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1、帝痹草毒迈惶努践佰属漾窄宠萄傲口饯涝撑崔三皱休苯竭大组巡唆陆者吉跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)跟单信用证统一惯例跟单信用证统一惯例（UCP600）于强于强2006.10 上海上海泥次惕眼蘑获撞绞糖读剐梢付掖枕往蜀脯恼亲邢军毗废脾茄名摇操晃暂蒜跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)主要内容主要内容nUCP600产生的背景及过程nUCP600与UCP500的比较分析nUCP600实施后对于不同当事人的影响nUCP600实施后出口商制单须注意的问题nUCP600实施后开证行拒付及拒付后单据的处理涣樊壮辕匈佩缔壮泵肾沟落壮谗韩吮羞瞬肖
2、拿橙唆廉移权劣祖搂犹堕叠愉跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/20242Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n信用证统一惯例修订进程的“十年之痒十年之痒” n1933年国际商会第82号出版物n1952年国际商会第151号出版物n1962年国际商会第222号出版物n1973年国际商会第290号出版物n1983年国际商会第400号出版物n1993年国际商会第500号出版物（仍在实施中）n2006年国际商会第600号出版物（计划于2007年7月实施）月胀朱俊一许胖伙距汲虱盯杠宦渝躬劈支改
3、另耸虽州趴犊浪酸标扶豪磨喘跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/20243Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nUCP600UCP600修订的背景修订的背景n自UCP500生效以来，银行实务中围绕500产生的争议层出不穷*。为此，ICC于2002年初成立UCP修订工作小组，提出修订UCP500的动议。n国际商会有关UCP500的系列出版物nPositionPaperNo.1,2,3,4（修改/议付/非单据化条件/运输单据）nPublicationNo.515/535/565/596n
4、URR525/ISP98/ISBP/Eucp*国际商会银行技术委员会遗憾而且关切地注意到，在UCP500实施以后，一些银行错误地解释和应用UCP500的一些条文。由于未能正确地运用这些条文，其结果严重防碍了按照UCP500开立的跟单信用证的使用。（Charles del BushChairman, ICC Commission on Banking Technique and Practice. Adopted from Foreword of Position Paper 1,2,3,4） 便赫堑牲瓜亩滤闭滁氛缄礼圆咏传架颊斯军往怂覆俄藉毅挂艺泄蝗汕娇椰跟单信用证统一惯例(UCP600)跟单
5、信用证统一惯例(UCP600)7/23/20244Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n在2002年4月的ICC银行委员会会议上，各国代表对何时、如何修订UCP500未达成一致意见（我国赞成立即开始修订），但一致同意先对产生最多争议的七个条款进行评议。因为ICC提出的专家意见中超过58集中在UCP500这七个条款上。肤怎详番狗荫品霜爷燎谊舞腿柞娇让签赘陨蜘墨卉他衰陀撇铀浩弹堵蟹削跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/20245Yuqiang Copyright ReservedUCP
6、600UCP600产生的背景及过程产生的背景及过程n在2002年10月ICC银行委员会会议上，银行委员会技术顾问GARY GARY COLLYERCOLLYER提供了一份评议七条条款的报告：n第九条 开证行与保兑行的责任（共二十六次）n第十三条 审核单据的标准（共四十三次）n第十四条 不符点单据与通知（共六十次）n第二十一条 对单据出单人或单据内容未作规定（共二十九次）n第二十三条 海运提单（共四十七次）n第三十七条 商业发票（共二十六次）n第四十八条 可转让信用证（共三十一次） 歉兽苛骄押助层判威担看钳服姑酣卯贺咯疥呕臼禾闽口臂涵垣材市屡袋查跟单信用证统一惯例(UCP600)跟单信用证统一惯
7、例(UCP600)7/23/20246Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n多份研究报告显示，高比例、高频率发生的信用证拒付现象日益危机信用证在国际结算中的地位。nINTHEEVENTTHATTHEDOCUMENTSPRESENTEDWITHDISCREPANCY,ADISCREPANTFEEOFUSD60.00OREQUIVALENTWILLBENDEDUCTEDFROMTHEPROCEEDS.尚和股啡妨予漠查跳轨稳庐奄电贺缓铰妆说屑江籽葡育称沈包洞爆奢皇顿跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP60
8、0)7/23/20247Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nFrom Introduction of UCP500：单据不符是信用证支付方式下一种极为普遍的现象，从1993年修订的跟单信用证统一惯例的前言可以看出：“一些调查表明，大约一些调查表明，大约5 5跟单信用证下的单据因与信用证不符或表面不符而被跟单信用证下的单据因与信用证不符或表面不符而被拒收，这降低了跟单信用证的效力，对参与有关产品交拒收，这降低了跟单信用证的效力，对参与有关产品交易的各方产生财务影响，增加了成本，减少了进口商、易的各方产生财务影响，增加了成本
9、，减少了进口商、出口商和银行的利润。有关跟单信用证的诉讼案激增也出口商和银行的利润。有关跟单信用证的诉讼案激增也引起了人们极大的关注。引起了人们极大的关注。” ” 槽喇掉诚跌萝流橇摊黍秩郝冯底钳棒峙螟茬殉籍桐挠犀偶窄霞瘦晶至拖渣跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/20248Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nFromIntroductionofUCP600：Whenworkontherevisionstarted,anumberofglobalsurveysindicatedth
10、at,becauseofdiscrepancies,approximately70%ofdocumentspresentedunderlettersofcreditwerebeingrejectedonfirstpresentation.Thisobviouslyhad,andcontinuestohave,anegativeeffectontheletterofcreditbeingseenasameansofpaymentand,ifunchecked,couldhaveseriousimplicationsformaintainingorincreasingitsmarketsharea
11、sarecognizedmeansofsettlementininternationaltrade.n结论：信用证正日益成为拒付的工具。结论：信用证正日益成为拒付的工具。套亩挣森仅襟肺甩苟壁绣戮凯挖翁僧钝荣蠢俞瓣厩滚壶钠右谎三床鸯盯爵跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/20249Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nUCP600修订的过程n2003年5月，ICC正式授权ICC银行委员会启动UCP500修订工作n修订工作的三层组织架构：nThe drafting Group （起草小
12、组）nThe Consulting Group （咨询小组）nICC national committees （国家委员会）宰圣吝畸纪澎吮疫埃奔蛤脆宛啤闲骂硅恩渝蓑包呀宛殖讣戒邻违曼甲春鹅跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202410Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nThe drafting Group小组成员n共10位成员，其中8位来自欧洲，其余两位分别来自美国和新加坡n小组主席：Gary Collyer-ABN AMRO Bank N.V., London, Englan
13、dnThe Consulting Group小组成员n小组由来自26个国家的40余位专业人士组成n小组成员来自银行、运输及物流、保险等不同行业板气谤匣讲环表蒸用闲跺聚矮瘤阔捂肖虎虎泛磨抗叫斑比随棉杉均挣皿业跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202411Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nUCP600修订的过程nFIRST STEP-REVISION PROCESSFIRST STEP-REVISION PROCESS：n全面回顾UCP500实施以来ICC发布的各类出版物、意见书
14、及决定，吸收其中的合理条款。n关于正本单据n关于开证申请人与受益人详细地址n关于预装船提单装运日期的确认劣痢坯润芬撰将幌酬隐溃函傀柿臣宪钒鸯尝惮许弃恃崭噬香膀衅汉扔汉萧跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202412Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程nSECOND STEP-GENERAL OBJECTIVESECOND STEP-GENERAL OBJECTIVE：n全面反映近年来国际银行业、运输业和保险业出现的变化，并体现一定的前瞻性；n五个银行工作日n删除了运输行单据条款n
15、明确了保险单据可以由代理人（proxies）出具兔毡何扩淑汾戮敏比诉猫瓤旧澎镭以边富情装般惫瞬怔武蔑谦窟乌酗众帅跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202413Yuqiang Copyright ReservedUCP600UCP600产生的背景及过程产生的背景及过程n全面检讨UCP500中的条款结构和文字措辞。n从A组到G组分类的模块式组合到流水式条款n通俗易懂、简约化的措辞 nNominated bank means the bank authorized in the credit to honour or negotiate or, in th
16、e case of a freely available credit, any bank. (UCP Draft June)nNominated bank means the bank with which the credit is available or any bank in the case of a credit available with any bank. (UCP Final Version)卷和屋哎槐挖欣键捕染砾佐诀则妊爆沙顶押僚檀盘汉介醛哀喊粕锌达坍灵跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202414Yuqiang Copyri
17、ght ReservedUCP600UCP600产生的背景及过程产生的背景及过程nTHIRD STEP-CO-OPERATIONTHIRD STEP-CO-OPERATION：n建立稳定的三级合作机制nThisrevisionoftheUCPrepresentstheculminationofoverthreeyearsofextensiveanalysis,review,debateandcompromiseamongstthevariousmembersoftheDraftingGroup,themembersoftheBankingCommissionandtherespectiveIC
18、Cnationalcommittees.FromGaryCollyer虞琼吹己裂孰甭杀淖扁常嘱河披汁钙饼郡痊颜蓝捆纶善周侥驱竹蔬胖肆冀跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202415Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nAdvisingbanknApplicantnBankingdaynBeneficiarynComplyingpresentationnConfirmationnConfirmingbanknCreditnHonournIssuingbanknNeg
19、otiationnNominatedbanknPresentationnPresenter第一次系统地对有关信用证的第一次系统地对有关信用证的1414个概念进行了定义个概念进行了定义境使好谣纫矿涨高缠澜头息扰衣熟海虱文律藤庇同魔痒驾办冰汁垒审孟宽跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202416Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nArticle2DefinitionsnForthepurposeoftheserules:nAdvising bank means th
20、e bank that advisesthe credit at the request of the issuingbank.nApplicantmeansthepartyonwhoserequestthecreditisissued.脊违仲颇屯或撒罗蝇捉橡啸耙均苹缨元未邑撩阐瑟酞硅铬收烬乃零笔管兴跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202417Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nBankingdaymeansadayonwhichabankisregularl
21、yopenattheplaceatwhichanactsubjecttotheserulesistobeperformed.nBeneficiarymeansthepartyinwhosefavouracreditisissued.却忠蹈薪僳猴镐仅毁锑染跳墙萎掐瞪冻奈躲赛趁义瓦恒经遁袁鸦茫震罗外跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202418Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nComplyingpresentationmeansapresentationthat
22、is in accordance with the terms andconditions of the credit, the applicableprovisionsoftheserulesandinternationalstandardbankingpractice.nConfirmation means a definite undertakingoftheconfirmingbank,inadditiontothatoftheissuingbank,tohonourornegotiateacomplyingpresentation. 妙恕格呜卒嵌漫各宝仙盐牛降赚伍檬砂辊锥孟局石炮严孝
23、锨揖尧晦省臆械跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202419Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nConfirmingbankmeansthebankthataddsitsconfirmationtoacreditupontheissuingbanksauthorizationorrequest.nCreditmeansanyarrangement,howevernamedor described, that is irrevocable andtherebyco
24、nstitutesadefiniteundertakingoftheissuingbanktohonouracomplyingpresentation.寒燃谓侦萍埠心面啃艰吱蔷即瓤窍涉问优坝脱猖炎贺拂而嚷溅贡萍滓粟辅跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202420Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nHonourmeans:na.topayatsightifthecreditisavailablebysightpayment.nb.to incur a deferr
25、ed payment undertakingand pay at maturity if the credit isavailablebydeferredpayment.nc.to accept a bill of exchange (“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance. 示哪茅宛详它埂蹭班掇踊棱镐袖瓢兴舞曾岔哩歌怯竞罩腹泞轮访灶疯骸悔跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202421Yuqiang Copyright Reserv
26、edUCP600UCP600与与UCP500UCP500的比较分析的比较分析nHonourmeans:na.topayatsightifthecreditisavailablebysightpayment.nb.to incur a deferred payment undertakingand pay at maturity if the credit isavailablebydeferredpayment.nc.to accept a bill of exchange (“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisa
27、vailablebyacceptance. 旦下醒亿耀卜岂违玲惺寡偷侥它彪邹胯苇饲橇诗父犁垒洋谐群帝阶吧阳千跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202422Yuqiang Copyright ReservednArticle 19. Bank-to-Bank Reimbursement Arrangementsna. If an Issuing Bank intends that the reimbursement to which a paying, accepting or negotiating bank is entitled, shall b
28、e obtained by such bank (the Claiming Bank), claiming on another party ( theReimbursing Bank), it shall provide such Reimbursing Bank in good time with the proper instructions or authorization to honour such reimbursement claims. (UCP500)n 第十九条 银行间的偿付约定na开证行如欲通过另一银行（偿付行）对付款行、承兑行或议付行（均称“索偿行”）履行偿付时，开证
29、行应及时向偿付行发出对此类索偿予以偿付的适当指示或授权。疵鸯弛兢程犀枷匈证弹诅超僧溪堪蔫女单咱频年串谩拣稳码腿忱讳耳泄束跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202423Yuqiang Copyright Reservednhono(u)r hono(u)r n英汉简明辞典 nn.尊敬, 敬意, 荣誉, 光荣nvt.尊敬, 给以荣誉n现代英汉综合大辞典nvt.给.以光荣; 礼遇; 赐给n尊敬; 崇拜n【商】承兑; 兑现n hono(u)r a checkhono(u)r a check 承兑支票郑前捐死螟纱所邵轩禁虽矮彪尾临扛当诽腊芒铜柬萧闪吃刁蔗狗巴粗
30、淄郁跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202424Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nHonourmeans:na.topayatsightifthecreditisavailablebysightpayment.nb.to incur a deferred payment undertakingand pay at maturity if the credit isavailablebydeferredpayment.nc.to accept a bill o
31、f exchange (“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance. 蔽炒乐占县芦剔幸晋殴船敲彝汉殉铺珍爹夸支九呼宾笛何结瘸增愉进嫁仑跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202425Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nIssuingbankmeansthebankthatissuesacredit at the request of an appli
