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1、 Contents 1. Welcome to the 2019 SchweserNotes 2. Learning Outcome Statements (LOS) 3. Study Session 1Ethical and Professional Standards 1. Reading 1: Ethics and Trust in the Investment Profession 1. Exam Focus 2. Module 1.1: Ethics and Trust 3. Key Concepts 4. Answer Key for Module Quiz 2. Reading
2、2: Code of Ethics and Standards of Professional Conduct 1. Exam Focus 2. Module 2.1: Code and Standards 3. Answer Key for Module Quiz 3. Reading 3: Guidance for Standards IVII 1. Exam Focus 2. Module 3.1: Guidance for Standards I(A) and I(B) 3. Module 3.2: Guidance for Standards I(C) and I(D) 4. Mod
3、ule 3.3: Guidance for Standard II 5. Module 3.4: Guidance for Standards III(A) and III(B) 6. Module 3.5: Guidance for Standards III(C), III(D), and III(E) 7. Module 3.6: Guidance for Standard IV 8. Module 3.7: Guidance for Standard V 9. Module 3.8: Guidance for Standard VI 10. Module 3.9: Guidance f
4、or Standard VII 11. Answer Key for Module Quizzes 4. Reading 4: Introduction to the Global Investment Performance Standards (GIPS) 1. Exam Focus 2. Module 4.1: Introduction to GIPS 3. Key Concepts 4. Answer Key for Module Quiz 5. Reading 5: The GIPS Standards 1. Module 5.1: The GIPS Standards 2. Key
5、 Concepts 3. Answer Key for Module Quiz 4. Topic Assessment: Ethical and Professional Standards 5. Topic Assessment Answers: Ethical and Professional Standards 6. Study Session 2Quantitative Methods (1) 1. Reading 6: The Time Value of Money 1. Exam Focus 2. Module 6.1: EAY and Compounding Frequency
6、3. Module 6.2: Calculating PV and FV 4. Module 6.3: Uneven Cash Flows 5 .Key Co n cep ts 6 .An swer Key fo r Mo d u le Qu izzes 2 .Read in g 7 : Disco u n ted Cash Flo w Ap p licatio n s 1 .Ex am Fo cu s 2 .Mo d u le 7 .1 : NPV, IRR, an d HPR 3 .Mo d u le 7 .2 : Retu rn s an d Yield s 4 .Key Co n ce
7、p ts 5 .An swer Key fo r Mo d u le Qu izzes 3 .Read in g 8 : Statistical Co n cep ts an d Mark et Retu rn s 1 .Ex am Fo cu s 2 .Mo d u le 8 .1 Describ in g Data Sets 3 .Mo d u le 8 .2 : Mean s an d Varian ce 4 .Mo d u le 8 .3 : Sk ew, Ku rto sis, an d Sh arp e Ratio 5 .Key Co n cep ts 6 .An swer Key
8、 fo r Mo d u le Qu izzes 4 .Read in g 9 : Pro b ab ility Co n cep ts 1 .Ex am Fo cu s 2 .Mo d u le 9 .1 : Co n d itio n al an d Jo in t Pro b ab ilities 3 .Mo d u le 9 .2 : Co n d itio n al Ex p ectatio n s, Co rrelatio n 4 .Mo d u le 9 .3 : Po rtfo lio Varian ce, Bay es, an d Co u n tin g Pro b lem
9、s 5 .Key Co n cep ts 6 .An swer Key fo r Mo d u le Qu izzes 7 .Stu d y Sessio n 3 Qu an titativ e Meth o d s (2 ) 1 .Read in g 1 0 : Co mmo n Pro b ab ility Distrib u tio n s 1 .Ex am Fo cu s 2 .Mo d u le 1 0 .1 : Un ifo rm an d Bin o mial Distrib u tio n s 3 .Mo d u le 1 0 .2 : No rmal Distrib u ti
10、o n s 4 .Mo d u le 1 0 .3 : Lo g n o rmal Distrib u tio n , Simu latio n s 5 .Key Co n cep ts 6 .An swer Key fo r Mo d u le Qu izzes 2 .Read in g 1 1 : Samp lin g an d Estimatio n 1 .Ex am Fo cu s 2 .Mo d u le 1 1 .1 : Cen tral Limit Th eo rem an d Stan d ard Erro r 3 .Mo d u le 1 1 .2 : Co n fid en
11、 ce In terv als an d t-Distrib u tio n 4 .Key Co n cep ts 5 .An swer Key fo r Mo d u le Qu izzes 3 .Read in g 1 2 : Hy p o th esis Testin g 1 .Ex am Fo cu s 2 .Mo d u le 1 2 .1 : Hy p o th esis Tests an d Ty p es o f Erro rs 3 .Mo d u le 1 2 .2 : Tests o f Mean s an d p -Valu es 4 .Mo d u le 1 2 .3
12、: Mean Differen ces, Differen ce in Mean s 5 .Key Co n cep ts 6 .An swer Key fo r Mo d u le Qu izzes 4 .Read in g 1 3 : Tech n ical An aly sis 1 .Ex am Fo cu s 2 .Mo d u le 1 3 .1 : Tech n ical An aly sis 3. Key Concepts 4. Answer Key for Module Quiz 8. Topic Assessment: Quantitative Methods 9. Topi
13、c Assessment Answers: Quantitative Methods 10. Formulas 11. Appendices 1. Appendix A: Areas Under The Normal Curve 2. Cumulative Z-Table 3. Appendix B: Students t-Distribution 4. Appendix C: F-Table at 5% (Upper Tail) 5. Appendix D: F-Table at 2.5% (Upper Tail) 6. Appendix E: Chi-Squared table List
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