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1、Rules 4th Edition of TS 16969 第四版认可规则,1,AIAG Shanghai Jolly Ji Tel. 86-21-50272721 Email : ,ONLY FOR REFERENCE Rules for achieving IATF recognition, 4th edition OFFICIAL FILE PLEASE CONNECT TO:,Section 6.0,-,2,New Requirements and Clarifications to Rules 4th edition第四版规则新要求和澄清事项,AUDITS第六章 审核,6.0 Aud
2、its审核,-,3,Summary of the changes变化部分概要: Mandated in 6.1 that the client shall now provides evidence that it is not design responsible, 6.1强制要求客户现在应提供其不负责设计的证据 Added in 6.5.1 Stage 1 planning the description of remote location and support they provide 6.5.1第1阶段策划增加描述所提供的外部场所和支持,6.0 Audits 审核,-,4,Summ
3、ary of the changes变化部分概要:Clarify in 6.8 Recertification activities再认证活动澄清了: Recertification audits shall comply with the conductive onsite activities requirements (5.8). 再认证审核应满足第5.8条中规定的要求When a nonconformity is identified, then the decertification process (see section 8.0) shall be initiated, and
4、ended before the expiration date of the certificate. 当有不符合时，应启动认证退出过程（见第8.0条）并在证书失效日前结束. For a major nonconformity, the certification body shall require the client to identify the root cause and implement correction within twenty (20) calendar days from the closing meeting date of the audit.对于严重不符合，
5、认证机构应要求客户在审核末次会议日之后二十（20）个日历日内确定根本原因，并实施纠正,6.1 - Application for ISO/TS 16949 certification 申请ISO/TS 16949认证,When determining product design responsibility, the certification body shall allow two options: 1) Client responsibility, including outsourced design, or2) Customer responsibility. 确定产品设计责任时，
6、认证机构应允许两个选项： 1) 客户责任，包括外包设计；或 2) 顾客责任If the client provide evidence that it is not design responsible the certification body shall exclude ISO/TS 16949, 7.3 Product Design from the clients audit scope.如果客户提供了其不负责设计的证据，认证机构应从审核范围内排除ISO/TS 16949第7.3条“产品设计”,-,5,6.1 - Application for ISO/TS 16949 certif
7、ication 申请ISO/TS 16949认证,Reason for the change更改理由: Request evidence to avoid mistake and to make the client more involved.要求证据以避免错误,并让客户更多参与 Evidences could be:证据可以是:Contract with the Customer,与顾客的合同Purchasing document,采购文件In case of option 1), the design function shall appear in the certificate sc
8、ope (see section 5.13) 对于选项1), 设计职能应出现在证书范围中(见5.13),-,6,6.5.1 - Stage 1 Planning 一阶段策划,The certification body shall require the client to provide thenecessary documentation for review, including the following: a) description of remote location and support they provide or receive as part of the ISO/T
9、S 16949 4.2.2.c, description of processes showing the sequence and interactions, including the identification of remote supporting functions and outsourced processes, 认证机构应要求客户提供必要的文件资料以备评审，包括以下内容：a) 对提供或接受为ISO/TS 16949第4.2.2.c条的外部场所和支持的描述；b) 对显示顺序和相互作用的过程的描述，包括确认外部支持功能和外包过程Reason for the change更改理由
10、: Clarified requirements concerning remote locations to identify if any remote supporting locations exist before the stage 2 audit is conducted.澄清外部场所要求以在二阶段审核前识别是否存在外部支持场所,-,7,6.5.3 - Stage 1 decision 一阶段决定,The stage 1 written report shall contain the following information: detailed information reg
11、arding 6.1 a) to h), any areas of concern that could be classified as a major or minor nonconformity at the stage 2 audit, andthe audit team recommendation (e.g. “ready” to proceed or “not ready” to proceed). 第1阶段书面报告必应包含以下信息：有关第6.1 ah条的详细信息；任何可能在第2阶段审核中被分类为严重或一般不符合的疑虑区域；以及审核组建议（即：“准备好”或“未准备好”）Reaso
12、n for the change更改理由:6.1 a) to h) are the bullets of the Stage 1 activities.IATF wants a detailed and exhaustive audit report for Stage 1 to be sure that the correct Stage 1 decision has been taken.6.1 ah为一阶段活动的细节.IATF希望细致全面的一阶段审核报告以确认作出了正确的一阶段决定.,-,8,6.8.1 - Recertification activities再认证活动,Recertif
13、ication audits shall comply with specified requirements in section 5.8. 再认证审核应满足第5.8条中规定的要求Reason for the change更改理由:Make clear that a recertification audit is a complete audit, like a stage2 audit. 明确再认证审核是一个完整的审核, 就像二阶段审核一样.,-,9,6.8.1 - Recertification activities,When a nonconformity is identified
14、 by the certification body, then the decertification process (see section 8.0) shall be initiated on the last audit day (see section 8.1.c). 当认证机构确认有不符合时，在最后一个审核日（见第8.1 c条）启动认证退出过程（见第8.0条）Reason for the change更改理由: The IATF OEM wants to know when there are issues immediately after a recertification
15、audit.So it is now mandatory to start the decertification process when a nonconformity (minor or major) is issued during a recertification audit. Exactly same process as for surveillance audit which is completely described in Section 8.0, except that the process shall be ended before the expiration
16、date of the certificate.,-,10,6.8.1 - Recertification activities再认证活动,For a major nonconformity, the certification body shall require the client to identify the root cause and implement correction within twenty (20) calendar days from the closing meeting date of the audit (see sections 8.2 and 8.3). 对于严重不符合，认证机构应要求客户确定根本原因，并在审核末次会议日之后二十（20）个日历日内实施纠正 （见第8.2和8.3条）Reason for the change 更改理由:Alignment with surveillance audit. 与监督审核保持一致 Dont forget: a major nonconformity automatically triggers the suspension of the certificate (see 8.3). 别忘了:严重不符合会自动启动证书暂停 (见8.3),
