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1、合同协议菲迪克FIDIC合同条件Stillwatersrundeep.流静水深流静水深,人静心深人静心深Wherethereislife,thereishope。有生命必有希望。有生命必有希望课程主要内容课程主要内容 Main Contents of the Course绪论：绪论：简介菲迪克合同条件的历史、主要组成部分及其主要应用 范围；（4 学时）Introduction: FIDIC History, Main Components of FIDIC Contract Conditions and Its Application Scopes;施工合同条件施工合同条件;（28学时）学时）
2、Conditions of Contract for Constructions;简明合同格式；（简明合同格式；（4学时）学时）Short Form of Contract;设计采购施工设计采购施工(EPC)/ /交钥匙工程合同条件交钥匙工程合同条件; ;（2 2 学时）学时）Conditions of Contract for EPC/Turnkey Projects;生产设备和设计生产设备和设计施工合同条件施工合同条件; （2 学时）学时）Conditions of Contract for Plant and Design-Build;国际工程承包国际工程承包;（2 学时）学时）Inte
3、rnational Engineering Contracting;简介菲迪克合同条件的实战技巧：埋钉子，索赔，延期及不利条简介菲迪克合同条件的实战技巧：埋钉子，索赔，延期及不利条件和障碍等；（件和障碍等；（2 学时）学时）Practical Skills under FIDIC Conditions;前景和展望前景和展望;（2 学时）学时）Future of FIDIC Conditions and Its Development;第第0章章 绪论绪论 Chapter 0: Introduction0.1 菲迪克合同条件的历史简介菲迪克合同条件的历史简介 : Concise history
4、of FIDIC Conditions of Contract:0.1.1 菲迪克的定义 / Definition of FIDICFdration Internationale des Ingnieurs-Conseils (FIDIC) 法文缩写FIDIC is the French acronym for the International Federation of Consulting Engineers0.1.2 菲迪克的历史简介 / Short history of FIDIC 由欧洲三个国家的独立咨询工程师协会于1913年联合组建成立，目 的维护协会成员的职业利益；互通有益信息
5、 Founded in 1913 by three nations independent associations of consulting engineers within Europe, with the objectives of forming the federation being to promote in common the professional interests of the member associations and disseminating information of interest to members of it component nation
6、al associations经过90多年的发展壮大，世界上已有超过60个国家的咨询工程师协会 或学会加入到菲迪克这个大家庭中来；中国工程咨询协会也是其中的 一员More than 60 members have been included in this association through 90 years development；China National Association of Engineering Consult is one member of FIDIC family 0.1.3 已有的4个菲迪克合同条件版本 / The past four generations o
7、f FIDIC Conditions of Contract第一版：1957年Version I - 1957 第二版：1963年Version II -1963第三版：1977年Version III-1977第四版：1987年/1988/92年修订Version IV1982/1988(92)(1988年修订版被称为红皮书，1992年修订版被称为紫皮书（小浪底） ,1988 edition-Red book, 1992 edition-Purple book)0.1.4 1998年试用版 / Trial Version 1998 1998年菲迪克推出了试用版,在全球范围内征求意见和建议并局
8、部试点/FIDIC presented his trial version in 1998 and ask for recommendations.0.2 新版菲迪克文本及其应用范围的界定新版菲迪克文本及其应用范围的界定 The new documents of FIDIC conditions of contract and its application scope 0.2.1 1987版菲迪克合同条件的三个标准文本Three standard forms of FIDIC conditions of Contract 1987 土木工程施工合同条件（红皮书）1987, Condition
9、s of Contract for Works of Civil Engineering Construction (the “Red Book”) 1987 机电工程施工包括现场安装合同条件（黄皮书）1987, Conditions of Contract for Electrical and Mechanical Works including Erection on Site (the “Yellow Book”) 1987 设计建造和交钥匙工程合同条件（橘皮书）1995, Conditions of Contract for Design-Build and Turnkey (the
10、“Orange Book”) 1995 0.2.2 菲迪克1987版出了什麽问题Whats the problem of FIDIC standard forms of 1987菲迪克在更新其红皮书和黄皮书时发现：一些项目已经超出了已有合同规定的范围During its work in updating the Red and Yellow Books, FIDIC has noted that certain projects have fallen outside the scope of the existing contracts 随即，菲迪克不仅是更新其标准合同文本，而是在1999年
11、月扩大 了其应用范围，进而形成了一套四种全新的标准合同格式，这四种新 的标准合同格式对世界上绝大多数建设和厂房安装项目都是适用的 Accordingly, FIDIC had not only updated the standard forms but has expanded the range and FIDIC had in September 1999 produced a new generation of 4 standard forms of contract which are suitable for the great majority of construction a