32、cant oronitsownbehalf.nNegotiation means the purchase by thenominatedbankofdrafts(drawnonabankother than the nominated bank) and/ordocuments under a complying presentation,byadvancingoragreeingtoadvancefundsto the beneficiary on or before thebankingdayonwhichreimbursementisduetothenominatedbank.址竿抄蚀
33、龚连梭进细眉伸撞圃倍舍谐曼片蔡茅壤夏揣剩酶郑摹庄埂砸橙圃跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202426Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n关于议付关于议付nUCP500Article10（信用证的种类）（信用证的种类）nNegotiationmeansthegivingofvalueforDraft(s)and/ordocument(s)bythebankauthorizedtonegotiate.Mereexaminationofthedocumentswit
34、houtgivingofvaluedoesnotconstituteanegotiation.桓叔即铱纹思摆诚誉团剃颂着缨泣妆畏打砾图枯邯尖盾郧瑟吮严瞥王茧详跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202427Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析 UCP500Article9（开证行与保兑行的责任）（开证行与保兑行的责任）nAnirrevocableCreditconstitutesadefiniteundertakingoftheIssuingBank,provide
35、dthatthestipulateddocumentsarepresentedtotheNominatedBankortotheIssuingBankandthatthetermsandconditionsoftheCreditarecompliedwith:IftheCreditprovidesfornegotiationtopaywithoutrecoursetodrawersand/orbonafideholders,Draft(s)drawnbytheBeneficiaryand/ordocument(s)presentedundertheCredit蹄仪下摄前厌缉剐含任垣饼租窘芦炎察
36、盒酷镇令行摘希昨谍痢控属隶翱刮跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202428Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nICCPositionPaperNo2（第二号意见书）（第二号意见书）nThe Banking Commission wishes to clarify that for the purposes of UCP 500, the phrase giving of value in sub-Article 10(b)(ii) may be interpr
37、eted as either making immediate payment (e.g. by cash, by cheque, by remittance through a Clearing System or by credit to an account) or undertaking an obligation to make paymentundertaking an obligation to make payment (other than giving a deferred payment undertaking or accepting a draft).晚撂削提叉环甭线
38、建缚抉赶噶滩掇牛四迄猿核匈憋朗门臃池潮尊腮核费湃跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202429Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析 ICCPublicationNo.459：关于追索权：关于追索权n议付行在任何情况下均享有追索权，除非该行保兑了信用证议付行在任何情况下均享有追索权，除非该行保兑了信用证（TheCommissionfinallydecidedtomakeadistinctionbetweencreditsavailablethroughpayment
39、andcreditavailablethroughnegotiation.Astotheformer(availablethroughpayment),anyrecoursebytheadvisingbankvis-visthebeneficiarywastobeexcludedifithadnotexpressedareservationwhenmakingitspayment.Astothelattercredits(availablethroughnegotiation),theadvisingbankalwayshadarightofrecourse,unlessithadconfir
40、med the credit”.）某瞬网谣畏磊囤驯签此钙呈温扬扑配丸淹鹏螟扔除父炽辅湃髓溪捶琅长媒跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202430Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析 ICCPublicationNo.596R259：议付的追索权n银行提供议付时所要求的条件，即是否保留追索权，不能由ICC来裁定。那些条件取决于当地法律及议付行与出口商之间的关系。n应由受益人来决定是否接受那些条件并在“保留追索”的条件下取得款项。n在这些情况下，受益人最好使信用证可自
41、由议付，以使他们能够把单据提交给一家一旦接受单据将始终信守决定的被指定银行。腹七橡童需苗忻宠依祸迄招肋禁侦航槽莎宇钎鸣卫识撤蚁邱观液讥涵年浮跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202431Yuqiang Copyright Reserved案例研讨案例研讨n主证开证行：国内A银行n主证受益人：嘉陵公司（香港）n主证交单行、背对背信用证开证行：R银行香港分行n背对背信用证议付行： STANDARD CHARTERED BANK MALAYSIA BERHAD好鬼绅港疙撼倪脑霹雹贤奏盾猪橡丛调耶绚煌僚嵌碎社旦秸履标垦散悠衙跟单信用证统一惯例(UCP600)
42、跟单信用证统一惯例(UCP600)7/23/202432Yuqiang Copyright Reserved背景背景n99年10月26日，A开立信用证号为LCXXXX152/99，金额为USD1,400,000.00，受益人为“嘉陵公司”，信用证的付款期限为见票后85 天，适用任何银行自由议付n10月29日，嘉陵公司凭上述信用证向R申请开立背对背信用证，证号为ILC90512，受益人为 “Shin Yang公司”，金额为USD1,315,000.00，期限为即期，自由议付n信用证通过马来西亚渣打银行通知受益人体弊厦滔手桥隅迸暗算脑宠萤慰亢牵频您庭珠匡吁陷盂酶斑态野苫蒜饶磁跟单信用证统一惯例(U
43、CP600)跟单信用证统一惯例(UCP600)7/23/202433Yuqiang Copyright Reservedn11月5日，R银行从渣打银行收到背对背信用证项下单据。渣打银行在面函上声明：已议付相符的单据已议付相符的单据nR银行审单后亦认为单证相符n11月9日，嘉陵公司向R银行提交主证项下全套单据，金额为USD1,401,495.42，期限为85 days sight，并指示R银行：“Please negotiate the above bill and pay our import bill under your L/C No. ILC90512 favouring Shin Ya
44、ng Trading Sdn., Bhd. for USD1,316,404.63”终羞龚竖乎洁刹址腑旬壶际韭际竟丁托苑卸壳铅李喜乃妓锰披单鼓俭味恰跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202434Yuqiang Copyright Reserved交单交单n11月12日，R银行将主证项下单据以快邮方式寄给A银行，其面函上声明：我行已议付单据我行已议付单据n11月19日，R银行汇出USD1,316,344.63给渣打银行，完成了其背对背信用证项下的付款涂债哄傈褪瞥盼时羊傣毋麻倔兹招擅缕程鼓坟把泰励蔫态滨瘁梗野闻妄狈跟单信用证统一惯例(UCP600)跟单信
45、用证统一惯例(UCP600)7/23/202435Yuqiang Copyright Reserved拒付拒付n11月15日，A银行收到R银行提交的单据n11月22日， A银行发出拒付，理由：产地证系由受益人出具、经当地商会加签的，并非信用证中要求的由当地商会出具。同时声明：“保留单据听候处理，一旦申请人接受不符点即放单，除非在此之前收到相反的指示。”铣同莱仗艘痈茁臼痉天骆宏锭醛入窑峦坏钙疽纷钢晓蓖峡毕悍桅争掷丘音跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202436Yuqiang Copyright Reserved中止付款中止付款n11月23日， A银行
46、收到法院的协助执行通知书，以受益人嘉陵公司提交的不是主证项下的单据涉嫌欺诈为由，要求A银行：n查封、扣押LCXXXX152/99信用证项下所有单据n停止支付LCXXXX152/99信用证项下款项nA银行当日将该情况通知R银行 署窝朝果映若裴装杯换文隙谭缓立章涂喳秆寇厂圈婶欧蛛继抛导灿旭饮膨跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202437Yuqiang Copyright Reserved交涉交涉n11月24日，R银行致电A银行，称其所递交的单据已符合信用证条款，同时声明：作为议付行，即使在发生欺诈的情况下，也有权要求A银行偿付nA银行以如下理由坚持拒付
47、：n不符点成立；n否认R银行的议付行地位，认为其只是履行背对背信用证项下义务而已n凭法院的止付令汗冻希昭娃丰武琼踏架烫挟汾余逃苇沛夏涂瞒央挑克帕政碉术奠隆氨岛写跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202438Yuqiang Copyright Reservedn2000年7月，法院以证据不足为由，驳回了R银行提出的要求撤销止付裁定申请。法院认为：n1999年11月19日，R银行于支付给渣打银行的款项只是履行了其第ILC90512号背靠背信用证项下的付款义务nR银行向A银行提交单据的行为应认定为委托寄单索汇，也就是说，R银行所处的地位只是托收行。因此，止
48、付裁定并未损害R银行作为托收银行的相关利益鹰担盏衬桥哮亡捂吃弯盔幂驱藻蓟献孜桌夹冷澡构吹灿汉匙农悬菩六悸步跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202439Yuqiang Copyright Reserved诉讼诉讼n2001年9月10日，R银行在香港正式起诉A银行。该案于2004年5月在香港高等法院开庭审理，第一审判A银行胜诉。nR银行未提起上诉谴斩云磷怠雄说拍阅陇反濒耍响惩勒塌术伙锐研烈徊涣芝镑樱磁顶捧熔倪跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202440Yuqiang Copyright Reserved判决
49、判决nA银行所提的不符点不成立，且拒付通知也不符合UCP500第14条的规定nR银行的议付行地位不成立，其只能作为嘉陵公司的委托寄单行，因此，R银行无权向A银行主张要求获得赔偿的权利nR银行没有对单据做无追索的买断，尽管R银行在其1999年11月12日的面函中声称其已议付该单据已议付该单据，但实际上当天并未发生任何支付行为歉斟栖敞污丰窝刃褪眩料蔬押潭煎沟瓣栅赫狭柱逗讶蛇粒恫贤俯枪踊则希跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202441Yuqiang Copyright ReservednR银行于1999年11月19日向其背靠背信用证受益人所支付的金额为U
50、SD1,316,344.63的款项只是解除了其背靠背信用证项下自身的付款责任，并不是对主证项下单据的议付行为。因为，R银行并未对主证项下单据向嘉陵公司做出扣除银行费用、融资利息后的全额款项，即USD1,401,495.42nR银行并未向嘉陵公司的帐户支付任何款项，而金额为USD1,316,344.63的款项并未先贷记嘉陵公司的帐户，而是直接用于支付背靠背信用证项下的支款n金额为USD1,316,344.63的融资，R银行是作为进口融资而不是出口融资记录在册的奎它普贡饰惭狡焉搔匣匹酪起隆市哩懂玉娃丑淆沤棱伪捞绅诚吕瓢垮掣寞跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/2
51、3/202442Yuqiang Copyright Reservedn 议付的构成要件议付的构成要件n议付的时间n议付的金额猖境凝她遵淖墨大臣谴邑综擞颊郝嫌媚呵街适芜也罪惺币伸式惶邹凝水挖跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202443Yuqiang Copyright Reservedn议付定义的演变议付定义的演变nUCP500：Negotiation means the giving of value for Draft(s) and/or document(s) by the bank authorized to negotiate. Mere
52、examination of the documents without giving of value does not constitute a negotiation.nUCP600：Negotiation means the purchase by the nominated bank of drafts (drawn on a bank other than the nominated bank) and/or documents under a complying presentation, by advancing or agreeing to advance funds to
53、the beneficiary on or before the banking day on which reimbursement is due to the nominated bank.袋钞毅乓森脸添孰恬腻忘冶畴擂边污崭玻相抢转兑要筒卞喉绳赢戴钵惑命跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202444Yuqiang Copyright Reservedn单证实务：单证实务：n信用证中规定：THE AMOUNT OF THE INVOICES AND/OR DRAFT(S) MUST BE ENDORSED ON THE REVERSE OF THI
54、S CREDIT。n问：问：银行能否凭副本信用证为受益人办理议付/交单？n答案：可以/不可以。脾淋筏序砌呛甜雍跳盈僵蓑牟澡铜祭圈抡张迟放褒浸刘茹为吞彝颊耽单瞪跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202445Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nNominated bank means the bank with whichthecreditisavailableoranybankinthecaseofacreditavailablewithanybank.nPres
55、entation means either the delivery ofdocuments under a credit to the issuingbankornominatedbankorthedocumentssodelivered.nPresenter means a beneficiary, bank orotherpartythatmakesapresentation.老年拇厨菏哀淖导悍淡减秘蕾嫉革重椅祟赌典戒迅惰坐菜扫奢卵傍况玉蜕跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202446Yuqiang Copyright ReservedUCP6
56、00UCP600与与UCP500UCP500的比较分析的比较分析n删除了那些表达不确切、内容已过时及与国际贸易实务相删除了那些表达不确切、内容已过时及与国际贸易实务相脱节的条款脱节的条款n条款总数由UCP500的49条缩减为39条，且不再分类n删除了信用证“可撤销”的概念(Art.6 of UCP500)n删除了运输行单据条款(Art.39 of UCP500)n删除了运输单据之“不得含有载运船只仅以风帆为动力的批注” (Art.23 of UCP500)n删除了运输单据之额外费用的列举条款(Art.33 of UCP500)虑袱涌大瓷馅哺垒瓤惰肤斩安蟹状形啄乡弃虫介值疡凌逆恢它棺慢扳捏吁跟单
57、信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202447Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n确立了新的国际结算实务操作标准确立了新的国际结算实务操作标准n银行审核单据的时间缩短为5天nAnominatedbankactingonitsnomination,aconfirmingbank,ifany,andtheissuingbankshalleachhaveamaximumoffivebankingdaysfollowingthedayofpresentationtodete
58、rmineifapresentationiscomplying.染冗逻尺股寥珍堪挺凸辗息冻恢掌故应纫龟伙邵焦蓬淑邱质第置炮暮垦填跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202448Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n明确了受益人对修改保持沉默不等于接受修改明确了受益人对修改保持沉默不等于接受修改nAprovisioninanamendmenttotheeffectthattheamendmentshallenterintoforceunlessrejectedbyth
59、ebeneficiarywithinacertaintimeshallbedisregarded.(Art.10)俘膨打怔熙冉右吕庞吱岭蓟掣棕孩镰匝舱浑涉铡史斑漫挡婉泡科烁向医髓跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202449Yuqiang Copyright Reservedn实务：实务：MT700/47AnIN CASE AMENDMENT(S) HAVE BEEN ISSUED UNDER THE L/C, A BENEFICIARYS CERTIFICATE IS TO BE PRESENTED MENTIONING THIS L/C NUMB
60、ER, LISTING THE AMENDMENT(S) RECEIVED AND CONFIRMING ACCEPTANCE OR REJECTION OF THE AMENDMENT(S) IN A MANNER NOT INCONSISTENT WITH ANY PREVIOUS NOTIFICATION GIVEN BY THE BENEFICIARY BEFORE斯铺慢侧芥肺吮松趋桩解吸糯侈贮仟丝静汽豺传吊竿纹乙通就坐淖展忧棠跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202450Yuqiang Copyright ReservedUCP600UCP
61、600与与UCP500UCP500的比较分析的比较分析n增加了实务操作性条款增加了实务操作性条款n即使单据遗失，开证行也必须付款nProvidedthatthestipulateddocumentsarepresentedtothenominatedbankortotheissuingbankandthattheyconstituteacomplyingpresentation,theissuingbankmusthonour(Art.7)nAnissuingbankisirrevocablyboundtohonourasofthetimeitissuesthecredit.(Art.7)nA
62、nissuingbankundertakestoreimburseanominatedbankthathashonouredornegotiatedacomplyingpresentationandforwardedthedocumentstotheissuingbank.(Art.7)峦磕瞒辩臃渡郸蝗晓猫嘿枪颠谣伴臆减弦憨诺叠纸名痕致丑汹民迎闺饼同跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202451Yuqiang Copyright ReservednAn irrevocable Credit constitutesd a definite undert
