighted. Therefore, firstly, through the analysis of “Toyota recalls”, the thesis wil
6、l comprehensively combs the legal system of recalling the defective auto products in China from four perspectives: the basic laws of auto recall, technical laws and regulations, recall supervision and penalty provision. Next, it will analyze more on the legal system of auto recall in the USA and Jap
7、an from the aspects of the establishment of legal organizations, the legal system of auto recall supervision, penalty rules and so on. Then, the writer will put forward concrete suggestions on how to improve the legal system of auto recall management in China. The main part of the thesis consists of
8、 the following three chapters: Chapter I An overview of the legal system of auto recall in China In this chapter, the writer will firstly sketch the concepts of auto recall and point out the significance of the management of auto recall; next, the writer will take the USA and Japan as examples to an
9、alyze the development of the legal system of auto recall abroad; at last, the writer will mainly analyze the status quo of legal system of auto recall in China, especially the problems exist in terms of law, department rules and local laws and regulations. Chapter II A deep analysis of the loopholes
10、 in legal system of auto recall in China against the backdrop of the “Toyota recalls”. First of all, the basic information of the “Toyota recalls” will be introduced briefly; then, the writer will analyze the loopholes in Chinese legal system of auto recall exposed III in the “Toyota recalls”, mainl
11、y including: first, the imperfection of the basic law on auto recall; second, the lack of binding effect from the technical laws and regulations; third, the defects of the legislation in making laws on auto product quality supervision; fourth, the insufficient penalty for violating the legal system
12、of auto recall in Chinese legislation; fifth, matching system is not perfect. Chapter III The considerations on improving the legal system of auto recall in China This chapter can be mainly divided into two parts: firstly, with the analysis of the legal system of auto recall in the USA and Japan abo
13、ve, the writer will conclude the inspirations for the improvement of legislation in China from the counter part abroad, including the following aspects: the establishment of legal organizations; the legal system for auto recall supervision; punishment rules. Secondly, the writer will put forward eig
14、ht concrete suggestions on how to improve the legal system of auto recall in China, which are: first, improving the basic law on auto recall; second, improving the technical law on auto recall; third, improving the regulator and refining the responsibility of supervision; fourth, consummating the re
15、lative penalty provision; fifth, improving the quality of testing standards; sixth, setting up automobile testing and recall fund; seventh, establishing a comprehensive system of the registration of auto consumption information; eighth, establishing relative system of insurance against auto recall.
16、Key words: defects in the auto; auto recall; auto recall management agencies; auto recall proceedings 原创性声明原创性声明 本人郑重声明： 所呈交的学位论文，是本人在导师的指导下，独立进行研究工作所取得的成果。除文中已经注明引用的内容外，本论文不含任何其他个人或集体已经发表或撰写过的作品或成果。 对本文的研究做出重要贡献的个人和集体，均已在文中以明确方式标明。本声明的法律结果由本人承担。 论文作者签名： 日期： 年 月 日 学位论文使用授权说明学位论文使用授权说明 本人完全了解烟台大学关于收集、保存、使用学位论文的规定，即： 按照学校要求提交学位论文的印刷本和电子版本； 学校有权保存学位论文的印刷本和电子版，并提供目录检索与阅览服务； 学校可以采用影印、缩印、数字化或其它复制手段保存论文； 在不以赢利为目的的前提下，学校可以公布论文的部分或全部内容。 （保密论文在解密后遵守此规定） 论文作者签名： 导师签名：