12、nd plant installation projects around the world 0.2.3 新版菲迪克（标记为“1999第一版”）The new generation of FIDIC Conditions of Contract (marked “First Edition 1999”) 施工合同条件：施工合同条件： 内容内容：通用条件、专业条件编写指南、投标函、合同协议书和争端裁 决协议书格式；推荐用于推荐用于由业主业主或其代表工程师工程师设计的建筑或工程 项(注意：国际工程中，只有业主、工程师和承包商三方，无设计方） Conditions of Contract for
13、Constructions: General Conditions, Guidance for the Preparation of Particular Conditions, Forms of Letter of Tender, Contract Agreement and Dispute Adjudication Agreement; which are recommended for building or engineering works designed by Employer or his representative, the Engineer.(Notice:E E C a
14、re the only 3 parts in international contracting works) 简明合同格式：简明合同格式： 内容内容：协议书、通用条件、裁决规则和指南注释；推荐推荐用于合同金 额较小的建筑或工程项目，根据工程的类型和具体情况，这种格式 也可用于资本金额较大的合同，特别是对于简单或重复性工程或工 期较短的工程（一般适用于合同金额小于500万美圆的合同项目） Short Form of Contract: Agreement, General Conditions, Rules for Adjudication & Notes for Guidance; whic
15、h is recommended for building or engineering works of relatively small capital value. Depending on the type of work and the circumstance, this form may also be suitable for contracts of greater value, particularly for relatively simple or repetitive work or work of short duration(generally for the c
16、ontract value being less than 5 M US$) 设计采购施工设计采购施工(EPC)/交钥匙工程合同条件交钥匙工程合同条件: 内容内容：通用条件、专业条件编写指南、投标函、合同协议书和争端 裁决协议书格式；可适用于可适用于以交钥匙方式提供工厂或类似设施的加 工或动力设备、基础设施项目或其它类型项目，一般情况是项目的 最终价格和工期具有更大程度的确定性，且由承包商负责设计和施 工。 Conditions of Contract for EPC/Turnkey Projects: General Conditions, Guidance for the Preparat
17、ion of Particular Conditions, Forms of Letter of Tender, Contract Agreement and Dispute Adjudication Agreement; which may be suitable for the provision on a turnkey basis of a process or power plant, of a factory or similar facility, or of an infrastructure project or other type of development.(gene
18、rally for the final contact value and duration of project with high degree of certainty, and designed and constructed by the Contractor) 生产设备和设计生产设备和设计施工合同条件施工合同条件: 内容内容：通用条件、专业条件编写指南、投标函、合同协议书和争端 裁决协议书格式；推荐用于推荐用于电气和（或）机械设备供货和建筑或工 程的设计与施工 Conditions of Contract for Plant and Design-Build: General Co
19、nditions, Guidance for the Preparation of Particular Conditions, Forms of Letter of Tender, Contract Agreement and Dispute Adjudication Agreement; which are recommended for the provision of electrical and/or mechanical plant, and for the design and execution of building or engineering works第第0101章章
20、施工合同条件施工合同条件Chapter 01 Conditions of Contract for CONSTRUCTION01.1 主要内容主要内容通用条件 / General Conditions专业条件编写指南 / Guidance for the Preparation of Particular Conditions投标函、合同协议书和争端裁决协议书格式Forms of Letter of Tender, Contract Agreement and Dispute Adjudication Agreement推荐用于推荐用于由业主业主或其代表工程师工程师设计的建筑或工程项目。这种合
21、同的通常情况是，由承包商按照业主提供的设计进行工程施工。但该工程可以包含由承包商设计的土木、机械、电气和（或）构筑物的某些部分。Which are recommended for building or engineering works designed by Employer or his representative, the Engineer. Under the usual arrangements for this type of the contract, the Contractor constructs the works in accordance with a desig
