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1、28 November 2017Metals & MiningMetals & MiningAppendix 1Important Disclosures*Other information available upon requestDisclosure checklistCompany Ticker Recent price* DisclosureAlcoa AA.N 42.04 (USD) 27 Nov 2017 7, 8, 14, 15Arconic ARNC.N 23.61 (USD) 27 Nov 2017 8Century Aluminum CENX.OQ 13.76 (USD)
2、 27 Nov 2017 2, 6, 9Constellium CSTM.N 10.25 (USD) 27 Nov 2017 1, 7, 8, 14, 15Kaiser Aluminum KALU.OQ 94.78 (USD) 27 Nov 2017 2*Prices are current as of the end of the previous trading session unless otherwise indicated and are sourced from local exchanges via Reuters, Bloomberg, and other vendors.
3、Otherinformation is sourced from Deutsche Bank, subject companies, and other sources. For disclosures pertaining to recommendations or estimates made on securities other than theprimary subject of this research, please see the most recently published company report or visit our global disclosure loo
4、k-up page on our website at http:/ Aside from within this report, important conict disclosures can also be found at https:/gm/ under the Disclosures Lookup and Legaltabs. Investors are strongly encouraged to review this information before investing.Important Disclosures Required by U.S. RegulatorsDi
5、sclosures marked with an asterisk may also be required by at least one jurisdiction in addition to the United States.See Important Disclosures Required by Non-US Regulators and Explanatory Notes.1. Within the past year, Deutsche Bank and/or its aliate(s) has managed or co-managed a public or private
6、oering for this company, for which it received fees.2. Deutsche Bank and/or its aliate(s) makes a market in equity securities issued by this company.6. Deutsche Bank and/or its aliate(s) owns one percent or more of a class of common equity securities of thiscompany calculated under computational met
7、hods required by US law.7. Deutsche Bank and/or its aliate(s) has received compensation from this company for the provision ofinvestment banking or nancial advisory services within the past year.8. Deutsche Bank and/or its aliate(s) expects to receive, or intends to seek, compensation for investment
8、 bankingservices from this company in the next three months.14. Deutsche Bank and/or its aliate(s) has received non-investment banking related compensation from thiscompany within the past year.15. This company has been a client of Deutsche Bank Securities Inc. within the past year, during which tim
9、e itreceived non-investment banking securities-related services.Important Disclosures Required by Non-U.S. RegulatorsDisclosures marked with an asterisk may also be required by at least one jurisdiction in addition to the United States.See Important Disclosures Required by Non-US Regulators and Expl
10、anatory Notes.1. Within the past year, Deutsche Bank and/or its aliate(s) has managed or co-managed a public or privateoering for this company, for which it received fees.2. Deutsche Bank and/or its aliate(s) makes a market in equity securities issued by this company.6. Deutsche Bank and/or its alia
11、te(s) owns one percent or more of a class of common equity securities of thiscompany calculated under computational methods required by US law.7. Deutsche Bank and/or its aliate(s) has received compensation from this company for the provision ofinvestment banking or nancial advisory services within
12、the past year.9. Deutsche Bank and/or its aliate(s) owns one percent or more of any class of common equity securities of thiscompany calculated under computational methods required by India law.For disclosures pertaining to recommendations or estimates made on securities other than the primary subje
13、ct of thisresearch, please see the most recently published company report or visit our global disclosure look-up page on our websiteat http:/ 2 Deutsche Bank Securities Inc.28 November 2017Metals & MiningMetals & MiningAnalyst CerticationThe views expressed in this report accurately reect the person
14、al views of the undersigned lead analyst about the subjectissuers and the securities of those issuers. In addition, the undersigned lead analyst has not and will not receive anycompensation for providing a specic recommendation or view in this report. Chris TerryHistorical recommendations and target
15、 price. Alcoa (AA.N)( a s o f 1 1 / 2 7 / 2 0 1 7 )Current RecommendationsBuyHoldSellNot RatedSuspended Rating* Analyst is no longer atDeutsche BankD a t eSecurityprice12345678Ja n 1 5 Ju l 1 5 Ja n 1 6 Ju l 1 6 Ja n 1 7 Ju l 1 70 .0 01 0 .0 02 0 .0 03 0 .0 04 0 .0 05 0 .0 06 0 .0 01. 12/01/2016 S e
16、 ll, T a r g e t P r ic e C h a n g e U S D 2 6 ,0 0 J o r g e B e r is ta in ,C F A5. 02/28/2017 H o ld , T a r g e t P r ic e C h a n g e U S D 3 7 ,0 0 J o r g e B e r is ta in ,C F A2. 01/20/2017 S e ll, T a r g e t P r ic e C h a n g e U S D 3 0 ,0 0 J o r g e B e r is ta in ,C F A6. 06/23/2017 H o ld , T a r g e t P
