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1、中间业务判断76-a（Intermediate business judgment 76-a）Judgment questionpropositionIn the bookkeeping type bond business, a financial institution may not buy and sell treasury bonds through its outlets. ()The answer option isAnswer option noAnsweryesAnswer basisIt meets the requirements of the accounting st
2、andards for business operations, intermediate business type, book entry treasury bonds and two levels of custody business. ()Source of answersCheck the book business operation specification, page 218th, clause 2.1.propositionThe investors in the bookkeeping bond business bear the risk of investment.
3、 ()The answer option isAnswer option noAnsweryesAnswer basisIt meets the requirements of the accounting standards for business operations, intermediate business type, book entry treasury bonds and two levels of custody business.Source of answersCheck the book business operation specification, page 2
4、18th, clause 2.3.propositionAn individual open-end securities investment fund may be represented by another agent when applying for the establishment of client data and opening a fund account. ()The answer option isAnswer option noAnswernoAnswer basisProvisions on breach of the standard of business
5、operation of the accounting business type of open type securities investment fund business. An individual investor who applies for the establishment of client data and opens a fund account shall personally handle it and shall not be represented by another person.Source of answersCheck the book busin
6、ess operation specification, page 226th, clause 2.4.propositionAn individual open end securities investment fund investor may apply for non - trading transfer due to succession or donation. ()The answer option isAnswer option noAnsweryesAnswer basisThe provisions of the standard of business operatio
7、n of the accounting business, the open type securities investment fund business of the intermediate business category.Source of answersCheck the book business operation specification, page 228Th, clause 3.7.propositionIn addition to collecting for renewal payment outside the business YINGBAOTONG cou
8、nter, the customer must I hold valid personal identification documents and other relevant documents to the bank counter, shall not be entrusted to another agency. ()The answer option isAnswer option noAnsweryesAnswer basisIn line with the intermediate business class YINGBAOTONG business class busine
9、ss accounting regulations operating norms.Source of answersCheck the book business operation specification, page 251st, clause 2.5.propositionFor the insurance bank business insurance invoices, insurance, special vouchers (such as card policy) as external evidence, banks can not as important blank v
10、ouchers management. ()The answer option isAnswer option noAnswernoAnswer basisViolation of accounting class business operating norms intermediate business class YINGBAOTONG business rules. For the insurance bank business insurance invoices, insurance, special vouchers (such as card policy) as bank m
11、anagement important blank vouchers.Source of answersCheck the book business operation specification, page 251st, clause 2.7.propositionInsurance bank business is a bank intermediary business can increase the agency fee income. ()The answer option isAnswer option noAnsweryesAnswer basisIn line with t
12、he intermediate business class YINGBAOTONG business class business accounting regulations operating norms.Source of answersCheck the book business operation specification, page 256th, clause 3.13.propositionThe set of customer asset management business of institutional investors should be reserved f
13、or the seal in the open capital account, and in the process of collective asset management business, the relevant certificates, affix the seal, handling personnel checked, to handle. ()The answer option isAnswer option noAnsweryesAnswer basisIt meets the requirements of the business operation standa
14、rd of accounting business, such as the intermediary business agent, the aggregative customer asset management business.Source of answersCheck the book business operation specification, page 257th, clause 2.2.propositionThe authorized payment business in the process of liquidation, if there are error
15、s, to identify the cause, distinguish responsibility, in accordance with the principle of error, error correction who who, who, who mistakes. ()The answer option isAnswer option noAnsweryesAnswer basisProvisions of the intermediate business section of accounting business operation regulations for the state treasury business.Source of answersBusiness accounting standard 232nd pages.propositionThe