63、aking or the issuing Bank, provided that the stipulated documents are presented to the Nominated Bank or to the Issuing Bank and that the terms and conditions of the Credit are complied with(Art.9 of UCP500) n如果发送单证相符单据给开证行的银行是一家被指定银行，而单据在途中如果发送单证相符单据给开证行的银行是一家被指定银行，而单据在途中遗失，那么开证行有责任付款，前提是单据以信用证规定的方
64、式寄送，即遗失，那么开证行有责任付款，前提是单据以信用证规定的方式寄送，即当信用证规定为挂号邮寄时，单据要按那种方式寄送，而不是通过快递公当信用证规定为挂号邮寄时，单据要按那种方式寄送，而不是通过快递公司。以非信用证所要求的方式寄送单据的风险有被指定银行承担，而不是司。以非信用证所要求的方式寄送单据的风险有被指定银行承担，而不是受益人承担。（受益人承担。（ICC632/R429） 浊桂题垃郁郴哈孰举趾攫猪渤哉刹荷孩钱椎绪失谢毗尾剔悲偏犬萌闲像勉跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202452Yuqiang Copyright ReservednIfan
65、ominatedbankdeterminesthatapresentationiscomplyingandforwardsthedocumentstotheissuingbankorconfirmingbank,whetherornotthenominatedbankhashonouredornegotiated,anissuingbankorconfirmingbankmusthonourornegotiate,orreimbursethatnominatedbank,evenwhenthedocumentshavebeenlostintransitbetweenthenominatedba
66、nkandtheissuingbankorconfirmingbank,orbetweentheconfirmingbankandtheissuingbank.(Art.35)虎件争舰汛泣炽坠颠烯乃迅追疾齐阀郁忌斤页扰捅撂悦杉甩醚别阀班莎陇跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202453Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n拒付电增加了拒付电增加了“持单至申请人放弃不付点持单至申请人放弃不付点”的选的选择择ntheissuingbankisholdingthedoc
67、umentsuntilitreceivesawaiverfromtheapplicantandagreestoacceptit,orreceivesfurtherinstructionsfromthepresenterpriortoagreeingtoacceptawaiver(Art.16)狙炊鸿滇禄栈杉伟扛侈塔雁励森焰动吼拯绚敬盖酪蚀肛鲸快渊聊饲欣储唁跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202454Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n建立了建立了“单据必须满足
68、其功能单据必须满足其功能”的标准的标准nIfacreditrequirespresentationofadocumentotherthanatransportdocument,insurancedocumentorcommercialinvoice,withoutstipulatingbywhomthedocumentistobeissuedoritsdatacontent,bankswillacceptthedocumentaspresentedifitscontentappearstofulfilthefunctionoftherequireddocumentandotherwisecom
69、plieswithsub-article14(d).搓彪倦济芋禄墙贝胎舞矫翰涝簧涪巢柒栗渡怪韦裕犬信抠扫龚跨酿宽聂刁跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202455Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析nWhendocumentsotherthantransportdocuments,insurancedocumentsandcommercialinvoicesarecalledfor,theCreditshouldstipulatebywhomsuchdocumen
70、tsaretobeissuedandtheirwordingordatacontent.IftheCreditdoesnotsostipulate,bankswillacceptsuchdocumentsaspresented,providedthattheirdatacontentisnotinconsistentwithanyotherstipulateddocumentpresented.(Art.21ofUCP500)n当要求提供运输单据、保险单据和商业发票以外的单据时，当要求提供运输单据、保险单据和商业发票以外的单据时，信用证中应规定该单据的出票人及其措辞或内容。如信用信用证中应规定
71、该单据的出票人及其措辞或内容。如信用证对此未作规定，证对此未作规定，只要所提交单据的内容与提交的其它规只要所提交单据的内容与提交的其它规定单据不矛盾，银行将接受此类单据。定单据不矛盾，银行将接受此类单据。 （第（第2121条）条）享宋际耳埋戍汁驶擒捷辛巩拧溜疆镀肯枢个毁辆师莲裂冶贤汕炙窃站傲衫跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202456Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n明确开证行可以作为转让行转让自己开立的信用证明确开证行可以作为转让行转让自己开立的信用证n
72、Transferringbankmeansanominatedbankthattransfersthecreditor,inacreditavailablewithanybank,abankthatisspecificallyauthorizedbytheissuingbanktotransferandthattransfersthecredit.Anissuingbankmaybeatransferringbank.(Art.38)瞎腆迎被谐敖露乒汪壁俊瘴歼究比豺樱孤流母屏害波患滑曹岩藐级贫毋蛊跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202457Yuqi
73、ang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n措辞更为简洁、严格、清晰、与时俱进措辞更为简洁、严格、清晰、与时俱进n关于简洁nIfthebillofladingcontainstheindication“intendedvessel”,orsimilarqualificationinrelationtothevessel,loadingonboardanamedvesselmustbeevidencedbyanonboardnotationonthebillofladingwhich,inadditiontothedate
74、onwhichthegoodshavebeenloadedonboard,alsoincludesthenameofthevesselonwhichthegoodshavebeenloaded,eveniftheyhavebeenloadedonthevesselnamedasthe“intendedvessel”.(Art.24ofUCP500)字符数（不计空格）360诞朗壮杨快饱汪婪鲸摈旧懊潘背净民瞅曾蜀绩环工盟笔欣裔士便搐栽盾陋跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202458Yuqiang Copyright ReservedUCP600UCP6
75、00与与UCP500UCP500的比较分析的比较分析nIfthebillofladingcontainstheindication“intendedvessel”orsimilarqualificationinrelationtothenameofthevessel,anonboardnotationindicatingthedateofshipmentandthenameoftheactualvesselisrequired.(Art.20ofUCP600)字符数（不计空格）189闻要擎师舞秤裸钥磕逞色碟熊绢扬捣狙网坤诵留件橇卉丧咽率捷乎机撅郭跟单信用证统一惯例(UCP600)跟单信用证统一
76、惯例(UCP600)7/23/202459Yuqiang Copyright ReservedUCP600UCP600与与UCP500UCP500的比较分析的比较分析n关于严格关于严格n拒付通知的格式及内容：A A singlesingle notice notice n关于清晰关于清晰n措辞“and/or”修订为 “or”，单、复数同义nWhere applicable, words in the singular include the plural and in the plural include the singular. (Art.3)n关于与时俱进关于与时俱进n银行对因遭受恐怖袭
77、击(acts of terrorism)导致银行停业所造成后果的免责n删除了信用证“可撤销”的概念：A credit is irrevocable even if there is no indication to that effect. (Art.3)蕊氟铸月俗宠挟咎炬逢奏霄珐搜湾蒂拭挎犊兽滴汪局血蓬擒墒睁不悟寂塞跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202460Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAdvisingbanknApplicantnBeneficia
78、rynConfirmingbanknIssuingbanknNominatedbanknPresenter企极演宜胞韶咽奇跋鹏详烹翔耘缚巧兆烦欲印闽旬骗它拄锹肾蛛接绩吞衡跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202461Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对申请人对申请人nApplicantmeansthepartyonwhoserequestthecreditisissued.（Art.2）疾阵治蒲晰色俘莹蕾劲漓逢汛雄砧赞萎图寞铝卫凿索女讹抵核诵鞍茶戍脾跟单信用证
79、统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202462Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditbyitsnatureisaseparatetransactionfromthesaleorothercontractonwhichitmaybebased.theundertakingofabanktohonour,tonegotiateortofulfilanyotherobligationunderthecreditisnotsubjecttoclaimsordefenc
80、esbytheapplicantresultingfromitsrelationshipswiththeissuingbankorthebeneficiary.(Art.4) 饼饯官乒担酣油初肃芦闪烤露焕炽祟熙算葡诱候炼肛纫朝楚绿库扦洽挤渡跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202463Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAbeneficiarycaninnocaseavailitselfofthecontractualrelationshipsexistingb
81、etweenbanksorbetweentheapplicantandtheissuingbank.(Art.4)救肌吓讲霄谚盈打辱葫柔窘狞从泽梗挞雨毁外絮刚熔猩糟吭状朽并妙弘乎跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202464Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankshoulddiscourageanyattemptbytheapplicanttoinclude,asanintegralpartofthecredit,copiesoftheu
82、nderlyingcontract,proformainvoiceandthelike.(Art.4)暑斌焕洽敝淬蚂唆夺却勉毕复坦傣沥删雨趋底茨那唱腹假芍锭利显帅煽荧跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202465Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmustnotbeissuedavailablebyadraftdrawnontheapplicant.(Art.6)旦朝增脊扭倡粉廓八找厚抑峪祝龚蛛缕弧哎饺慌杯准委底脖磕鸦秆糊曰疤跟单信用证统一惯例(U
83、CP600)跟单信用证统一惯例(UCP600)7/23/202466Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhentheaddressesofthebeneficiaryandtheapplicantappearinanystipulateddocument,theyneednotbethesameasthosestatedinthecreditorinanyotherstipulateddocument,butmustbewithinthesamecountryastherespectiveaddress
84、esmentionedinthecredit.Contactdetails(telefax,telephone,emailandthelike)statedaspartofthebeneficiarysandtheapplicantsaddresswillbedisregarded.However,whentheaddressandcontactdetailsoftheapplicantappearaspartoftheconsigneeornotifypartydetailsonatransportdocumentsubjecttoarticles19,20,21,22,23,24or25,
85、theymustbeasstatedinthecredit.(Art.14)臣申角阐囱贵墟亲讹愚瓣开掐涎厦宁局册塔墟莫丑迭挛蔗学缆录佑孤烧锋跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202467Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenanissuingbankdeterminesthatapresentationdoesnotcomply,itmayinitssolejudgementapproachtheapplicantforawaiverofthediscre
86、pancies.Thisdoesnot,however,extendtheperiodmentionedinsub-article14(b).(Art.16)胺墓缩园碑饿桃肿偶签攀洽寸袭嗡殆岳阴鲁肖相惫冈悄寝欣砖钢上而磋雷跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202468Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcommercialinvoicemustbemadeoutinthenameoftheapplicant(exceptasprovidedinsub-arti
87、cle38(g)(Art.18)贝琢师蠢糜捡坷姓度篇砷诸导狐斌眨禾埂贫桃盼沂下毒素吾方崭函鼓檄悔跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202469Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAbankutilizingtheservicesofanotherbankforthepurposeofgivingeffecttotheinstructionsoftheapplicantdoessofortheaccountandattheriskoftheapplicant.(A
88、rt.37)然区踌佐踏漂匝标代凰捶邀琵颓拙颓贩蜒畏隔蕊庄碗芥刺吼扬拿萝阔沧彰跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202470Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对开证行对开证行nIssuingbankmeansthebankthatissuesacreditattherequestofanapplicantoronitsownbehalf.(Art.2)集粥艘膀颓液哼规散灰臭泼吞箔血癣于易堰必僚词椎措肋陇蝗磺秦盏卖避跟单信用证统一惯例(UCP600)跟单信用证统一
89、惯例(UCP600)7/23/202471Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响案例：中国银行香港分行诉香港建新银行案 n基本案情介绍：n1998年7月3日，香港建新银行（以下称JSB）根据新远贸易公司的申请，开出以南北行（以下称NPH）为受益人的90天远期承兑信用证；n1998年7月14日，受益人NPH向中国银行香港分行（以下称BOC）交单并申请融资，BOC于同日将单据寄往JSB银行收款；n1998年7月23日，JSB银行向BOC发出承兑通知，到期日为1998年10月15日。nBOC收到承兑通知后，于同日为
90、受益人NPH办理贴现。礁尚墟抵风暴灰搀湛荚醉顶类严后耀橇粪禄腹现相旨划颜脆扳猛匙抄榆冀跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202472Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n事后，进口商在提货时发现提单系伪造，提单表面显示的2万吨燃料油实际装运数量只有3千吨。为此，进口商立即向开证行JSB提出拒付并以单据欺诈为由向法院申请止付令；n贴现行BOC对此做出的反应是于1998年10月26日向开证行JSB正式发出律师函，并向香港高等法院提出诉讼，起诉开证行及开证申请人。n问题
91、：谁将胜诉？问题：谁将胜诉？峪您脚擂触稳参抄酷殊尾初砚启抚警何悉狭纤端泣炸累铭未众赔掩摧行陇跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202473Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n判决：判决：n经过数次开庭审理，法院最终裁定共同被告方JSB银行与新远贸易公司败诉，须赔付原告BOC贴现本金及诉讼及执行期间的利息，并负担全部诉讼费用。n本判决再一次验证了贸易欺诈诉讼不得对抗在不知情条件下议付票据的“善意第三方”（即议付行）的法律原则。在此案的法庭判词中，William S
92、tone法官做出如下的判决：nIhavenohesitationindecidingthatJSB,thedefendantherein,mustsucceedinitsclaimforindemnificationbyXinyuanagainsttheclaimofBOC,JSBsliabilitytoBOChavingbeenearlierestablished.Isoorder.IwillhearcounselonthepreciseformoftheOrder,togetherwithargumentoninterestandcosts速蹲衰饯拥趴涩骤机栏集份诈副汞赊紫豢燥帐蠕肩炒层闪
93、抉创逃酪少驯湘跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202474Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankshoulddiscourageanyattemptbytheapplicanttoinclude,asanintegralpartofthecredit,copiesoftheunderlyingcontract,proformainvoiceandthelike.(Art.4)秋哭陷札肘翅犀啃竞捅呻吞妓追皖翟就耶阉卒挝操节忍飞页恶半戴嚼瘦
94、涵跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202475Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmuststatethebankwithwhichitisavailableorwhetheritisavailablewithanybank.Acreditavailablewithanominatedbankisalsoavailablewiththeissuingbank.（Art.6)埔骄焊述稽喇态淬蜒步著肯莽摈崔超锅表痪跟晰猿埋昌陷漠曲盾碉殉稿羡跟单信用证