22、n provided by the Employer. However, the works may include some elements of Contractor-designed civil, mechanical, electrical and/or construction works.通用条件通用条件和专用条件专用条件共同组成管理合同各方权利和义务的合同条件合同条件。对每个具体的合同都需要编制其专用条件专用条件，同时也要考虑那些提到专用条件专用条件的通用通用条件条件条款。The General Conditions and the Particular Conditions
23、will together comprise the Conditions of Contract governing the rights and obligations of the parties. It will be necessary to prepare the Particular Conditions for each individual contract, and to take account of those sub-clauses in the General Conditions which mention the Particular Conditions. 通
24、用条件的编写原则：通用条件的编写原则：中期和最终支付金额将按照工程量表中的费率和单价，以完成的工程量计算通用条件的措辞（规范中说明或投标书附录中业主规定，承包商填写）通用条件中某一事项条款的不同处理The Basis to prepare the General Conditions:Interim and final payments will be determined by measurements, applying the rates and prices in a Bill of QuantitiesThe wording in the General Conditions nec
25、essitates further data (detailed description in Specification or filled as an Appendix to the Tender)The same sub-clause deal with different matters in General Conditions其他相关事宜：菲迪克合同条件应用指南和招标程序Other relevant matters:A guide to the use of its Conditions of Contract for Construction, for Plant and Des
26、ign-Build, and for EPC/Turnkey Projects; Tendering Procedure01.2 施工合同中主要事项的典型顺序施工合同中主要事项的典型顺序Typical Sequence of Principal Events during Contracts for ConstructionITD STD ILA CD 8.2 Time for 10.1 ITOC 11.9 IPCBD completion1 DAC2 DNP3 28d 28d ND 21d TP IPS TC RD 4.2 RPS Notes to the sequence: ITD Iss
27、ue of Tender Documents / 颁发招标文件 BD Base Date / 基准日期 TP Tender Period / 投标期限 STD Submission of Tender Documents / 提交投标书 ILA Issue of the Letter of Acceptance / 颁发中标函 IPS Issue of Performance Security (4.2) / 发出履约担保函 CD Commencement Date (8.1) / 开工日期 DAC Delay Attributable to the Contractor / 承包商造成的延误
28、 TC Tests on Completion / 竣工试验 ITOC Issue of Taking-Over Certificate (10.1) / 颁发移交证书 DNP Defects Notification Periods / 缺陷通知期限 ND Notifying of Defects (11) / 缺陷通知 RD Remedying of Defects / 缺陷修补 IPC Issue of Performance Certificate (11.9) / 颁发履约证书 RPS Return of the Performance Security (4.2) / 归还履约保函
29、1) The Time for Completion is to be stated (in the Appendix to Tender) as a number of days, to whichis added any extensions of time under Sub-Clause 8.4 / 竣工时间（在投标书附录中）以天数表示，2) In order to indicate the sequence of events, the above diagram is based up the example of the Contractor failing to comply
30、with Sub-Clause 8.2 / 上图是承包商未遵守8.2款规定的例子3) The Defects Notification Period is to be stated (in the Appendix to Tender) as a number of days, toWhich is added any extensions under Sub-Clause 11.3 / 缺陷通知期限(在投标书附录中)以天数表示,01.3 Typical sequence of Payment Events envisaged in Clause 14 第第1414款中设想的付款事项的典型顺序
31、款中设想的付款事项的典型顺序 14.3 Contractor 14.6 Engineer 14.7 Employer makesEach of the submits Statement issues Interim the payment to the Monthly (or to the Engineer Payment Certificate ContractorOtherwise) 56dInterimPayments 28dThe Final Engineer verifies thepayment statement, Contractor 28d 56d submits info
32、rmation 14.11 Contractor submits 14.11 Contractor submits 14.13 Engineer issues 14.7 Emp- draft final statement to the Final Statement and the Final Payment loyer Engineer 14.12 discharge Certificate makes payment01.4 Typical sequence of Dispute Events envisaged in Clause 20 第第2020条中设想的解决争端事项的典型顺序条中
