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1、南开大学21春信托与租赁在线作业二满分答案1. 租赁的金融职能是在“( )”过程中实现的。A.融资B.融物C.签订合同D.完成交易参考答案：B2. 在杠杆租赁中，涉及到的主体包括( )。A.承租人B.出租人C.设备生产企业D.银行等金融机构参考答案：ABCD3. 财产监护信托的受托人通常就是监护人。( )A.正确B.错误参考答案：A4. 项目融资租赁没有固定的租金约定也没有固定的租期。( )A.正确B.错误参考答案：A5. 财产积累信托属于( )。A.法人信托B.雇员受益信托C.指定金钱信托D.储蓄计划信托参考答案：ABC6. 转租赁主要运用于国内金融租赁业务。( )A.正确B.错误参考答案：
2、B7. 金融监管当局如何对银行和金融机构的市场准入进行监管?金融监管当局如何对银行和金融机构的市场准入进行监管?主要包括两方面，一是金融监管当局对新银行(或金融机构)和分支机构设立的审批；二是对银行(或金融机构)业务范围的界定。(1)各国金融监管当局在对新银行(或金融机构)和分支机构的设立进行审批时，要从两个方面来考虑，即该金融机构有无开设的必要性和是否具备了开设的条件。金融机构开设必要性的审查包括：设立是否符合国民经济发展的需要；设立是否符合合理布局、公平竞争的要求。申请设立的金融机构必须具备以下条件：具有符合规定的注册资本金；具有符合任职资格和条件的主要管理人员；具有周密的经营计划和严格的
3、内控机制。(2)在混业经营的国家，在金融机构的市场准入中没有关于业务范围的限制；但在实行分业经营的国家，银行经营新的业务品种都必须经监管机构审查批准。8. 购买私募基金，受益人一定是自己。( )A.正确B.错误参考答案：A9. 风险防范与控制，是在风险识别和度量的基础上，针对不同类型、不同程度的风险，采取不同的风险控制技风险防范与控制，是在风险识别和度量的基础上，针对不同类型、不同程度的风险，采取不同的风险控制技术，将风险降到最低，同时将损失控制在银行可承担的范围之内。下列不属于风险防范与控制的是( )。A商业银行使用CreditRisk模型计量风险B商业银行提前计提贷款损失C进出口公司购买远
4、期外汇合约D铝加工企业在国际市场上做套期保值交易正确答案：A10. 租赁是指出租人按照合同的规定，将物品在一定期限内出租给承租人使用，出租人按约向承租人支付租金的经济行为。( )A.正确B.错误参考答案：B11. 我国规定经营外汇业务的信托公司，其注册资本中应包括不少于等值( )万美元的外汇。A.1000B.1500C.2000D.3000参考答案：B12. You are the document checker at the nominated confirming bank and please identify the discrepanciesYou are the document
5、 checker at the nominated confirming bank and please identify the discrepancies for the following case.ASSUMPTIONS1) Todays date Monday 30 June .2) All signatures where shown are original.3) The documentary credit was opened correctly and duly passed authentication.4) The documents are presented in
6、the required number of originals and copies.5) The documents are duly endorsed where required.SUPPORTING DOCUMENTATION1) Documentary credit (MT 700)2) Commercial invoice3) CMRDocument 1MT700INCOMING SWIFT MT700FROM ISSUING BANKMERHABA BANK, ISTANBUL,TURKEYTO ADVISING BANKACB BANK, ROTTERDAM, THENETH
7、ERLANDS27: SEQUENCE OF TOTAL1/140A: FORM OF DOCUMENTARY CREDITIRREVOCABLE20: DOCUMENTARY CREDIT NUMBER2003. AC. 10031C: DATE OF ISSUE07 MAY 40E: APPLICABLE RULESUCPURR LATEST VERSION31D: DATE AND PLACE OF EXPIRY01 JULY , ROTTERDAM,THE NETHERLANDS50: APPLICANTFACTORING A. S. ISTANBUL,TURKEY59: BENEFI
8、CIARYDE GROOT MACHINES B. V.HAARLEM, THE NETHERLANDS32: CURRENCY AND AMOUNTEUR180, 000.-41A: AVAILABLE WITH/BYACB BANK, ROTTERDAM BYDEF PAYMENT42P: DEFERRED PAYMENT DETAILS180 DAYS FROM CMR DATE43P: PARTIAL SHIPMENTSNOT ALLOWED43T: TRANSHIPMENTNOT ALLOWED44A: ON BOARD/DISP/TAKING CHARGEHAARLEM, THE
9、NETHERLANDS44B: FOR TRANSPORTATION TOHALKALI FREE ZONE,ISTAN-BUL, TURKEY, BY TRUCK44D: SHIPMENT PERIODDURING MIDDLE OF JUNE 45A: DESCRIPTION OF GOODS AND/OR SERVICES1 UNIT DE GROOT BRANDROTARY CUTTING MACHINETYPE 500, WITH ALL NECES-SARYACCESSORIES CUSTOMS TAR-IFF NUMBER 8, 462. 8000DE-LIVERY TERMS
10、CIP HALKALIFREE ZONE, ISTANBUL, TUR-KEYDocument 246A: DOCUMENTS REQUIRED+ SIGNED COMMERCIAL IN-VOICE IN 3 FOLD INDICAT-INCTHE SERIAL NUMBER OF THEMACHINE AND CERTIFYINGTHAT THE MACHINE IS NEWAND NOT USED BEFORE+ ORIGINAL CMR TRANSPORTDOCUMENT CONSIGNED TOTHE ORDER OF FACTORINGA S., ISTANBUL, TURKEY
11、ANDMARKED FREIGHT PREPAID47A: ADDITIONAL CONDITIONSDOCUMENTS ISSUED PRIORTO THE ISSUE DATEOF THIS DOCUMENTARY CRED-IT ARE NOT ACCEPTABLEALL DOCUMENTS MUST SHOWTHE NUMBER OF THIS DOCU-MENTARY CREDITGOODS MUST BE OF DUTCHORIGIN71B: CHARGESALL BANKING CHARGES ANDCOMMISSIONS ARE FORACCOUNT OF APPLICANT48: PERIOD FOR PRESENTATION10 DAYS49: CONFIRMATION INSTRUCTIONSCONFIRM78: INSTR TO PAYG/ACCPTG/NEGOTG BANK