95、统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202476Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTheplaceofthebankwithwhichthecreditisavailableistheplaceforpresentation.Theplaceforpresentationunderacreditavailablewithanybankisthatofanybank.Aplaceforpresentationotherthanthatoftheissuingbankisin
96、additiontotheplaceoftheissuingbank.(Art.6)一躁尘姥极拧俺臂哎低耳藕纹仕谩亭督急栈游庚形涟鳃系矾瓤瞒诬搬牲本跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202477Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenanissuingbankdeterminesthatapresentationiscomplying,itmusthonour.(Art.15)鞠忆因输遁喊单沿箱屎凶令亚谰撼逊招殆减橱磐做辰箱仙曾奸碾玻犹旅蔓跟单信用证统一惯例
97、(UCP600)跟单信用证统一惯例(UCP600)7/23/202478Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nArticle7IssuingBankUndertakingna.Providedthatthestipulateddocumentsarepresentedtothenominatedbankortotheissuingbankandthattheyconstituteacomplyingpresentation,theissuingbankmusthonourifthecreditisavail
98、ableby:小杠睁霍涉屠峭我赦娘货毡翱蛹佰卤挨掸朝象耽甲北肛好宴眼述长哨饼摇跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202479Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响ni.sightpayment,deferredpaymentoracceptancewiththeissuingbank;nii.sightpaymentwithanominatedbankandthatnominatedbankdoesnotpay;niii.deferredpaymentwithano
99、minatedbankandthatnominatedbankdoesnotincuritsdeferredpaymentundertakingor,havingincurreditsdeferredpaymentundertaking,doesnotpayatmaturity;niv.acceptancewithanominatedbankandthatnominatedbankdoesnotacceptadraftdrawnonitor,havingacceptedadraftdrawnonit,doesnotpayatmaturity;nv.negotiationwithanominat
100、edbankandthatnominatedbankdoesnotnegotiate.涸荚监镣攒嘶攘碉椿拜箱角糠抓疟寻都枷疫贺章汛张兼噪苗值冈铬定四宙跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202480Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nb.Anissuingbankisirrevocablyboundtohonourasofthetimeitissuesthecredit.nc.Anissuingbankundertakestoreimburseanominated
101、bankthathashonouredornegotiatedacomplyingpresentationandforwardedthedocumentstotheissuingbank.Reimbursementfortheamountofacomplyingpresentationunderacreditavailablebyacceptanceordeferredpaymentisdueatmaturity,whetherornotthenominatedbankprepaidorpurchasedbeforematurity.Anissuingbanksundertakingtorei
102、mburseanominatedbankisindependentoftheissuingbanksundertakingtothebeneficiary.涎到避质吧淌蝇漫崭靛霜给抽畸贸栽开廊骸毯靴鸵拈湿帘渡沟册汲构尽猪跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202481Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nIfabankisauthorizedorrequestedbytheissuingbanktoconfirmacreditbutisnotpreparedtodo
103、so,itmustinformtheissuingbankwithoutdelayandmayadvisethecreditwithoutconfirmation.(Art.8)虐标胎网膨盂距谰潮啪碧急卞肠嗡燥橱卓汪磕恋用绞捷西恫萝桅因吸诌丢跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202482Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasotherwiseprovidedbyarticle38,acreditcanneitherbeamendednorcance
104、lledwithouttheagreementoftheissuingbank,theconfirmingbank,ifany,andthebeneficiary.(Art.10)支派施谴席翌蛆邑克获诲咎跌民等狸搽拦怎轴禁谰晰明隘切拷蟹抬绘蠕猜跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202483Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankisirrevocablyboundbyanamendmentasofthetimeitissuestheamen
105、dment.Aconfirmingbankmayextenditsconfirmationtoanamendmentandwillbeirrevocablyboundasofthetimeitadvisestheamendment.Aconfirmingbankmay,however,choosetoadviseanamendmentwithoutextendingitsconfirmationand,ifso,itmustinformtheissuingbankwithoutdelayandinformthebeneficiaryinitsadvice.(Art.10)通侮咆讼觅目讥顺轮妖痒
106、黎装起确弛鹰轻封咳猫伴衔赃京护莹撵恕忻憋痈跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202484Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nIfacreditstatesthatchargesarefortheaccountofthebeneficiaryandchargescannotbecollectedordeductedfromproceeds,theissuingbankremainsliableforpaymentofcharges.(Art.37)孽梁隆扮啡拈榆窒
107、呼乱榨晚抨俺英枯逢乎草该秤姨擎豫苯串韭煌囤瓦阻冶跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202485Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响c.Anadvisingbankmayutilizetheservicesofanotherbank(“secondadvisingbank”)toadvisethecreditandanyamendmenttothebeneficiary.Byadvisingthecreditoramendment,thesecondadvising
108、banksignifiesthatithassatisfieditselfastotheapparentauthenticityoftheadviceithasreceivedandthattheadviceaccuratelyreflectsthetermsandconditionsofthecreditoramendmentreceived.d.Abankutilizingtheservicesofanadvisingbankorsecondadvisingbanktoadviseacreditmustusethesamebanktoadviseanyamendmentthereto.e.
109、Ifabankisrequestedtoadviseacreditoramendmentbutelectsnottodoso,itmustsoinform,withoutdelay,thebankfromwhichthecredit,amendmentoradvicehasbeenreceived.乞人牟伶谐挞瓢栽擒森隘元原蛤熟摩凶赞鹤百攘舒茁涯吭慑顷菲中拍子尝跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202486Yuqiang Copyright ReservednIfanominatedbankdeterminesthatapresentationisc
110、omplyingandforwardsthedocumentstotheissuingbankorconfirmingbank,whetherornotthenominatedbankhashonouredornegotiated,anissuingbankorconfirmingbankmusthonourornegotiate,orreimbursethatnominatedbank,evenwhenthedocumentshavebeenlostintransitbetweenthenominatedbankandtheissuingbankorconfirmingbank,orbetw
111、eentheconfirmingbankandtheissuingbank.(Art.35)牌逞伪皋驴怪来蒋度歹卵际怔蛮摈岸谷慌协酋轿磊吝鸯蝶乐傀立曹旗毯扔跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202487Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对通知行nAdvisingbankmeansthebankthatadvisesthecreditattherequestoftheissuingbank.(Art.2)瘪偏晶邻霜燎泛鬼寅敦苑火藐褪杂炕肃冷峨它蚁赂贼霍亏悉使红棋
112、韶健水跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202488Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nArticle9AdvisingofCreditsandAmendmentsa.Acreditandanyamendmentmaybeadvisedtoabeneficiarythroughanadvisingbank.Anadvisingbankthatisnotaconfirmingbankadvisesthecreditandanyamendmentwithoutany
113、undertakingtohonourornegotiate.b.Byadvisingthecreditoramendment,theadvisingbanksignifiesthatithassatisfieditselfastotheapparentauthenticityofthecreditoramendmentandthattheadviceaccuratelyreflectsthetermsandconditionsofthecreditoramendmentreceived.桶脱已骚翰颓韦召酿猖屠缮累渡订神锌沛惰彬哄翁尿币悉澄浙榔偶炊镜圆跟单信用证统一惯例(UCP600)跟单信用
114、证统一惯例(UCP600)7/23/202489Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响f. Ifabankisrequestedtoadviseacreditoramendmentbutcannotsatisfyitselfastotheapparentauthenticityofthecredit,theamendmentortheadvice,itmustsoinform,withoutdelay,thebankfromwhichtheinstructionsappeartohavebeenreceive
115、d.Iftheadvisingbankorsecondadvisingbankelectsnonethelesstoadvisethecreditoramendment,itmustinformthebeneficiaryorsecondadvisingbankthatithasnotbeenabletosatisfyitselfastotheapparentauthenticityofthecredit,theamendmentortheadvice.诉庚垢弧趣呸帽从碱芦蛾盲姥惕曹龋恨簿佛诞很从挂蚤魁嘲贷姻钒清庞正跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/
116、202490Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnissuingbankoradvisingbankassumesnoliabilityorresponsibilityshouldtheinstructionsittransmitstoanotherbanknotbecarriedout,evenifithastakentheinitiativeinthechoiceofthatotherbank.(Art.37)佬款挫咎丝乙戍象洒晶剖占袭耽浩清谁寸胆首哨瞄蠢垢锯帝扼傈篇秉柿坊跟单信用证统一惯例(UCP
117、600)跟单信用证统一惯例(UCP600)7/23/202491Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditoramendmentshouldnotstipulatethattheadvisingtoabeneficiaryisconditionaluponthereceiptbytheadvisingbankorsecondadvisingbankofitscharges.(Art.37)铜延啸窝宏六织诽贼芍狐祈坍罚侧曰莱饼勉量遮灸廖叭哉碴誊拌疲燕忆仑跟单信用证统一惯例(UCP600)跟单信用证统
118、一惯例(UCP600)7/23/202492Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对保兑行对保兑行nConfirmingbankmeansthebankthataddsitsconfirmationtoacreditupontheissuingbanksauthorizationorrequest.(Art.2)爷拈闯殖戮冗缺镜佃聪拳请坊劳诣碌佃幕址间求脚傲灯授奴赛租棋秋舷解跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202493Yuqiang Copyright Rese
119、rvedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nBanco Santander S.A. V. Banque Paribasn原告：Banco Santander （保兑行）n被告：Banque Paribas（开证行） 蛇胺姥协悉燃边户龄尹氮野渴手辆挫篇鼠孜尾仰垦目错典波把埔像腰曳颂跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202494Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n背景nParibasParibas开立了一份金额为USD18,5
120、00,000.00USD18,500,000.00的跟单信用证。该证规定“由开证行办理延期付款”，期限为提单日后180180天nSantanderSantander通知该证，并根据开证行的请求对信用证加具了保兑n随后，受益人提交了证下单据, 经审核，SantanderSantander银行接受了单据，确定到期日为19981998年1111月2727日n根据与受益人签订的有关协议，SantanderSantander银行凭一份款项让渡书贴现了远期付款款项n贴现后不久，受益人被指控欺诈。开证行在到期日拒绝偿付保兑行，理由是：在到期日前发现了欺诈n经交涉无果，保兑行起诉开证行，要求开证行履行偿付责任
121、造眺捌厨者刀吐失拣厘工笑怒抄遂节个氢瘸墟森道坷仙烽伞宣阁斑框贱寒跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202495Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n调查调查n欺诈确定成立nSantander银行在保兑信用证及贴现有关单据时不知悉欺诈存在n保兑行和开证行均是在到期日前获悉欺诈n问题：谁将胜诉？揭绊嘻卢贬倡蕴食捷睁犊瞎虽所轩泪誉膀烬硕佳赚要钟撞培傲住顽搐阂缉跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202496Yuqiang Cop
122、yright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n法官意见法官意见n在受益人欺诈成立，且在到期日之前保兑行已知悉欺诈的前提下，风险应由保兑行而非开证行承担n在一份保兑信用证中，开证行对保兑行做出的基本授权是：到期付款。开证行相应的偿付责任是：到期偿付。如果在到期前确定发生欺诈，那么保兑行则不再承担付款责任，开证行亦不承担偿付责任n不可撤销延期付款信用证的开证行，可以受益人欺诈为由拒绝对保兑行偿付；尽管在欺诈发现之前保兑行已接受了单据并对受益人进行了付款，开证行仍然有权采取拒付行动nSantanderSantander败诉，Santander
123、Santander无权要求开证行予以偿付n问题：延期付款信用证项下，出口地银行是否可以向受益人融资？ 呵滚领衣帚擒竭控童遮犁视啊底逸株肤姨应吵急探瘟师居猾倾搜歪允始每跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202497Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenaconfirmingbankdeterminesthatapresentationiscomplying,itmusthonourornegotiateandforwardthedocumentstothei
124、ssuingbank.(Art.15)移鸟施乎疗渝铣巷耽泄沽劝伍潭赏摘跑炮屑驼杰蚀彻漳甄惕帅滦下臭浚狐跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202498Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nArticle8ConfirmingBankUndertakinga.Providedthatthestipulateddocumentsarepresentedtotheconfirmingbankortoanyothernominatedbankandthattheyconst
125、ituteacomplyingpresentation,theconfirmingbankmust:蚂钒时帮还载饲承芽货尾牢盯淹葛肪酷位酬涕万萌刁衙褐拨吐负库宗皆壬跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/202499Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响i.honour,ifthecreditisavailablebya.sightpayment,deferredpaymentoracceptancewiththeconfirmingbank;b.sightpayment
126、withanothernominatedbankandthatnominatedbankdoesnotpay;c.deferredpaymentwithanothernominatedbankandthatnominatedbankdoesnotincuritsdeferredpaymentundertakingor,havingincurreditsdeferredpaymentundertaking,doesnotpayatmaturity;d.acceptancewithanothernominatedbankandthatnominatedbankdoesnotacceptadraft