33、设想的解决争端事项的典型顺序8.1 20.2 20.4 20.4 20.6Commencement Parties appoint A Party refers A Party may A PartyDate DAB a dispute to the DAB issue a “Notice may of dissatisfaction” initiate arbitration Parties present Amicable submissions to the DAB settlement 28d 84d 56d DAB gives Arbitrator/s its decision ap
34、pointed 第一章第一章 通用条件通用条件 Chapter 1 General Conditions1 General Provisions 1.1 Definitions 1.2 Interpretations 1.3 Communications 1.4 Law and Language 1.5 Priority of Documents 1.6 Contract Agreement 1.7 Assignment 1.8 Care and Supply of Documents 1.9 Delayed Drawings or Instructions 1.10 Employers Us
35、e of Contractors Documents 1.11 Contractors Use of Employers Documents 1.12 Confidential Details 1.13 Compliance with Laws 1.14 Joint and Several LiabilitiesEmphasis in this Clause:1.5 Priority of Documents: The documents forming the Contract are to be taken as mutually explanatory of one another. F
36、or the purpose of interpretation, the priority of the documents shall be in accordance with the following sequence: (a) the Contract Agreement (if any), (b) the Letter of Acceptance, (c) the Letter of Tender, (d) the Particular Conditions (e) these General Conditions (f) the Specification, (g) the D
37、rawings, and (h) the Schedules and any other documents forming part of the ContractIf any ambiguity or discrepancy is found in the documents, the Engineer shallIssue any necessary clarification or instruction.For Example: XLD Multipurpose Dam Project - Lot II: Claim DRB Issue on the Accuracy of Tend
38、er Documents - Geological Information General Conditions Specify the responsibility of the Employer to his files provided to the Contractor, but .1.7 Assignment: Neither Party shall assign the whole or any part of the Contract or any benefit or interest in or under the Contract. However, either Part
39、y: (a) may assign the whole or any part with the prior agreement of the other Party, at the sole discretion of such other Party, and (b) may, as security in favour of a bank or financial institution, assign its right to any moneys due, or to become due, under the Contract. For Example: XLD Multipurp
40、ose Dam Project - Lot II: De Faveros quit out of the Joint Venture and the Defect Remedying Matter 2. Employer2.1 Right of Access to the Site2.2 Permits, Licenses or Approvals2.3 Employers Personnel2.4 Employers Financial Arrangement2.5 Employers ClaimEmphasis in this Clause:2.5 Employers Claim: Thi
41、s Claim should include Payments from the Contractor, or extension of Defects Notification Period etc., the Particulars should specify the Clauses orother basis of the Claim; At the same time, the amounts of this Claim may bededucted from the Contract Price and Payments Certificates.3. Engineer3.1 Th
42、e Engineer should be appointed by the Employer to carry out the duties assigned to him in the Contract. The Engineers staff shall includesuitably qualified engineers and other professionals who are competentto carry out these duties.The Engineer shall have no authority to amend the ContractThe Engin
43、eer may excise the authority attributable to the Engineer as specified in or necessarily to be implied from the Contract.3.2 Delegation by the EngineerThe Engineer may from time to time assign duties or delegate authority toAssistants,3.3 Instructions of the Engineer3.4 Replacement of the Engineer3.
