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1、分类号学号 M201174291 学校代码 1 0 4 8 7密级 硕 士 学 位 论 文论检察机关刑罚执行监督“纠防并举”原则的适用以派驻监狱检察为视角学位申请人：周萍学 科 专 业：经济法学指 导 教 师：唐永忠答 辩 日 期：2014 年 1 月 13 日A Thesis Submitted in Partial Fulfillment of the Requirements For the Degree of Master of EngineeringThe Application of Rectification and Prevention Principle in the Sup
2、ervision of Punishment Execution from the Perspective of Procuratorial Work in the PrisonCandidate :Zhou Ping Major:EconomicSupervisor:Tang Yong ZhongHuazhong University of Science and Technology Wuhan, Hubei 430074, P. R. ChinaDecember, 2013华中科技大学硕士学位论文摘要我国法律确定了检察机关刑罚执行监督者的地位，但是具体开展刑罚执行监督 的相关法律并不完善
3、，对检察机关监所检察部门而言，在法律缺失的情况下如何遵 循科学的规律和原则来履行刑罚执行监督职责，是一个理论研讨不足而且实践需求 紧迫的重大问题。在司法实践中，检察机关刑罚执行监督工作通过查办监管场所职 务犯罪案件和纠正违法取得了积极成效，但是各种刑罚执行违法屡禁不止，甚至在 社会上造成极其恶劣的影响，严峻的司法现实要求不仅要追究违法行为人的法律责任，更要从源头抓起，构建惩防体系长效机制。有鉴于此，我们应当立足于检察权， 研究检察机关刑罚执行监督纠防并举原则的适用对当前的检察改革理论与制度设计 具有重要的作用。全文分五个部分：刑罚执行监督纠防并举原则的概述、检察机关构建刑罚执行 监督纠防并举原
4、则的必要性与可行性、检察机关适用刑罚执行监督纠防并举原则的具体内容、存在的主要问题、检察机关适用刑罚执行监督纠防并举原则的对策建议， 通过以上五个部分来提出问题、分析问题和解决问题。第一部分，阐述了刑罚执行监督纠防并举原则的概念及与之相关的法律概念、 刑罚执行监督纠防并举原则的来源、刑罚执行监督纠防并举原则特点，分析了把握 刑罚执行监督纠防并举原则应当正确处理的几种关系。第二部分，首先分析了检察机关构建刑罚执行监督纠防并举原则的必要性，然 后从检察机关监所检察部门特有的内通外达的法律监督地位、身临其境的监督形式、 文武兼备的监督手段、贯穿始终的监督内容四个方面，分析了检察机关构建刑罚执 行监督
5、纠防并举原则的可行性。第三部分，阐述了检察机关适用刑罚执行监督纠防并举原则的具体内容，涵盖 了刑罚执行监督全部内容，重点关注监管场所九类人员、九个环节，并建立九种检 察工作制度.第四部分，重点论述了适用刑罚执行监督纠防并举原则面临的困难和问题。I华中科技大学硕士学位论文第五部分，针对适用刑罚执行监督纠防并举原则面临的困难和问题，从树立科 学的执法理念、完善刑罚执行监督立法、加强检务保障、赋予监督强制力、确立随 时介入同步监督模式、建立人治法治机治综合执法管理模式六个方面提出了对策 和建议。关键词: 刑事诉讼刑罚执行检察监督纠防并举华中科技大学硕士学位论文AbstractAlthough our
6、 laws confirm the status of law supervisor for the execution of punishment by procuratorial organs, the specific relevant laws for the supervision of the execution of punishment are still imperfect. For the department of procuratorial organs work at prisons, how to follow the scientific laws and pri
7、nciples to exercise the supervisory duty and execution of punishment In legal flaw situation, which is a major issue with insufficient theoretical research and pressing practice demand. In the judicial practice, by means of the duty crime cases investigation and illegal acts to be corrected in the p
8、rison, the work of punishment execution supervision by procuratorial organs has achieved positive results. However, all sorts of illegal acts of the execution of punishment still happen despite repeated prohibition, and these illegal acts even cause some extremely adverse impacts on society. Hence,
9、serious judicial reality requires us not only to investigate for the legal responsibility of illegal behavior person, but also to grab from the fountainhead and build a long-term mechanism of execution of punishment view of that, according to the strategic policy of anti- corruption ,we will fight c
10、orruption in a comprehensive way to research the application of rectification and prevention principles, which plays an important role in the current procuratorial reform theory and system design.This essay is divided into five parts：the general theory of rectification and preventionprinciple in the
11、 supervision of punishment execution；the necessity and feasibility of rectification and prevention principle；the specific contents；the main problems for the application of rectification and prevention principle; the countermeasure and suggestionfor the application of rectification and prevention pri
12、nciple.Part one sets up the concept of rectification and prevention principle and the related legal concepts in the supervision of punishment execution; exposits the production,华中科技大学硕士学位论文process and development of the rectification and prevention principle; presents the basic characteristic of the
13、 rectification and prevention principle; and analysis several relations that should be treated well in rectification and prevention principle.The second part of this paper analysis the necessity of rectification and prevention principle, and then, discusses the feasibility of rectification and preve
14、ntion principle from the four aspects of the status of law supervisor, supervision form, supervision method and the content of supervision.The third part expounds the specific contents of the rectification and prevention principle application, it includes all the contents of supervision of punishmen
15、t execution, focuses on the nine kinds of staffs and nine links in prison and builds nine procuratorial work systems.The forth part mainly discusses the difficulties and problems of the corrective and preventive principle applied for supervising the execution of punishment.Part Five aims at the difficulties and problems of the principle application; puts forward countermeasures and suggestions from the six aspects: setting up the scientific concept of law enforcement, improving the legislation of