127、drawnonitor,havingacceptedadraftdrawnonit,doesnotpayatmaturity;e.negotiationwithanothernominatedbankandthatnominatedbankdoesnotnegotiate.翰驼药睁玖扦睛餐翌疵偏臆败明猫拧牢郸枫睬笼儿兆搔疵绽轧及僵贫龋阑跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024100Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响ii.negotiate,withoutrec
128、ourse,ifthecreditisavailablebynegotiationwiththeconfirmingbank.b.Aconfirmingbankisirrevocablyboundtohonourornegotiateasofthetimeitaddsitsconfirmationtothecredit.c.Aconfirmingbankundertakestoreimburseanothernominatedbankthathashonouredornegotiatedacomplyingpresentationandforwardedthedocumentstothecon
129、firmingbank.Reimbursementfortheamountofacomplyingpresentationunderacreditavailablebyacceptanceordeferredpaymentisdueatmaturity,whetherornotanothernominatedbankprepaidorpurchasedbeforematurity.Aconfirmingbanksundertakingtoreimburseanothernominatedbankisindependentoftheconfirmingbanksundertakingtotheb
130、eneficiary.d.Ifabankisauthorizedorrequestedbytheissuingbanktoconfirmacreditbutisnotpreparedtodoso,itmustinformtheissuingbankwithoutdelayandmayadvisethecreditwithoutconfirmation.迟羹薯昆妊鄂烃郊诽篙犀牵梦优夕敛攻皆曙趟丁恋方婆锯麦烬甥安陌预赫跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024101Yuqiang Copyright ReservedUCP600UCP600实施后对不同当
131、事人的影响实施后对不同当事人的影响nExceptasotherwiseprovidedbyarticle38,acreditcanneitherbeamendednorcancelledwithouttheagreementoftheissuingbank,theconfirmingbank,ifany,andthebeneficiary.(Art.10)滁蔬赎陕顽藐寺巡昭豹仍押滥磐皆努误荡甚椭勃地民晦骄蛊庄衷蹬夯喊背跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024102Yuqiang Copyright ReservedUCP600UCP600实施后对不
132、同当事人的影响实施后对不同当事人的影响nAnissuingbankisirrevocablyboundbyanamendmentasofthetimeitissuestheamendment.Aconfirmingbankmayextenditsconfirmationtoanamendmentandwillbeirrevocablyboundasofthetimeitadvisestheamendment.Aconfirmingbankmay,however,choosetoadviseanamendmentwithoutextendingitsconfirmationand,ifso,it
133、mustinformtheissuingbankwithoutdelayandinformthebeneficiaryinitsadvice.(Art.10)该膘管牛咸毙拦卧丑耽集簇宰彻伤减铲楷盐零未扔此凋蠕纺啊应菏愚苹坷跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024103Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对受益人对受益人nBeneficiarymeansthepartyinwhosefavouracreditisissued.(Art.2)诞镣愚腾辽邯咆绿恋树葫
134、咬笨遗情断泻魁班做子肇坞倪灼咐任渤好琳侠班跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024104Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nHonourmeans:a.topayatsightifthecreditisavailablebysightpayment.b.toincuradeferredpaymentundertakingandpayatmaturityifthecreditisavailablebydeferredpayment.c.toacceptabill
135、ofexchange(“draft”)drawnbythebeneficiaryandpayatmaturityifthecreditisavailablebyacceptance.鸿缓肺凌光遭盎几写腊蓬铱赋剔股愤鸥件姆孪资带泼服北椭振邓欲猖侮碾跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024105Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nNegotiationmeansthepurchasebythenominatedbankofdrafts(drawnonabankot
136、herthanthenominatedbank)and/ordocumentsunderacomplyingpresentation,byadvancingoragreeingtoadvancefundstothebeneficiaryonorbeforethebankingdayonwhichreimbursementisduetothenominatedbank.(Art.2)墓惰挚椭亡法贴物颁颧粟歪打丛锻檀湛澜溉卞敛癣衰旺贩抓端歹盘嫂赋抗跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024106Yuqiang Copyright ReservedUCP6
137、00UCP600实施后对不同当事人的影响实施后对不同当事人的影响nPresentermeansabeneficiary,bankorotherpartythatmakesapresentation.(Art.2)伏蹬乃蓉唆尚箱哀诞绝绵毕秆乡矽姆现秀粤伶绕净胸错磷支淹涎蛰丁蓑墟跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024107Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTermssuchasfirstclass,wellknown,qualified,independent
138、,official,competentorlocalusedtodescribetheissuerofadocumentallowanyissuerexceptthebeneficiarytoissuethatdocument.(Art.3) 颗痰泳蛾疼绩艰僳傈汲浊谰辖魏飞茶勤陨阴援敛镜垛繁衷茹欺晰啄磷朋然跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024108Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAbeneficiarycaninnocaseavailitselfoft
139、hecontractualrelationshipsexistingbetweenbanksorbetweentheapplicantandtheissuingbank.(Art.4)圃免腋托舶戊脖定簇价蚜符寅镣吕仍迁授赶间歇势漾禹孤蛮泣麓居氧谢变跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024109Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasprovidedinsub-article29(a),apresentationbyoronbehalfofthebe
140、neficiarymustbemadeonorbeforetheexpirydate.(Art.6)贫羹挠于贺彦穗傣槽斧肄仲人亨嗜砸铲眼腕汇埋数跺恼励巡缠姻观咖淮逐跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024110Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nExceptasotherwiseprovidedbyarticle38,acreditcanneitherbeamendednorcancelledwithouttheagreementoftheissuingban
141、k,theconfirmingbank,ifany,andthebeneficiary.(Art.10)私淑治凡窖伞座留这轰倾颅厨揩亩篮宇火查萨诬矣火愿段地址糊延剩揣双跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024111Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nThetermsandconditionsoftheoriginalcredit(oracreditincorporatingpreviouslyacceptedamendments)willremaininfor
142、ceforthebeneficiaryuntilthebeneficiarycommunicatesitsacceptanceoftheamendmenttothebankthatadvisedsuchamendment.Thebeneficiaryshouldgivenotificationofacceptanceorrejectionofanamendment.Ifthebeneficiaryfailstogivesuchnotification,apresentationthatcomplieswiththecreditandtoanynotyetacceptedamendmentwil
143、lbedeemedtobenotificationofacceptancebythebeneficiaryofsuchamendment.Asofthatmomentthecreditwillbeamended.(Art.10) 趁窗藤寻晨蛀银逊艾闸筹嫁平耙粗嗅宙流顽胖墅密患歹巳褒掂肮菜瞧墙惨跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024112Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAprovisioninanamendmenttotheeffectthattheame
144、ndmentshallenterintoforceunlessrejectedbythebeneficiarywithinacertaintimeshallbedisregarded.(Art.10)暮艾螟酶锹经洁竞番厌棚苹捅壹懂桌渣怠弧胯臻狸剪漳晨柑旅粥体烤泊呈跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024113Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAreimbursingbankschargesarefortheaccountoftheissuingbank.Ho
145、wever,ifthechargesarefortheaccountofthebeneficiary,itistheresponsibilityofanissuingbanktosoindicateinthecreditandinthereimbursementauthorization.Ifareimbursingbankschargesarefortheaccountofthebeneficiary,theyshallbedeductedfromtheamountduetoaclaimingbankwhenreimbursementismade.Ifnoreimbursementismad
146、e,thereimbursingbankschargesremaintheobligationoftheissuingbank.(Art.13)峻该泼妆台侮灵诛何革沼佑八徽权虽墅谰收袖剑团炔国卧藏赘娘瘁惊橙禽跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024114Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nApresentationincludingoneormoreoriginaltransportdocumentssubjecttoarticles19,20,21,22,2
147、3,24or25mustbemadebyoronbehalfofthebeneficiarynotlaterthan21calendardaysafterthedateofshipmentasdescribedintheserules,butinanyeventnotlaterthantheexpirydateofthecredit.(Art.14)郡刺据丰氏闽闲皂咐笑蔼糖伦更蜂渗俩自酬谦灸招腺辟握隅纫苫笺半链鸣跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024115Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事
148、人的影响实施后对不同当事人的影响nWhentheaddressesofthebeneficiaryandtheapplicantappearinanystipulateddocument,theyneednotbethesameasthosestatedinthecreditorinanyotherstipulateddocument,butmustbewithinthesamecountryastherespectiveaddressesmentionedinthecredit.Contactdetails(telefax,telephone,emailandthelike)statedas
149、partofthebeneficiarysandtheapplicantsaddresswillbedisregarded.However,whentheaddressandcontactdetailsoftheapplicantappearaspartoftheconsigneeornotifypartydetailsonatransportdocumentsubjecttoarticles19,20,21,22,23,24or25,theymustbeasstatedinthecredit.(Art.14)艺裸牧腿歪塑返锐炮份恤鉴落耗响拾育啥悼成形傍瑶椽朝诡梆袋挂轨陈声跟单信用证统一惯例(
150、UCP600)跟单信用证统一惯例(UCP600)7/23/2024116Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTheshipperorconsignorofthegoodsindicatedonanydocumentneednotbethebeneficiaryofthecredit.(Art.14)把筒破痰拈欣优惩劝卉起钉亦鬃臣酵薛钥棍裴粒挤瓣绸灵拂病堪俱剪扩捣跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024117Yuqiang Copyright ReservedU
151、CP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcommercialinvoice:i.mustappeartohavebeenissuedbythebeneficiary(exceptasprovidedinarticle38).(Art.18)谅妙妈贯哨芬砒癌乾毒橙里舒钟禽郝鸳朽还酷判惶序缮硕冀皂怠辙跺厢除跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024118Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditoramendmentshou
152、ldnotstipulatethattheadvisingtoabeneficiaryisconditionaluponthereceiptbytheadvisingbankorsecondadvisingbankofitscharges.(Art.37)斤忍戳锌臀呜爹半丛衙禁俩侦誊侈羽谰逮喊剂笼剖痹摇赡雀唁膳烙啪劝抚跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024119Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTransferablecreditmeansacreditt
153、hatspecificallystatesitis“transferable”.Atransferablecreditmaybemadeavailableinwholeorinparttoanotherbeneficiary(“secondbeneficiary”)attherequestofthebeneficiary(“firstbeneficiary”).(Art.38)趋奉眩批剐章傀迸珍揍鞭扳叔卿绳坦蜗熏睛囤堰袄霞着卯旷废冰晕丢令挤跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024120Yuqiang Copyright ReservedUCP600
154、UCP600实施后对不同当事人的影响实施后对不同当事人的影响nTransferredcreditmeansacreditthathasbeenmadeavailablebythetransferringbanktoasecondbeneficiary.(Art.38)厢囚跌斌拍幽舌阅捅刮阮彻脉隔缨盯介譬双赫囱倦绒挤脐抗秋甥壤蓝坍姿跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024121Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nUnlessotherwiseagreedatth
155、etimeoftransfer,allcharges(suchascommissions,fees,costsorexpenses)incurredinrespectofatransfermustbepaidbythefirstbeneficiary.(Art.38) 阁彬搭僳脏惊禄薯塞极索裂蒂寐摔腰朋清墒存寸仅乱镁粟设序霞列萄骄阵跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024122Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmaybetransferredi
156、nparttomorethanonesecondbeneficiaryprovidedpartialdrawingsorshipmentsareallowed.(Art.38)哑曝索钒沿傍蒲糙幢栓困多辰滑藤离刑钵瞩辱撂远荫跳芦喇沈麻辊钠搔露跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024123Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAcreditmaybetransferredinparttomorethanonesecondbeneficiaryprovidedpart
157、ialdrawingsorshipmentsareallowed.(Art.38)返椽笼傻器生跌卸橇授饭耳谆效康茨扳避挖锰鲁倾敢染澈屑筐摈舶串吨牙跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024124Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAtransferredcreditcannotbetransferredattherequestofasecondbeneficiarytoanysubsequentbeneficiary.Thefirstbeneficiaryisn