44、5 Determinations4 The Contractor4.1 Contractors General Obligations4.2 Performance Security4.4 Subcontractor4.5 Assignment of Benefit of Subcontractor4.6 Co-operation4.10 Site DataThe Employer shall have made available to the Contractor for his information,prior to the Base Date, all relevant data i
45、n the Employers possession on sub-Surface and hydrological conditions at the site, including environment aspects.The Employer shall similarly make available to the Contractor all such data which come into the Employers possession after the Base Date. The Contractor shall be responsible for interpret
46、ing all such data.4.12 Unforeseeable Physical Conditions4.21 Progress Report5 Nominated Subcontractor5.1 Definition of “nominated subcontractor”: In the Contract, “nominatedsubcontractor” means a subcontractor: (a) who is stated in the Contractas being a nominated subcontractor, or (b) whom the Engi
47、neer, under Clause 13 Variation and Adjustments, instructs the Contractor to employAs a subcontractor5.2 Objection to Nomination5.3 Payments to nominated Subcontractors5.4 Evidence of Payments6 Staff and Labour6.1 Engagement of Staff and Labour6.2 Rates of Wages and Conditions of Labour6.3 Persons i
48、n the Service of Employer6.4 Labour Law6.5 Working Hours6.6 Facilities for Staff and Labour6.7 Health and Safety6.8 Contractors Superintendence6.9 Contractors Personel6.10 Records of Contractors Personnel and Equipment6.11 Disorderly Conduct7 Plant Materials and Workmanship7.1 Manner of Execution7.2
49、 Samples7.3 Inspection7.4 Testing The Engineer shall give the Contractor not less than 24 hours notice of theEngineers intentions to attend the tests. . If the Contractor suffers delay and/or incurs cost After receiving this notice, the Engineer shall proceed in accordance with Sub-clause 3.5 (Deter
50、minations) to agree or determine the matters7.5 Rejection7.6 Remedial Work7.7 Ownership of Plant and Material7.8 Royalties8 Commencement, Delays and Suspension8.1 Commencement of Works The Engineer shall give the Contractor not less than 7 days notice of the Commencement Date. Unless otherwise state
51、d in the Particular Conditions, theCommencement Date shall be within 42 days after the Contractor receives theLetter of Acceptance The Contractor shall commence the execution of the Works as soon as is reasonably practicable after the Commencement Date, and shall then proceedwith the Works with due
52、expedition and without delay. 8.2 Time for Completion Whole of the Works or Section8.3 Programme The Contractor shall submit a detailed time programme to the Engineer within 28 days after receiving the notice under sub-clause 8.1 (Commencementof Works)8.4 Extension of Time for Completion (EOT) The C
53、ontractor shall be entitled subject to Sub-Clause 20.1(Contractors Claim)8.5 Delays Caused by Authorities8.6 Rate of progress8.7 Delay Damages8.8 Suspension of Work The Engineer may at any time instruct the Contractor to suspend progress ofpart or all of the Works. During such suspension, the Contra
54、ctor shall protect, store and secure such part or the Works against any deterioration, loss or Damage. The Engineer may also notify the cause for the suspension, if and to the extendthat the cause is notified and is the responsibility of the contractor, the followingSub-Clauses 8.9, 8.10 and 8.11 sh
55、all not apply.8.9 Consequences of Suspension8.10 Payments for Plant and Materials in the Event of Suspension8.11 Prolonged Suspension 84 days., 28 days8.12 Resumption of Works9 Tests on Completion9.1 Contractors Obligation9.2 Delayed Tests9.3 Retesting9.4 Failure to Pass Tests on Completion10 Employ
