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1、学校代码10530学号 201104030825 分 类 号D915密级公开 硕硕 士士 学学 位位 论论 文文强制证人出庭作证机制研究强制证人出庭作证机制研究学学 位位 申申 请请 人人李晓 指指导导教教师师胡之芳 学学院院名名称称法学院 学学科科专专业业诉讼法学 研研究究方方向向刑事诉讼法 二一四年三月二十五日Researeh on the system of witness Compulsorily Appearing in courtCandidateLi Xiao SupervisorAssociate Professor Hu Zhifang CollegeLaw Faculty
2、ProgramProcedure Law SpecializationCriminal Procedure Law DegreeMaster of Law UniversityXiangtan University DateMarch, 2014 湘潭大学湘潭大学 学位论文原创性声明学位论文原创性声明本人郑重声明：所呈交的论文是本人在导师的指导下独立进行研究所 取得的研究成果。除了文中特别加以标注引用的内容外，本论文不包含任 何其他个人或集体已经发表或撰写的成果作品。对本文的研究做出重要贡 献的个人和集体，均已在文中以明确方式标明。本人完全意识到本声明的 法律后果由本人承担。作者签名：日期：年
3、月日学位论文版权使用授权书学位论文版权使用授权书本学位论文作者完全了解学校有关保留、使用学位论文的规定，同意 学校保留并向国家有关部门或机构送交论文的复印件和电子版，允许论文 被查阅和借阅。本人授权湘潭大学可以将本学位论文的全部或部分内容编 入有关数据库进行检索，可以采用影印、缩印或扫描等复制手段保存和汇 编本学位论文。涉密论文按学校规定处理。作者签名：日期：年月日导师签名：日期：年月日摘要针对证人出庭难，不出庭的问题，2013 年 1 月 1 日正式实施的刑事诉讼 法确立了强制证人出庭作证制度，试图通过对无正当理由拒证的证人适用强制 措施以保障证人出庭。笔者以该立法背景为基础，分析了强制证人
4、出庭作证措施 的性质，强制证人出庭作证措施作为一种诉讼法上的制裁措施，因其强制性、惩 戒性饱受争议。事实上，无论是从证人出庭作证行为的性质、制度的可行性还是 从强制的必要性分析，强制证人出庭作证制度出台的合理性是无可厚非的。尽管 我国现行的强制证人出庭作证制度在立法上有了较大的突破，但相较国外的相关 规定仍稍显不足，通过比较研究，与其他国家相关制度进行类比，结合我国的具 体规定，我们发现我国强制证人出庭作证的实现方式在种类上、制裁力度上都存 在着改进的空间，基于此丰富强制证人出庭作证措施的种类，将拒证行为入罪成 为了应对我国立法缺陷的良策。同时，通过实证调查，笔者指出，强制证人出庭 作证制度在
5、我国面临着失灵的危机，而卷宗中心主义、法官强大的控制权、“结 果中心主义”诉讼观，则是造成强制证人出庭作证立法与实践反差的祸首。在整 个中国司法体制不变革的框架下，如不推进审判方式改革，削弱法官的程序控制 权、改革庭前审查制度，强制证人出庭作证制度立法与实践的差异难以化解。总 之，为了确保我国强制证人出庭作证制度的有效适用，不仅需要借鉴域外的经验， 还需要依据我国国情，完善相关立法，改革司法体制，建立社会主义法治社会。关键词：强制证人出庭;法律制裁;审判改革IAbstractIn view of the witnesses difficult to appear in court proble
6、m, the criminal procedure law which formally implemented on January 1, 2013 established the system of forcing the witness to appear in court. By trying to apply to refuse the witness compulsory measures in order to ensure the witness to appear in court. author On the basis of the legislation backgro
7、und, Analyses the nature of the measures of compulsory witnesses to testify, Compulsory measures as a witness to testify sanctions on a procedural law, because of its mandatory punitive been controversial. In fact, both from the nature of the behavior of witnesses, feasibility analysis of the system
8、 or from the necessity of mandatory, mandatory witnesses system introduced rationality is understandable. Despite Chinas current system of mandatory witnesses has made significant breakthroughs in legislation , However, the relevant provisions are still slightly less compared to foreign, Through a c
9、omparative study with other relevant national regimes analogy, drawing, combined with the specific requirements of our country, We found our way to achieve the mandatory witnesses on the species, sanctions there is a room for improvement. so, rich, the kinds of measures of compulsory witnesses to te
10、stify ,witnesses refuse to appear in court behavior into sin became the response to the legislative defects in our country .And adopt the method of comparative study, Related systems in other countries analogy, learn, Combined with the specific requirements of our country, Implementation of Chinas c
11、ompulsory witnesses have improved space in species, sanctions . meanwhile, Through the empirical investigation, The author points out that, Dossier centrism, powerful control over judges, “the result centrism“ concept litigation, Resulting in legislation and practice of forced witnesses contrast.in
12、the framework of the whole Chinese judicial system does not change, Forced Witness System differences in legislation and practice is difficult to resolve. In short, in order to ensure that the system of compulsory witnesses effective application requires not only learn from the experience of extrate
13、rritorial laws, but according to our actual needs, improve the relevant legislation, reform of the judicial system, the establishment of a socialist society ruled by law.Keywords: force witnesses to appear in court ；Legal sanctions； Judicial reformII目录引言.1第 1 章 我国强制证人出庭作证措施的涵义与性质定位.31.1 强制证人出庭作证措施的涵义与特征.31.2 强制证人出庭作证措施的性质界定.51.2.1 强制证人出庭措施的性质分析.51.2.2 强制证人出庭作证措施与强制措施辨析.8第 2 章强制证人出庭作证的合理性分析.102.1 学界对强制证人出庭作证的质疑.102.2 强制证人出庭作证制度的合理性分析兼与质疑者商榷.112.2.1 立论基础：证人出庭作证的义务性.112.2.2 从文化角度看强制证人出庭作证的可行性.142.2.3 强制证人出庭作证的必要性.152.2.4 证人出庭作证其他立法模式评析.18第 3 章 强制证人出庭作证方式的立法考察.203.1 强制证