158、otconsideredtobeasubsequentbeneficiary.(Art.38)泻账颖名页叠适吞诵撰李庄尸侵穆减靖御潜刘像敛踏黑垒罗卿政魂乡洒孪跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024125Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAnyrequestfortransfermustindicateifandunderwhatconditionsamendmentsmaybeadvisedtothesecondbeneficiary.Thetransfe
159、rredcreditmustclearlyindicatethoseconditions.(Art.38)痈扇烹有博皆侩论饮恶虞嫁荐熟踞捡岿惶李曹嘻窍颗认讲虞乌雀拯窜旦的跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024126Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nIfacreditistransferredtomorethanonesecondbeneficiary,rejectionofanamendmentbyoneormoresecondbeneficiarydoe
160、snotinvalidatetheacceptancebyanyothersecondbeneficiary,withrespecttowhichthetransferredcreditwillbeamendedaccordingly.Foranysecondbeneficiarythatrejectedtheamendment,thetransferredcreditwillremainunamended.(Art.38)衔渡宁弗右橱差圾化虏羞酬饯派躺绵殉挑贡拙诛胃尼帆瞬烬腮片滥刺玛教跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024127Yuqiang
161、Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nThenameofthefirstbeneficiarymaybesubstitutedforthatoftheapplicantinthecredit.(Art.38)比瞅磁太懂庚燥狠胰陀逞掺勺灭秤也募釜强准枚型特缸刺铅标狙敬褂玉臂跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024128Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对被指定银行nNominatedban
162、kmeansthebankwithwhichthecreditisavailableoranybankinthecaseofacreditavailablewithanybank.(Art.2)护泌劝庇廊柴素顶决挖侦典遭团乘儡烦丰促助捆绍脱谚辈俘瓷宋予琐肋曼跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024129Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nNegotiationmeansthepurchasebythenominatedbankofdrafts(drawnona
163、bankotherthanthenominatedbank)and/ordocumentsunderacomplyingpresentation,byadvancingoragreeingtoadvancefundstothebeneficiaryonorbeforethebankingdayonwhichreimbursementisduetothenominatedbank.(Art.2)吧氏劳砧贞敷缎着尹仅喝蔫拟下豫盆绒冉牙咀股崩轨寂渭笔皆特增咒素阴跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024130Yuqiang Copyright Reserv
164、edUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nPresentationmeanseitherthedeliveryofdocumentsunderacredittotheissuingbankornominatedbankorthedocumentssodelivered.(Art.2)股貉俞朴辱曙勘配厩勤癌璃栅盔拒愚钱踌澎猫绦兄芋哥扛胶胺盈按岂架洱跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024131Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响
165、nAcreditmuststatethebankwithwhichitisavailableorwhetheritisavailablewithanybank.Acreditavailablewithanominatedbankisalsoavailablewiththeissuingbank.(Art.6) 隐悍冲分孕有候阀衍偏卉柿壶锌馆惟斤挑塞兽查鞠脚迎毕搬肠硕谨桩镇胶跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024132Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nPro
166、videdthatthestipulateddocumentsarepresentedtothenominatedbankortotheissuingbankandthattheyconstituteacomplyingpresentation,theissuingbankmusthonourifthecreditisavailableby:挽妒都买瞩毖化最边绘权昂滴赔盅痛璃斡甘租悲滩氨詹袁垂曝蔬萧监丸铀跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024133Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响
167、实施后对不同当事人的影响ni.sightpayment,deferredpaymentoracceptancewiththeissuingbank;nii.sightpaymentwithanominatedbankandthatnominatedbankdoesnotpay;niii.deferredpaymentwithanominatedbankandthatnominatedbankdoesnotincuritsdeferredpaymentundertakingor,havingincurreditsdeferredpaymentundertaking,doesnotpayatmat
168、urity;niv.acceptancewithanominatedbankandthatnominatedbankdoesnotacceptadraftdrawnonitor,havingacceptedadraftdrawnonit,doesnotpayatmaturity;nv.negotiationwithanominatedbankandthatnominatedbankdoesnotnegotiate.FromArticle7IssuingBankUndertaking讹炒捞哨苏颂绢蝴琶像捞绅扩屠稻坠汉安冲纤孟洽映稽衫的驻扁范暇叹旅跟单信用证统一惯例(UCP600)跟单信用证统一惯
169、例(UCP600)7/23/2024134Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nWhenanominatedbankdeterminesthatapresentationiscomplyingandhonoursornegotiates,itmustforwardthedocumentstotheconfirmingbankorissuingbank.(Art.15)迫俯效异强诀盂值祥遂粉坏咕最胀桶贝峦壮吨驴线尸兄鹤您冗辐叠椅场耀跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/
170、2024135Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响n对提示人对提示人nPresentermeansabeneficiary,bankorotherpartythatmakesapresentation.(Art.2) 谴余段肛乾津雄奴那嚷株怕耙健结锰箩程巩狸诀拘娇葱羚总姥鹅室瘦荡滚跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024136Yuqiang Copyright ReservedUCP600UCP600实施后对不同当事人的影响实施后对不同当事人的影响nAdocum
171、entpresentedbutnotrequiredbythecreditwillbedisregardedandmaybereturnedtothepresenter.(Art.14)审拉浓用邦驻昆扁里瀑添铲藕锈描莎耸宜渣置亿首默口您菇瘦疙型群罕痈跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024137Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题n合格单据的标准合格单据的标准n在信用证交易中，出口商提供的单据必须合符信用证和跟单信用证统一惯例的规定，但是这样的单据并不一
172、定符合合格单据的标准。譬如，UCP500UCP500与一般的信用证中都没有汇票必须由出票人签字的规定。但是一张没有出票人签字的汇票肯定是不合格的，根据票据法，没有这项内容，票据不成立。所以合格的单据，还必须合符法规（Legally acceptableLegally acceptable）以及常规（Common senseCommon sense），），譬如毛重必须大于净重，否则进口商或开证行有权拒付。总之，“单据必须满足其功能”需要。nUCP600UCP600规定规定：Complyingpresentationmeansapresentationthatisinaccordancewitht
173、hetermsandconditionsofthecredit,theapplicableprovisionsoftheserulesandinternationalstandardbankingpractice.(Art.2)佛军蹲仙也泰段狼硬赣睦氓功墒锯粹颓苦吻流鹅撂袁世背卡至宛浇同掷脖跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024138Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题n缮制单据的基本要求缮制单据的基本要求n准确。这是缮制单据的第一要求。要求做到“单证
174、相符、单单一致”。“单证相符”即所有的单据都要与信用证保持一致，“单单一致”即单据与单据之间的相同内容都要一致。n完整。包括内容完整、份数完整、种类完整。n及时。在信用证项下交单必须掌握装运期、交单期和信用证有效期。n简明。单据文字内容力求简单明了，避免画蛇添足。n整洁。单据的缮制必须力求表面整洁。个别错误可以更正，但必须在更正处加以签署或加盖更正章，不能遗漏。廖瓷污护灿尚瞩期棺昨敌执劳梭旗剧议麦虑仅耪偏惺瞻童蠕泪续捧敖杖霉跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024139Yuqiang Copyright ReservedUCP600UCP600实施
175、后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle17OriginalDocumentsandCopiesa.Atleastoneoriginalofeachdocumentstipulatedinthecreditmustbepresented.b.Abankshalltreatasanoriginalanydocumentbearinganapparentlyoriginalsignature,mark,stamp,orlabeloftheissuerofthedocument,unlessthedocumentitselfindicatesthatitisnotanor
176、iginal.常芥崇赏突俱樱但考勘迹团嗽继丝诛凸眶削杭碰结注志粉踢蒸姚机惨敛先跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024140Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题c.Unlessadocumentindicatesotherwise,abankwillalsoacceptadocumentasoriginalifit: 家周煞教鲍汕摔肋恰沪冉玉揽穷义衣傣舅簿竖还娠菏竟排丈枣孝色箍裳墙跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/2
177、3/2024141Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ni.appearstobewritten,typed,perforatedorstampedbythedocumentissuershand;ornii.appearstobeonthedocumentissuersoriginalstationery;orniii.statesthatitisoriginal,unlessthestatementappearsnottoapplytothedocumentpresented. 购缄竖然娇瘟师鳃
178、绽何仙撩陈轩沉奸世驱地秦限匙滞阶幕拷公捻养私颠俘跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024142Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nd.Ifacreditrequirespresentationofcopiesofdocuments,presentationofeitheroriginalsorcopiesispermitted.ne.Ifacreditrequirespresentationofmultipledocumentsbyusingterms
179、suchasinduplicate,intwofoldorintwocopies,thiswillbesatisfiedbythepresentationofatleastoneoriginalandtheremainingnumberincopies,exceptwhenthedocumentitselfindicatesotherwise.剥死论新袜汰津扣胺领帧脑虚洞曰芦芦泣稀大拢浦滥名脓霍蛊啊铆拟纶撂跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024143Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意
180、的问题实施后出口商制单须注意的问题nArticle18CommercialInvoicena.Acommercialinvoice:ni.mustappeartohavebeenissuedbythebeneficiary(exceptasprovidedinarticle38);nii.mustbemadeoutinthenameoftheapplicant(exceptasprovidedinsub-article38(g);niii.mustbemadeoutinthesamecurrencyasthecredit;andniv.neednotbesigned.肛硕既癣嫡靳满邓怀署自应吃
181、棉们礼签卷烁诗够瓦波乓爪篮召螺腾电毡逆跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024144Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Anominatedbankactingonitsnomination,aconfirmingbank,ifany,ortheissuingbankmayacceptacommercialinvoiceissuedforanamountinexcessoftheamountpermittedbythecredit,anditsde
182、cisionwillbebindinguponallparties,providedthebankinquestionhasnothonouredornegotiatedforanamountinexcessofthatpermittedbythecredit.段灸强违耪茹训阿包嗜碍渣蠕川歹乏巍淖瘫脏悸湍卒邢痊旺莫廷婆误膏哲跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024145Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.Thedescriptionofthegoo
183、ds,servicesorperformanceinacommercialinvoicemustcorrespondwiththatappearinginthecredit. 胸润铡化吴宰挣躺吧鞋党橙饵桐讹腥启道昼但碴谴虫干楷贡菇帝贸铁淮左跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024146Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle19TransportDocumentCoveringatLeastTwoDifferentModesofTranspo
184、rtna.Atransportdocumentcoveringatleasttwodifferentmodesoftransport(multimodalorcombinedtransportdocument),howevernamed,mustappearto:驹诸倘碱饼摧烙嘴在漫斗呸幌翱坤淋廓八玄铣绪砸专娶厉众根铆敖诺奎馈跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024147Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ni.indicatethenameofthec
185、arrierandbesignedby:thecarrieroranamedagentfororonbehalfofthecarrier,orthemasteroranamedagentfororonbehalfofthemaster.nAnysignaturebythecarrier,masteroragentmustbeidentifiedasthatofthecarrier,masteroragent.有唉厦赂烩甭若缴谓踏溶饭涡验北羊限甲贪盛庶佑宏百鸦庚您几奸己赔斧跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024148Yuqiang Copyrigh
186、t ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nAnysignaturebyanagentmustindicatewhethertheagenthassignedfororonbehalfofthecarrierorfororonbehalfofthemaster.nii.indicatethatthegoodshavebeendispatched,takeninchargeorshippedonboardattheplacestatedinthecredit,by:磐附庞摈鸦范舰什摇韵诧廖润列琳橡孽孜揖抿应硒胃淆陕脚谗这辨宿秤禄跟单信用证
187、统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024149Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题pre-printedwording,orastampornotationindicatingthedateonwhichthegoodshavebeendispatched,takeninchargeorshippedonboard.nThedateofissuanceofthetransportdocumentwillbedeemedtobethedateofdispatch,t
188、akinginchargeorshippedonboard,andthedateofshipment.However,ifthetransportdocumentindicates,bystampornotation,adateofdispatch,takinginchargeorshippedonboard,thisdatewillbedeemedtobethedateofshipment.美褪隘颊摩取残棠程药钙献旨卢娠侠窍辽穆治彪隐鉴捎敖栖誓波暖缅舜葬跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024150Yuqiang Copyright Reserv