56、ers Taking Over10.1 Taking Over of the Works and Sections10.2 Taking Over of Parts of the Works10.3 Interference with Tests on Completion10.4 Surface Requiring Reinstatement11 Defects Liability11.1 Completion of Outstanding Works and Remedying Defects11.2 Cost of Remedying Defects11.3 Extension of D
57、efects Notification Period11.4 Failure to Remedy Defects11.5 Removal of Defective Work11.6 Further Tests11.7 Right of Access11.8 Contractor to Search11.9 Performance Certificate11.10 Unfulfilled Obligation11.11 Clearance of Site12 Measurement and Evaluation12.1 Works to be Measured12.2 Method of Mea
58、surement12.3 Evaluation12.4 Omission13 Variations and Adjustments13.1 Right to Vary13.2 Value Engineering13.3 Variation Procedure13.4 Payment in Applicable Currencies13.5 Provisional Sum13.6 Daywork13.7 Adjustments for Changes in Legislation13.8 Adjustments for Changes in Cost14 Contract Price and P
59、ayment14.1 The Contract Price14.2 Advance Payment14.3 Application for Interim Payment Certificate14.4 Schedule of payment14.5 Plant and Materials intended for the Works14.6 Issue of Interim Payment Certificate14.7 Payment14.8 Delayed Payment14.9 Payment of Retention Money14.10 Statement at Completio
60、n14.11 Application for Final Payment Certificate14.12 Discharge14.13 Issue of Final Payment Certificate14.14 Cessation of Employers Liability14.15 Currencies of Payment15 Termination by Employer15.1 Notice to Correct15.2 Termination by Employer15.3 Valuation at Date of Termination15.4 Payment after
61、Termination15.5 Employers Entitlement to Termination16 Suspension and Termination by Contractor16.1 Contractors Entitlement to Suspend Work16.2 Termination by Contractor16.3 Cessation of Work and Removal of Contractors Equipment16.4 Payment on Termination17 Risk and Responsibility17.1 Indemnities17.
62、2 Contractors Care of the Works17.3 Employers Risk17.4 Consequences of Employers Risk17.5 Intellectual and Industrial Property Right17.6 Limitation of Liability18 Insurance18.1 General Requirements for Insurance18.2 Insurance for Works and Contractors Equipment18.3 Insurance against Injury to Person
63、s and Damage to Property18.4 Insurance for Contractors Personnel19 Force Majeure19.1 Definition of Force Majeure In this Clause, “Force Majeure” means an exceptional event or circumstance: (a) which is beyond a Partys control, (b) which such Party could not reasonably have provided against beforeent
64、ering into the Contract, which, having arisen, such Party could not reasonably have avoided orovercome, and (d) which is not substantially attributable to the other Party19.2 Notice of Force Majeure19.3 Duty to Minimise Delay19.4 Consequences of Force Majeure19.5 Force Majeure Affecting Subcontracto
65、r19.6 Optional Termination, Payment and Release19.7 Release from Performance under the Law20 Claim, Disputes and Arbitration20.1 Contractors Claim20.2 Appointment of the Dispute Adjudication Board20.3 Failure to Agree Dispute Adjudication Board20.4 Obtaining Dispute Adjudication Boards Decision20.5
66、Amicable Settlement20.6 Arbitration20.7 Failure to Comply with Dispute Adjudication Boards Decision20.8 Expiry of Dispute Adjudication Boards Apponitmen绪论：绪论：简介菲迪克合同条件的历史、主要组成部分及其主要应用 范围；Introduction: FIDIC History, Main Components of FIDIC Contract Conditions and Its Application Scopes;简明合同格式：协议书、通用条件、裁决规则和指南注释；设计采购施工(EPC)/交钥匙工程合同条件：简介生产设备和设计施工合同条件：简介国际工程承包：介绍主要考虑的内容和关键因素；简介菲迪克合同条件的实战技巧：埋钉子，索赔，延期及不利条件和障碍等；前景和展望
