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1、Rules 4th Edition of TS 16969 第四版认可规则,1,AIAG Shanghai Jolly Ji Tel. 86-21-50272721 Email : ,ONLY FOR REFERENCE Rules for achieving IATF recognition, 4th edition OFFICIAL FILE PLEASE CONNECT TO:,OTHER AUDIT TYPES第七章 其他审核类型,Section 7.0,-,2,New Requirements and Clarifications to Rules 4th edition第四版规则新
2、要求和澄清事项,-,3,Summary of the changes变化部分概要:Added new subsections 7.1- 7.1.1- 7.1.2 7.2 and significant rewordings to include Rules S.I.:2,11,15,16,18 and FAQ 10增加新章节7.1- 7.1.1- 7.1.2 7.2 , 并大部分重排以包含规则SI 2,11,15,16,18和FAQ 10,7.0 Other audit types其他审核类型,A transfer audit occurs when an ISO/TS 16949 certi
3、fied client decides to change certification bodies. The new certification body shall advise the client not to cancel the contract with the existing certification body prior to the completion of all the transfer activities.当ISO/TS 16949认证客户决定更换认证机构的时候，发生转移审核。新的认证机构应建议客户在完成所有转移活动之前，不要取消与现有认证机构的合同Ratio
4、nale更改原因: Incorporates Rules 3rd Edition, section 7.0, 3rd paragraph.,7.1 Transfer audit转移审核,-,4,7.1.1 Activities prior to the start of the transfer audit: 在转移审核开始之前的活动:b) the existing certificate shall be valid. Clients with certificates withdrawn or canceled are not eligible for a transfer audit,
5、现有证书是有效的。证书撤销或注销的客户没有转移审核的资格 there must be a minimum of three years (-3 months), or 2 years 9 months minimum, between two transfer audits, 两次转移审核应最少间隔三年（-3个月）或两年九个月Rationale更改原因: Incorporates Rules 3rd Edition FAQ N10 and clarify what is meant as “valid certificate”.,7.1 Transfer audit转移审核,-,5,7.1.1
6、 Activities prior to the start of the transfer audit (cont.): 在转移审核开始之前的活动:the new certification body shall not transfer a client in any IATF OEM special status condition until after the existing certification body has conducted at least one onsite audit to verify the effective implementation of the
7、 identified corrective actions, 新的认证机构不得转移处在任何IATF OEM特殊状况下的客户，直至现有认证机构至少进行过一次现场审核，验证了已确认纠正措施的有效实施情况Rationale更改原因: Incorporates Rules 3rd Edition S.I. N18,7.1 Transfer audit转移审核,-,6,7.1.1 Activities prior to the start of the transfer audit (cont.): 在转移审核开始之前的活动f) the client cannot have their current
8、 ISO/TS 16949 certification in suspension status. If the certificate was suspended within the previous twelve (12) months and the suspension was initiated due to 8.1 a), b), or c), the new certification body shall not transfer the client until after the existing certification body has conducted at l
9、east one onsite audit to verify the effective implementation of the identified corrective actions,客户当前ISO/TS 16949认证不得处于暂停状态。如果在之前十二（12）个月内，证书由于第8.1 a、b或c条暂停，新的认证机构不得转移客户，直至现有机构至少进行过一次现场审核，验证了已确认纠正措施的有效实施情况Rationale更改原因: Incorporates Rules 3rd Edition S.I. N18,7.1 Transfer audit转移审核,-,7,7.1.1 Activi
10、ties prior to the start of the transfer audit (cont.): 在转移审核开始之前的活动 the client shall provide the new certification body with the audit reports from the previous three (3) years, including evidence that all nonconformities issued by the existing certification body for the site and any remote support
11、functions are closed. 100% resolution is not acceptable,客户应向新的认证机构提供过去三（3）年的审核报告，包括证明现有认证机构发布的现场和任何外部支持功能的所有不符合项已经关闭的证据。不接受100%解决Rationale更改原因: To allow the new certification body to have a better knowledge of the client over a full three year audit cycle,7.1 Transfer audit转移审核,-,8,7.1.1 Activities
12、prior to the start of the transfer audit (cont.): 在转移审核开始之前的活动j) the new certification body shall ensure that the audit team members have not previously audited the client. “Not previously audited” means that an audit team member has not participated in the audit team for at least one (1) full three
13、 (3) year audit cycle. 新的认证机构应确保审核组成员之前没有审核过客户,“之前没有审核过”指审核组成员至少在一（1）个完整的三（3）年审核周期没有加入审核组 Rationale更改原因: Incorporates Rules 3rd Edition S.I. N15,7.1 Transfer audit转移审核,-,9,7.1.1 Activities prior to the start of the transfer audit (cont.): 在转移审核开始之前的活动k)the new certification body shall contact their
14、relevant Oversight office to verify the following information:-the client did not transfer from another IATF-recognized certification body within the previous three (3) year period,-the date of the last initial or recertification audit,-the status of the ISO/TS 16949 certification for the past twelv
15、e (12) months,the audit team members for the new certification body have not participated on the audit team for at least one (1) full three (3) year audit cycle. 新的认证机构应联系相关监督办公室以验证以下信息：客户并非在过去三（3）年间从另一家IATF认可的认证机构转移而来；最后一次初次或再认证审核的日期；过去十二（12）个月ISO/TS 16949认证的状态；新的认证机构审核组成员至少在一（1）个完整的三（3）年审核周期没有加入审核组Rationale更改原因: Incorporates Rules 3rd Edition S.I. N18,7.1 Transfer audit转移审核,-,10,The audit planning and conduct of the transfer audit shall comply with all requirements defined in section 6.8.审核策划和执行应满足第6.8条规定的要求Rationale更改原因: Incorporates Rules 3rd Edition S.I. N11,7.1 Transfer audit转移审核,