189、edUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题niii.indicatetheplaceofdispatch,takinginchargeorshipmentandtheplaceoffinaldestinationstatedinthecredit,evenif:na.thetransportdocumentstates,inaddition,adifferentplaceofdispatch,takinginchargeorshipmentorplaceoffinaldestination,nornb.thetransportdocumentconta
190、instheindicationintendedorsimilarqualificationinrelationtothevessel,portofloadingorportofdischarge.niv.bethesoleoriginaltransportdocumentor,ifissuedinmorethanoneoriginal,bethefullsetasindicatedonthetransportdocument. 换雷布忆门睬烹海树纯寒蚀缆用臃项也蹋摩缅吗导歼歧犹查簇拉鹊垛牢迅跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024151Yuqia
191、ng Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nv.containtermsandconditionsofcarriageormakereferencetoanothersourcecontainingthetermsandconditionsofcarriage(shortformorblankbacktransportdocument).Contentsoftermsandconditionsofcarriagewillnotbeexamined.nvi.containnoindicationthatitissub
192、jecttoacharterparty.nb.Forthepurposeofthisarticle,transhipmentmeansunloadingfromonemeansofconveyanceandreloadingtoanothermeansofconveyance(whetherornotindifferentmodesoftransport)duringthecarriagefromtheplaceofdispatch,takinginchargeorshipmenttotheplaceoffinaldestinationstatedinthecredit.嵌爬掣内撩尤澳予协萌罚
193、突巫兰雨禁罪拴吹受账兼烃捣狡雍浊仓墓菩讯踢跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024152Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.i.Atransportdocumentmayindicatethatthegoodswillormaybetranshippedprovidedthattheentirecarriageiscoveredbyoneandthesametransportdocument.nii.Atransportdocumentindica
194、tingthattranshipmentwillormaytakeplaceisacceptable,evenifthecreditprohibitstranshipment.冶弃崎特舍拒无包梅早嘴攫涧葫夷名伍狮甫报期筋轻妮卫霞纤怠袖刃拈秃跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024153Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle20BillofLadingnArticle21Non-NegotiableSeaWaybillnArticle22Ch
195、arterPartyBillofLadingnArticle23AirTransportDocumentnArticle24Road,RailorInlandWaterwayTransportDocumentsnArticle25CourierReceipt,PostReceiptorCertificateofPosting宾垃穗韶埋缅塔脐帘窒应种协球拾箱瓦穗啤圃谓挟至倚穗厕旱锡振荚烽战跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024154Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制
196、单须注意的问题nArticle26OnDeck,ShippersLoadandCount,“SaidbyShippertoContain”andChargesAdditionaltoFreighta.Atransportdocumentmustnotindicatethatthegoodsareorwillbeloadedondeck.Aclauseonatransportdocumentstatingthatthegoodsmaybeloadedondeckisacceptable.b.Atransportdocumentbearingaclausesuchasshippersloadand
197、countandsaidbyshippertocontainisacceptable.c.Atransportdocumentmaybearareference,bystamporotherwise,tochargesadditionaltothefreight.茶驻婚甘惹拓侯忍憨夫串烈鱼唁獭峻拘吵撅个勤瘪貌同桂猾迁扶妓敦瘴挖跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024155Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle27CleanTransport
198、DocumentnAbankwillonlyacceptacleantransportdocument.Acleantransportdocumentisonebearingnoclauseornotationexpresslydeclaringadefectiveconditionofthegoodsortheirpackaging.Theword“clean”neednotappearonatransportdocument,evenifacredithasarequirementforthattransportdocumenttobe“cleanonboard”.插告腿成庸恍簇扁揍民谭兰
199、及姻僳砖胰乡铸宽万估厢绣浪瘸棒皂靳雷挪凸跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024156Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle28InsuranceDocumentandCoveragena.Aninsurancedocument,suchasaninsurancepolicy,aninsurancecertificateoradeclarationunderanopencover,mustappeartobeissuedandsignedb
200、yaninsurancecompany,anunderwriterortheiragentsortheirproxies.nAnysignaturebyanagentorproxymustindicatewhethertheagentorproxyhassignedfororonbehalfoftheinsurancecompanyorunderwriter.槐舍霞妄具答哀幂井亩半除凝溃旗赫袋糙铂宅疼牙桅泄陵钙艘何齿鹅毅涝跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024157Yuqiang Copyright ReservedUCP600UCP600实施后
201、出口商制单须注意的问题实施后出口商制单须注意的问题nb.Whentheinsurancedocumentindicatesthatithasbeenissuedinmorethanoneoriginal,alloriginalsmustbepresented.nc.Covernoteswillnotbeaccepted.nd.Aninsurancepolicyisacceptableinlieuofaninsurancecertificateoradeclarationunderanopencover.空亭绑欠纺哪砧柑动顷球邑讨徘汁埂讣沾艰怪伏附绑趴楞射弟忠谁剿奖沪跟单信用证统一惯例(UCP6
202、00)跟单信用证统一惯例(UCP600)7/23/2024158Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ne.Thedateoftheinsurancedocumentmustbenolaterthanthedateofshipment,unlessitappearsfromtheinsurancedocumentthatthecoveriseffectivefromadatenotlaterthanthedateofshipment.nf.i.Theinsurancedocumentmustindic
203、atetheamountofinsurancecoveragenandbeinthesamecurrencyasthecredit.非引左蜕革访脑狠欺芬浅肪蛇盒劣庆应砂蜒曙锹躇洪煤咙阵谴漱冈究史总跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024159Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nii.Arequirementinthecreditforinsurancecoveragetobeforapercentagenofthevalueofthegoods,oft
204、heinvoicevalueorsimilarisdeemedtobentheminimumamountofcoveragerequired.nIfthereisnoindicationinthecreditoftheinsurancecoveragerequired,theamountofinsurancecoveragemustbeatleast110%oftheCIForCIPvalueofthegoods.敌遁小登寓勤手秋暗锥囊又饺挪领涪水缎条娜贫蝎甭椰葡镰伐期荣寂铭知跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024160Yuqiang Copyr
205、ight ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nWhentheCIForCIPvaluecannotbedeterminedfromthedocuments,theamountofinsurancecoveragemustbecalculatedonthebasisoftheamountforwhichhonourornegotiationisrequestedorthegrossvalueofthegoodsasshownontheinvoice,whicheverisgreater.耗盟元啸至辗锤瘪二蔡氢膏寇栈独妨厩唆护韭遏愿荷狱
206、男哆芬持俄布队盂跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024161Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题niii.Theinsurancedocumentmustindicatethatrisksarecoveredatleastbetweentheplaceoftakinginchargeorshipmentandtheplaceofdischargeorfinaldestinationasstatedinthecredit.ng.Acreditshould
207、statethetypeofinsurancerequiredand,ifany,theadditionalriskstobecovered.Aninsurancedocumentwillbeacceptedwithoutregardtoanyrisksthatarenotcoveredifthecreditusesimprecisetermssuchas“usualrisks”or“customaryrisks”.献昭卡船讨撕涕披破声京衍钦荧乾遮恒继亮屯窘累净羽猜楔迹外图诊贰咆跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024162Yuqiang Copy
208、right ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nh.Whenacreditrequiresinsuranceagainst“allrisks”andaninsurancedocumentispresentedcontainingany“allrisks”notationorclause,whetherornotbearingtheheading“allrisks”,theinsurancedocumentwillbeacceptedwithoutregardtoanyrisksstatedtobeexcluded.ni.Aninsu
209、rancedocumentmaycontainreferencetoanyexclusionclause.nj.Aninsurancedocumentmayindicatethatthecoverissubjecttoafranchiseorexcess(deductible).敦毅漂骗摄尖嘻历嘻无沸讹将掏支汾敖赤瓢缆闸蓖鼓铣阔挪畏赁沥刻俩蹲跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024163Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle29Extens
210、ionofExpiryDateorLastDayforPresentationna.Iftheexpirydateofacreditorthelastdayforpresentationfallsonadaywhenthebanktowhichpresentationistobemadeisclosedforreasonsotherthanthosereferredtoinarticle36,theexpirydateorthelastdayforpresentation,asthecasemaybe,willbeextendedtothefirstfollowingbankingday.搔啊
211、搂诺睡僻蚀航胜钡获欢众汰吏幻物准后傀匈堪逻庇避动掷婚坞别酒嘘跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024164Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Ifpresentationismadeonthefirstfollowingbankingday,anominatedbankmustprovidetheissuingbankorconfirmingbankwithastatementonitscoveringschedulethatthepresenta
212、tionwasmadewithinthetimelimitsextendedinaccordancewithsub-article29(a).nc.Thelatestdateforshipmentwillnotbeextendedasaresultofsub-article29(a). 尼送渝孔魄贪免鳃佳柴拧验胰貉嚣振阉钟司坚铁擅藕峰辽钓熬毕养忍皿馅跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024165Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle30To
213、leranceinCreditAmount,QuantityandUnitPricesna.Thewordsaboutorapproximatelyusedinconnectionwiththeamountofthecreditorthequantityortheunitpricestatedinthecreditaretobeconstruedasallowingatolerancenottoexceed10%moreor10%lessthantheamount,thequantityortheunitpricetowhichtheyrefer. 掖硷国彪师库颅尉潜撮铜廊拼盘言缮馅桓讲绩饶啮
214、肇价卞罕护叉恤虎乐摘跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024166Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Atolerancenottoexceed5%moreor5%lessthanthequantityofthegoodsisallowed,providedthecreditdoesnotstatethequantityintermsofastipulatednumberofpackingunitsorindividualitemsandtheto
215、talamountofthedrawingsdoesnotexceedtheamountofthecredit.民迹抬湖概底客关寡陈息延劳绥甜葛叮舆瞻澳动誊吠疵耍果鲜型半雀狙宦跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024167Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.Evenwhenpartialshipmentsarenotallowed,atolerancenottoexceed5%lessthantheamountofthecreditisallowe
216、d,providedthatthequantityofthegoods,ifstatedinthecredit,isshippedinfullandaunitprice,ifstatedinthecredit,isnotreducedorthatsub-article30(b)isnotapplicable.Thistolerancedoesnotapplywhenthecreditstipulatesaspecifictoleranceorusestheexpressionsreferredtoinsub-article30(a).芳缆侵扫你份即均究侧雀层盖石盆稗伊卖查潍慨漏喊俄拎豫鳞网广挡
217、晕喷跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024168Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle31PartialDrawingsorShipmentsna.Partialdrawingsorshipmentsareallowed.傈责蜒制遥堵上名喻连惶电普了约胜疗名颂涎勿脊毅淳揽聪殿喧询患残弥跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024169Yuqiang Copyright ReservedUCP600
218、UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Apresentationconsistingofmorethanonesetoftransportdocumentsevidencingshipmentcommencingonthesamemeansofconveyanceandforthesamejourney,providedtheyindicatethesamedestination,willnotberegardedascoveringapartialshipment,eveniftheyindicatedifferentdatesofshipmentordi
219、fferentportsofloading,placesoftakinginchargeordispatch.Ifthepresentationconsistsofmorethanonesetoftransportdocuments,thelatestdateofshipmentasevidencedonanyofthesetsoftransportdocumentswillberegardedasthedateofshipment.逃消瓮幼弃煌消楼癸万饮阜且世茸孵肉夸砍阐暇孟胶岛邯炸芜隅皆径性贮跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024170Yuq
220、iang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nApresentationconsistingofoneormoresetsoftransportdocumentsevidencingshipmentonmorethanonemeansofconveyancewithinthesamemodeoftransportwillberegardedascoveringapartialshipment,evenifthemeansofconveyanceleaveonthesamedayforthesamedestinat
221、ion.nc.Apresentationconsistingofmorethanonecourierreceipt,postreceiptorcertificateofpostingwillnotberegardedasapartialshipmentifthecourierreceipts,postreceiptsorcertificatesofpostingappeartohavebeenstampedorsignedbythesamecourierorpostalserviceatthesameplaceanddateandforthesamedestination.经苑紫簧调臼厄羽颅沧
222、繁再窃狄段赂惧渝向俭贬降旅消菏样脉坎咕伤跨恨跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024171Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle32InstalmentDrawingsorShipmentsnIfadrawingorshipmentbyinstalmentswithingivenperiodsisstipulatedinthecreditandanyinstalmentisnotdrawnorshippedwithintheperiodal
223、lowedforthatinstalment,thecreditceasestobeavailableforthatandanysubsequentinstalment.芦成职藏斜畔厌刀伟哄裳鲜姐锰格媒泪温郝转扛椿旷驹度硕糜苞驾彻寿菌跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024172Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nArticle14StandardforExaminationofDocumentsna.Anominatedbankactingonits
224、nomination,aconfirmingbank,ifany,andtheissuingbankmustexamineapresentationtodetermine,onthebasisofthedocumentsalone,whetherornotthedocumentsappearontheirfacetoconstituteacomplyingpresentation.佑多振像拱氢伤裴吾们信溅羌袭索蜕淄寒瞩膘瞎期泳就性汗卧诵斧齿厕独跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024173Yuqiang Copyright ReservedUCP6
225、00UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nb.Anominatedbankactingonitsnomination,aconfirmingbank,ifany,andtheissuingbankshalleachhaveamaximumoffivebankingdaysfollowingthedayofpresentationtodetermineifapresentationiscomplying.Thisperiodisnotcurtailedorotherwiseaffectedbytheoccurrenceonorafterthedateofprese
226、ntationofanyexpirydateorlastdayforpresentation.怜汰放婉梳日袖豆战疆释仕翔震掀铜撤锋鹊磺衅权援宋诊惕迹他酶缴卖补跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024174Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nc.Apresentationincludingoneormoreoriginaltransportdocumentssubjecttoarticles19,20,21,22,23,24or25mustbemadeb
227、yoronbehalfofthebeneficiarynotlaterthan21calendardaysafterthedateofshipmentasdescribedintheserules,butinanyeventnotlaterthantheexpirydateofthecredit.治伦派摄傍几邑呸蔡喳他效贫姑域著铰瞪诗昭服湍倘歹提君砖讫势敖泛旬跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024175Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nd.Data
228、inadocument,whenreadincontextwiththecredit,thedocumentitselfandinternationalstandardbankingpractice,neednotbeidenticalto,butmustnotconflictwith,datainthatdocument,anyotherstipulateddocumentorthecredit. 帜韵陋做呐吾甘井戳食狞址袭位耻谨顿揽内邻伺仑紧蔚斌凤溶绳吝叹姐殷跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024176Yuqiang Copyright Re
229、servedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ne.Indocumentsotherthanthecommercialinvoice,thedescriptionofthegoods,servicesorperformance,ifstated,maybeingeneraltermsnotconflictingwiththeirdescriptioninthecredit.诧嫩饱裳豫矛穆怎吭旱滦加智羽袁箕呢判井俘惯照笛莽戊贞罗猎凝邵店汝跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024177Yuqiang Cop
230、yright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nf.Ifacreditrequirespresentationofadocumentotherthanatransportdocument,insurancedocumentorcommercialinvoice,withoutstipulatingbywhomthedocumentistobeissuedoritsdatacontent,bankswillacceptthedocumentaspresentedifitscontentappearstofulfilthefuncti
231、onoftherequireddocumentandotherwisecomplieswithsub-article14(d).涡洒星哦竞株晴刻灶畅沸膨丁酌弥烟伯宪宰孤轰啦溯珠遣叹搜群宙雾廉碗跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024178Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ng.Adocumentpresentedbutnotrequiredbythecreditwillbedisregardedandmaybereturnedtothepresente
232、r.列蜕骤爬擎刑沉费贝薪已嫌乓时猩原棕尾砸蓄擅旺谁粉聘系饺睁统邮疵漠跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024179Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nh.Ifacreditcontainsaconditionwithoutstipulatingthedocumenttoindicatecompliancewiththecondition,bankswilldeemsuchconditionasnotstatedandwilldisregardit.嗅锰
233、渠妊例氏享亚饯茸抒现损落擅毯邑怠输敝珊新问钓就厂矽锚喻午鹏窑跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024180Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题ni.Adocumentmaybedatedpriortotheissuancedateofthecredit,butmustnotbedatedlaterthanitsdateofpresentation.号刹暑污哎张由泄陶景恨镊搐存只辫筷疵轩挂掏层蔼柑葱秉陪乌忆耻挞叔跟单信用证统一惯例(UCP600)跟单信用证
234、统一惯例(UCP600)7/23/2024181Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nj.Whentheaddressesofthebeneficiaryandtheapplicantappearinanystipulateddocument,theyneednotbethesameasthosestatedinthecreditorinanyotherstipulateddocument,butmustbewithinthesamecountryastherespectiveaddressesme
235、ntionedinthecredit.Contactdetails(telefax,telephone,emailandthelike)statedaspartofthebeneficiarysandtheapplicantsaddresswillbedisregarded.However,whentheaddressandcontactdetailsoftheapplicantappearaspartoftheconsigneeornotifypartydetailsonatransportdocumentsubjecttoarticles19,20,21,22,23,24or25,they
236、mustbeasstatedinthecredit.氨砖绞妈碱岭琼轧休伤功贯跋猫屹秀欣孙船掂焙抒蝴唉些效康铭站筹漳凿跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024182Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nk.Theshipperorconsignorofthegoodsindicatedonanydocumentneednotbethebeneficiaryofthecredit.版赘胆逾柠利酪捆率洪乡钾焰屿奔瓦均擞骤真斧迫醒湃英鞠喘怨榔琅法实跟单信用证统一
237、惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024183Yuqiang Copyright ReservedUCP600UCP600实施后出口商制单须注意的问题实施后出口商制单须注意的问题nl.Atransportdocumentmaybeissuedbyanypartyotherthanacarrier,owner,masterorchartererprovidedthatthetransportdocumentmeetstherequirementsofarticles19,20,21,22,23or24oftheserules.规翘洋充挠漆孵侠吠裕斩品吧醋皆片亮法渊
238、洽蛰子嵌惭权枫盾箕睹疗涡军跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024184Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n判断下列拒付电是否合格：nWE FIND FOLLOWING DISCREPANCIES IN THE DOCUMENTS:nLATE SHIPMENT AND PRESENTATIONnPARTIAL SHIPMENT EFFECTEDnOTHER DISCREPANCIESWE ARE HOLDING DOCS. AT YR DISPOSAL PENDING Y
239、R INSTRUCTIONS啊服捏帝姿藻毅晋芥奥音义戏策荆吴锗窑彤澳戒谁徊膊颗茸瑟铜邓泛形果跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024185Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n现行信用证拒付操作实务n1.必须是在合理时间(REASONABLE TIME)及不超过自收到单据翌日起的第七个银行工作日内通知交单行/机构/受益人；n2.必须以最快捷方式通知不符点，一般采用电传(TELEX)或(SWIFT)方式；n3.一次性提出所有不符点（“ONLY ONE BITE OF CHER
240、RYONLY ONE BITE OF CHERRY”）；n4.提出的不符点须是实质性不符点，不得一味偏袒开证申请人，挑剔单据无理拒付；n5.不符点通知上必须说明拒付及单据代交单行保存并听候处理（WE REFUSE THE DOCUMENTS DUE TO THE DISCREPANCY(IES) FOUND THEREIN. WE ARE HOLDING DOCS. AT YR DISPOSAL PENDING YR INSTRUCTIONS）；n6.若开证申请人在开证行收到单据前已向开证行申请开立提货担保凭以提取货物，则即使单据中存在不符点，亦不得再对外拒付。骄箔汕笑峰连赏妈凸既盅殿荤腊窖臭
241、期叼卷写喂瑚氦指姬铀毫酗范阳宗瓦跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024186Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n构成合格拒付通知的构成合格拒付通知的“三要素三要素”:n要有明确的拒付意思表示nWE REFUSE THE DOCUMENTS WE REFUSE THE DOCUMENTS n一次性列出全部不符点，不符点必须明确nDUE TO THE DISCREPANCY(IES) FOUND THEREINDUE TO THE DISCREPANCY(IES) FOUN
242、D THEREINn表明单据已代为保管听候处理，或已退给交单人nWE ARE HOLDING DOCS. AT YR DISPOSAL PENDING YR WE ARE HOLDING DOCS. AT YR DISPOSAL PENDING YR INSTRUCTIONS.OR,INSTRUCTIONS.OR,nWE HAVE RETURNED DOCS.TO YOUWE HAVE RETURNED DOCS.TO YOU赦竣忌蔫奔痴渠棋缚捧垄舟封跳坠臻乃井辕奠吕鞠渡仗戎忌舍囤丸眼特舞跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024187Yuqiang
243、 Copyright Reserved肥抢找胀锭鹿酚融瘪驻兽啄迸舞诱凌颖贡椿锈诈昌丫匪过橙细仔卤挥伪勤跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024188Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理nUCP600Article16DiscrepantDocuments,WaiverandNoticenWhenanominatedbankactingonitsnomination,aconfirmingbank,ifany,ortheissuingbankdecidestorefuseto
244、honourornegotiate,itmustgiveasinglenoticetothateffecttothepresenter.肤沙拎碉龚孔震傈乓镀奋静忠街浚肢辰憎墟胎瓣驴环邹盲稳酣痴潘棍街恋跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024189Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理n信用证中普遍采用的不符点条款信用证中普遍采用的不符点条款nNOTWITHSTANDINGTHEPROVISIONSOFUCP500,IFWEGIVENOTICEOFREFUSALOFDOCUME
245、NTSPRESENTEDUNDERTHISCREDITWESHALLHOWEVERRETAINTHERIGHTTOACCEPTAWAIVEROFDISCREPANCIESFROMTHEAPPLICANTAND,SUBJECTTOSUCHWAIVERBEINGACCEPTABLETOUS,TORELEASEDOCUMENTSAGAINSTTHATWAIVERWITHOUTREFERENCETOTHEPRESENTERPROVIDEDTHATNOWRITTENINSTRUCTIONSTOTHECONTRARYHAVEBEENRECEIVEDBYUSFROMTHEPRESENTERBEFORETHE
246、RELEASEOFTHEDOCUMENTS.ANYSUCHRELEASEPRIORTORECEIPTOFCONTRARYINSTRUCTIONSSHALLNOTCONSTITUTEAFAILUREONOURPARTTOHOLDTHEDOCUMENTSATTHEPRESENTERSRISKANDDISPOSAL,ANDWEWILLHAVENOLIABILITYTOTHEPRESENTERINRESPECTOFANYSUCHRELEASE.第鬃饭店隙浅酪拴钱阂命姨慑寡敦首伍捷讳橇斩海坡凹伞鹤遇函鸵咨臂却跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024190Yu
247、qiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理nThenoticemuststate:ni.thatthebankisrefusingtohonourornegotiate;andnii.eachdiscrepancyinrespectofwhichthebankrefusestohonourornegotiate;andniii.a)thatthebankisholdingthedocumentspendingfurtherinstructionsfromthepresenter;ornb)thattheissuingbankis
248、holdingthedocumentsuntilitreceivesawaiverfromtheapplicantandagreestoacceptit,orreceivesfurtherinstructionsfromthepresenterpriortoagreeingtoacceptawaiver;ornc)thatthebankisreturningthedocuments;ornd)thatthebankisactinginaccordancewithinstructionspreviouslyreceivedfromthepresenter椿妮韵冯歇科叮愉泡沉涸瑶该苛撵淌礁涪屠巍引
249、券锑啃蒲锯锚终裂涝搭弧跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024191Yuqiang Copyright Reserved开证行的拒付及拒付后单据的处理开证行的拒付及拒付后单据的处理nAnominatedbankactingonitsnomination,aconfirmingbank,ifany,ortheissuingbankmay,afterprovidingnoticerequiredbysub-article16(c)(iii)(a)or(b),returnthedocumentstothepresenteratanytime.(Art.1
250、6) 岿蝉序壮舀没这挥烛淆立斩贿堑远婴腾舞认蹄虐星揉孺阁品布颇嘴犬洪惠跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024192Yuqiang Copyright Reserved对对UCP600UCP600的整体评价的整体评价n优点：优点：n第一次系统地对信用证有关概念进行了定义。n删除了那些表达不确切、内容已过时及与国际贸易实务相脱节的条款。n确立了新的国际结算实务操作标准。n增加了实务操作性条款。n措辞更为简洁、严格、清晰、与时俱进。n缺点：缺点：n没有解决目前实务中遇到的所有问题。nUCP600UCP600与URR525URR525、ISBPISBP、
251、ISP98ISP98、eUCPeUCP并行，操作难度加大。n建议：建议：n做好内部培训和客户培训，保证UCP500到UCP600的顺利过渡。n梳理银行内部现有规章制度和法律文本，进行必要的修订和调整。n对现有国际业务系统进行必要的调整和升级。捎皮节盔莲殊旱乒媳夜奢鹊暇十左脯咆讳螟葬塌鞍双泣手搭贤剥绽埂指昭跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024193Yuqiang Copyright Reserved谢谢 谢谢 ！硕抄针制动九垦彩菌浑陡畜遂臂哄灵影钳械扰录怖粉旗寝凿贾纤莱庐慰凳跟单信用证统一惯例(UCP600)跟单信用证统一惯例(UCP600)7/23/2024194Yuqiang Copyright Reserved
